rexresearch.com
Kevin KEENER
Cold Plasma Food Preservation
http://phys.org/news155230070.html
Mar 02, 2009
Simple device can ensure food gets to
the store bacteria free
by Brian Wallheimer
A Purdue University researcher has found a way to eliminate
bacteria in packaged foods such as spinach and tomatoes, a process
that could eliminate worries concerning some food-borne illnesses.
Kevin Keener designed a device consisting of a set of high-voltage
coils attached to a small transformer that generates a
room-temperature plasma field inside a package, ionizing the gases
inside. The process kills harmful bacteria such as E. coli and
salmonella, which have caused major public health concerns.
Keener's process is outlined in an article released online early
in LWT - Food Science and Technology, a journal for the Swiss
Society of Food and Technology and the International Union of Food
Science and Technology.
"Conceptually, we can put any kind of packaged food we want in
there," said Keener, an associate professor in the Department of
Food Science. "So far, it has worked on spinach and tomatoes, but
it could work on any type of produce or other food."
By placing two high-voltage, low-watt coils on the outside of a
sealed food package, a plasma field is formed. In the plasma
field, which is a charged cloud of gas, oxygen has been ionized
and turned into ozone. Treatment times range from 30 seconds to
about five minutes, Keener said.
Ozone kills bacteria such as E. coli and salmonella. The longer
the gas in the package remains ionized, the more bacteria that are
killed. Eventually, the ionized gas will revert back to its
original composition.
The process uses only 30-40 watts of electricity, less than most
incandescent light bulbs. The outside of the container only
increases a few degrees in temperature, so its contents are not
cooked or otherwise altered.
Other methods of ozone treatment require adding devices to bags
before sealing them to create ozone or pumping ozone into a bag
and then sealing it. Keener's method creates the ozone in the
already sealed package, eliminating any opportunity for
contaminants to enter while ozone is created.
"It's kind of like charging a battery. We're charging that
sample," Keener said. "We're doing it without electrode intrusion.
We're not sticking a probe in the package. We can do this in a
sealed package."
Keener said testing has worked with glass containers, flexible
plastic-like food-storage bags and rigid plastics, such as
strawberry cartons and pill bottles. He said the technology also
could work to ensure pharmaceuticals are free from bacteria.
According to the Centers for Disease Control and Prevention, about
40,000 cases of Salmonellosis, an infection caused by salmonella,
are reported each year in the United States, causing 400 deaths.
The CDC reports that about 70,000 E. coli infections are reported
each year, causing dozens of deaths.
Patents
GENERATION OF MICROBIOCIDE INSIDE A
PACKAGE UTILIZING A CONTROLLED GAS COMPOSITION.
USPA 2014044595
[0001] The present application claims priority to U.S. provisional
application No. 61/451,975, filed on Mar. 11, 2011, which is
incorporated herein by reference, and is a continuation in part of
U.S. application Ser. No. 12/861,106, filed on Aug. 23, 2010,
which is incorporated herein by reference and which is a
continuation in part of U.S. application Ser. No. 12/726,097, (now
abandoned), filed on Mar. 17, 2010 which claims priority to U.S.
provisional application No. 61/306,774, filed on Feb. 22, 2010,
and U.S. provisional application No. 61/162,785, filed on Mar. 24,
2009, each of which is incorporated herein by reference.
TECHNICAL FIELD
[0002] The present application relates an apparatus and method for
treating packaged products to reduce undesirable contamination
from viruses, bacteria, yeast, and mold, including spores and
toxins, or for other treatment using a reactive gas atmosphere.
BACKGROUND
[0003] Biological decontamination and surface sterilization is
crucial throughout society: in military applications such as the
decontamination of equipment and facilities exposed to deadly
biological agents, or in a broad array of civilian applications
including medical applications, food production and consumer
goods. Chemical, heat, high-energy electron beams, x-ray or
gamma-ray irradiation systems are presently used in commercial
treatments; however, utilization of these systems may not be
practical due to the cost, efficiency, immobility, electric power
requirements, toxic waste, personal hazard and the time required
to decontaminate items.
[0004] Over the last decade, considerable research has been
conducted in using atmospheric plasmas as a decontamination method
of surfaces. Atmospheric plasmas have the ability to generate
unique radiolytic profiles. Research has shown that biological
contaminants exposed to atmospheric plasmas can be sterilized in
seconds to minutes. Atmospheric plasmas are fairly easy to
produce; and, the equipment needed is relatively inexpensive.
There are no hazardous wastes and the gaseous by-products can be
locally controlled. Up to this time, utilization of atmospheric
plasmas has been through sealed chambers and jets.
[0005] Atmospheric, non-equilibrium plasma (ANEP) is an example of
a non-thermal processing method. There is a wide variance in the
terminology for the process to produce such a plasma. In the
literature, a variety of terminology is used to describe the
phenomenon including atmospheric glow discharge, surface barrier
discharge (SBD), dielectric barrier discharge (DBD), Single
Dielectric Barrier Discharge (SDBD) and Surface Plasma Chemistry
Process (SPCP). For convenience herein, the term dielectric
barrier discharge (DBD) is used, without intending to exclude any
of the ANEP plasma generating mechanisms implied by choosing a
specific terminology for description of the technique herein.
[0006] FIG. 1 shows simplified examples of DBD configurations that
may be used to produce an ANEP in an ambient air environment. A
high voltage generator 10 applies an alternating current potential
to a pair of metallic plates 20, 30, spaced apart from each other
to form a region 50 in which an object may be placed. At least one
dielectric layer 40 is disposed between a first plate 20 and the
second plate 30. In this manner, the effect of the dielectric
layer is to limit the current of any filamentary discharge that is
formed between the plate 20, 30 so as to prevent the formation of
a high current arc. The discharge in region 50 is thus limited in
energy and results in an ANEP where variety of reactive species
may be formed from the gas (He, O2, N2, CO2 and water vapor)
and/or interaction with the packaged product. FIG. 1A shows a
configuration with one dielectric layer 40 laid against an
electrode 20. FIG. 1B shows an example where a dielectric plate 40
is laid against an electrode 20 and another dielectric plate 60 is
laid against a second electrode 30. The charge accumulation on the
plates which may be used in conjunction with the voltage waveform
to estimate the power consumption may be measured by determining
the voltage developed across a conventional capacitor 75. FIG. 1C
illustrates a situation where a single dielectric layer 50 is
disposed between the electrodes 20, 30, so that there are two
regions 50 in which an ANEP may be produced.
[0007] As the possibility of an arc forming directly between the
plates 20, 30 exists, by air paths around the dielectric, at least
one electrode is often fully enclosed in an insulating material,
and, the exposed electrode may be grounded. The insulating
material may be the same material as used for the dielectric 40,
60; however, the two materials may have differing properties. For
example, the dielectric plate may be quartz and the insulating
material may be a moldable material.
SUMMARY
[0008] A system for treating an object is disclosed, including an
apparatus configured to create an atmospheric non-equilibrium
plasma (ANEP) using a working gas in a closed storage volume sized
and dimensioned to contain an object to be treated. The voltage
gradient applied to the working gas may be greater than about 1.4
times an ionization voltage gradient of the working gas.
[0009] In an aspect the ANEP column length is greater than about
2.0 cm. In another aspect, the voltage applied to electrodes of
the apparatus may be greater than about 50 kV RMS.
[0010] The working gas may be selected from air, O2, N2, CO2, He,
Ar, or a combination of these gasses, depending on the specific
object to be treated. The object may be disposed either inside or
outside the ANEP column.
[0011] This technology generates reactive gas species in a sealed
package. If the package is designed from a low permeability film
then minutes to hours of contact time between the generated
reactive gas species and the object can be realized, resulting in
very large reductions in pathological microbialspecies. The
technique may also be used to treat objects where the desired
effect is a reaction of the ionized species with surface
contaminants or with the surface.
[0012] Many common packaging materials, used as the package, work
well with this technology including: LDPE, HDPE, PP, PET,
cardboard, Kraft paper, TYVEK (high density polyethylene fibers)
and glass.
[0013] A method of treating an object is disclosed including the
steps of: providing a dielectric barrier discharge (DBD) device;
providing a package suitable for substantially completely
enclosing the object; inserting the object into the package;
filling the package with a working gas at substantially
atmospheric pressure; disposing a portion of the package with
respect to the DBD device such that reactive species are produced
in the package by the DBD apparatus; and, activating the DBD
device for a first period of time by applying a voltage gradient.
[0014] The voltage gradient applied to the DBD device is greater
than approximately 1.4 times an ionization voltage gradient of the
working gas. In an aspect first period of time may be less than
about 15 seconds. In another aspect, the first period of time may
be less than about 60 seconds. The object may be retained in the
treatment volume for a second period of time so as to permit the
generated reactive species to interact with the object being
treated.
[0015] In an aspect the container may be manipulated so as to
provide more even application of the reactive species to the
object being treated.
BRIEF DESCRIPTION OF THE DRAWINGS
[0016] FIG. 1 (prior art) shows (A) a DBD apparatus having
a single dielectric barrier; (B) a DBD apparatus having two
dielectric barriers and an auxiliary capacitor for measuring the
DBD charge; and, (C) a DBD apparatus with the dielectric
disposed between two conducting plates;
[0017] FIG. 2 shows (A) a portion of a DBD apparatus where
a container having an object to be treated disposed between the
plates of the apparatus; (B), a portion of a DBD apparatus where
a container having an object to be treated is disposed between
the plates of the apparatus, such that the object to be treated
is not disposed between the plates of the apparatus; and, (C) a
top view of a portion of the apparatus of FIG. 2A;
[0018] FIG. 3 shows data for gas concentrations generated
using the PK-1 DBD Ionization System (13.5 kV RMS);
[0019] FIG. 4 shows data for gas concentrations generated
using PK-2 DBD Ionization System (80 kV RMS);
[0020] FIG. 5 shows data for spore reductions resulting
from treatment by the using PK-1 DBD Ionization System (13.5 kV
RMS); and
[0021] FIG. 6 shows data for spore reductions generated
using PK-2 DBD Ionization System (80 kV RMS).
DESCRIPTION
[0022] Exemplary embodiments may be better understood with
reference to the drawings. Like numbered elements in the same or
different drawings perform equivalent functions.
[0023] In the interest of clarity, not all the routine features of
the examples herein are described. It will of course be
appreciated that in the development of any such actual
implementation, numerous implementation-specific decisions must be
made to achieve a developer's specific goals, such as
consideration of system, regulatory and business related
constraints. These goals will vary from one implementation to
another.
[0024] Atmospheric pressure “cold” plasmas have been shown to be
effective in reducing or eliminating surface bacterial
contamination of food samples. The term “cold plasma” is meant to
describe a plasma discharge, which may be a non-equilibrium
plasma, occurring at a pressure of about one-atmosphere and at
near ambient temperature (ANEP). This is to distinguish the ANEP
plasma from a thermal plasma discharge operating at a bulk gas
temperature of hundreds or thousands of degrees above the ambient
temperature. In a “cold plasma” at atmospheric pressure the
electrons may have a significantly higher temperature than the ion
and neutral species; however, the bulk temperature of the working
gas is not significantly increased with respect to the ambient
temperature In this context, the term “cold” should not be
interpreted to require refrigeration or other cooling to perform
the decontamination or treatment functions described herein;
however, this does not exclude the treating or the subsequent
storage of the treated object at an appropriate temperature, which
may include refrigeration or cooling. Keeping the gas at a
near-ambient temperature may contribute to avoidance of heat
damage to the object being treated.
[0025] One technique of creating an atmospheric non-equilibrium
plasma is to apply a high voltage to the volume to be ionized,
while inhibiting the transition from a glow discharge to an arc
discharge by limiting the discharge current. This may be done, for
example, by covering at least one of the electrodes of the
apparatus with a dielectric layer; resistive layers have also been
used. The discharge current is self-limited by charge build up on
the dielectric surface. Typically, the excitation voltage
frequency is in the kHz range, but may range from power line
frequencies to radio frequencies. The experimental data presented
herein used a 60 Hz frequency due to the availability of high
voltage transformers, whose output voltage could be easily be
adjusted by controlling the input voltage thereof with a variable
voltage transformer.
[0026] Dielectric-barrier discharges (DBD) are a type of
alternating-current high-voltage gaseous discharges that may be
formed in a nominally atmospheric pressure environment. The
presence of a dielectric layer between the electrodes prevents the
charge generated in the gas by the discharge from reaching at
least one of the conducting electrode surfaces. Often the
dielectric layer is applied to both of the electrodes. Within each
half-cycle of the driving voltage waveform, when the voltage
gradient applied across the gas exceeds that required for
breakdown, the formation of narrow ionized discharge filaments
initiates the conduction of electrons toward the more positive
electrode, and ions towards the more negative electrode, although
the mobility of the electrons is greater than that of the ions. An
electrical charge accumulates on the dielectric layer(s) at the
end(s) of each ionized filament; and, the voltage drop across the
ionized filament reduces until the voltage falls below the
discharge-sustaining level, so that the discharge is extinguished.
The duration of the filamentary discharge is believed to be quite
short: of the order of 100 nanoseconds or less. However, the
resultant reactive species may have a significantly longer
lifetime. The low charge mobility along the surface of the
dielectric also limits the lateral region over which the gap
voltage is diminished, so that a plurality of filaments may form
in close proximity to one another.
[0027] Production of ozone and other reactive species in a DBD
occurs between the two electrodes when operated at a particular
voltage, frequency, and geometry. In air, mixtures of O2 and N2,
or O2 alone, reactive oxygen species are generated which react
with each other as well as oxygen molecules resulting in the
formation of ozone. Other reactive species are created when N2, or
other gases such as CO2, H2O or Cl are present. The most oxidative
species in air and oxygen gas include ozone (O3), singlet oxygen
(O or O<−>), superoxide (O2<−>), peroxide (O2<−2
>or H2O2), and hydroxyl radicals (OH). Most of these species
have very short half-lives (in the range of milliseconds);
however, ozone has a much longer half-life ranging from minutes to
days depending on conditions. The effects of gaseous ozone on
foods has previously been studied with promising results and ozone
has been shown to be more efficient at lower concentrations and
treatment times than more standard sanitizers, including chlorine.
Presently, the use of ozone has been limited to the treatment of
unpackaged products.
[0028] The effectiveness of the system and method described herein
is due to an extent on the ability to generate reactive gas
species in a sealed package. If the package is fabricated from a
low permeability film. then minutes to hours of contact time
between the reactive gas species and the bacteria can be realized,
resulting in very large reductions in microbial populations. Over
the duration of the storage time, the ozone and nitrogen oxides in
the package will convert back to simple oxygen and nitrogen
molecules, and upon reaching a final destination (e.g., grocery
store or medical supply store), the reactive gas species in the
package will have been converted back to original gas composition
(air or modified atmosphere).
[0029] In particular, the object to be treated may be enclosed in
a sealed or substantially sealed container. The container need not
be hermetic unless the level of decontamination desired is such
that subsequent contamination from another source is to be
avoided. Low permeability containers may retain long-lived
reactive species, which may extend the effective treatment time
and improve the resultant decontamination results. Non-hermetic
containers may be used in applications where subsequent
re-contamination of the sample is prevented by the characteristics
of the packaging. Non-hermetic containers may be permeable to some
extent to air, and to the other constituent gases or the radicals
or reactive species produced by the ANEP. That is, the packaging
may be porous to gases, but prevent spoilage or pathogenic
material from entering the package. The composition of the
container may be a plastic such as TYGON, low-density polyethylene
(LDPE), high density polyethylene (HDP), polypropylene (PP),
polyethylene terapthalate (PET), TYVEK, or polystyrene; however,
various other substantially dielectric materials can be used,
including, glass, wax, cardboard, paper, foil, eggshells, low
dielectric constant materials, or the like. The foil may be a
plastic having a thin metallic coating. This may permit the
treatment of objects stored in a foil package, or having a foil
liner.
[0030] An apparatus for treating a sample is shown in FIG. 2. An
object to be treated 200 is placed in a substantially closed
dielectric container or package 100. The container may be rigid or
flexible and may be sealed by a ZIPLOC closure, by heat, by a
close-fitting cap, or any other mechanism that has a similar
effect. The container should have an ability to substantially
retain the reactive species that are the residual of the generated
ANEP plasma for a period of time that is sufficient for a
particular treatment process. The working gas, which may be air,
or a modified atmosphere packaging (MA) mixture, may be introduced
into the container 100 prior to treatment. The container 100 may
be purged prior to charging with the working gas so as to control
the resulting gas mixture. The container may be sealed either
permanently or temporarily prior to treatment.
[0031] A region within the container is selected where an ANEP may
be generated. This may be a specific formed region of a semi-rigid
or rigid container, or may be formed by manipulation of a flexible
container where the gas pressure gives the container a deformable
shape. In rigid containers, the gas pressure may be less than an
atmosphere, while the gas pressure in a flexible container is an
atmosphere or greater. This does not exclude situations, for
example, where vacuum packing is used, and a working gas may be
introduced for the purposes of treatment.
[0032] FIG. 2A illustrates a situation where the object being
treated is disposed between the plates of the apparatus, while
FIG. 2B illustrates the situation where the object being treated
is disposed so that a small thickness of the storage bag having a
gap between the opposing surfaces is disposed between the plates
of the apparatus. For the situation of FIG. 2B, the ANEP is
created inside a portion of the storage container; however, the
object to be treated may not be directly exposed to the active
ANEP (“out-of-field” configuration). Rather, the residual reactive
species may be diffused or circulated within the volume of
container having the object to be treated. This configuration may
reduce the voltage needed to establish the ANEP as the distance
between the electrodes may be reduced compared with the thickness
of the object. In addition, where the termination of the plasma
filaments on the object itself may be undesirable, that situation
is avoided.
[0033] In contrast, the arrangement of FIG. 2A disposes the object
to be treated between the electrodes, and the object itself may
behave as a dielectric, similar to that used on one or more of the
electrodes. In this circumstance, the filaments creating the ANEP
may extend from the electrode, or the dielectric barrier on an
electrode, or an electrode without a dielectric barrier, to a
surface of the object to be treated; and an active ANEP may also
surround the object (“in-field” configuration). The electrons and
the ions created in the ANEP may directly impinge on the surface
of the object. Similarly to the arrangement of FIG. 2B, the object
may continue to be exposed to the ANEP byproducts after the active
phase of ANEP generation has been completed. Each of the processes
may be repeated, if needed, where the object or the storage bag or
container is manipulated to better distribute the active
byproducts or expose other portions of the object to the plasma or
the ANEP products. Conductive objects may also be treated.
[0034] As shown in FIG. 2A, the container 100 having a working gas
300 and an object to be treated 200 may be disposed between the
plates of a DBD apparatus 2. The plates 20, 30 are spaced apart so
as to admit at least portion of the container 100 containing the
object to be treated 200. The distance between the plates may be
controlled by mechanical means, if desired, so that the container
100 may conveniently be placed between the plates 20, 30, and the
spacing between the plates subsequently adjusted so as to
partially compress the container 100, so as to achieve an
appropriate gap spacing for the creation of the ANEP within the
container 100. In this configuration, filamentary discharges may
occur between the dielectric surface 40 of the top plate 20 and
the opposing surface of the object 200 being treated, and may also
occur between the bottom plate 30 and the object being treated
200. The ANEP may also be created by electrical currents flowing
directly from one plate to another, as mediated by the dielectric
layer on the plate. Other mechanical arrangements may also be
used.
[0035] Where the object to be treated has the general
characteristics of a dielectric material, the filaments will
exhibit a behavior similar to that which would occur in a DBD
apparatus without an introduced object, except that the filaments
may terminate one end thereof on the object. So, the object will
be directly exposed to the filamentary discharges creating the
ANEP, as well as to the shorter lasting and longer lasting
reactive species that are generated during the active treatment
phase. As the surface density of filaments is governed by the
electrical field distribution, and the shape and electrical
properties of the object to be treated, the entire surface of the
object may not be subject to the same intensity of direct
treatment. Should more uniform treatment be desired, the object to
be treated 200 may be manipulated to expose other parts of the
object to direct treatment.
[0036] The high voltage is often sinusoidal and may be produced by
a high-voltage transformer connected to the power grid, a signal
generator connected to an amplifier, or the like. Other voltage
waveform shapes may be used, including sawtooth, trapezoidal,
pulsed, symmetrical, asymmetrical, or displaced from DC. The
amplitude of the voltage may be controlled during operation of the
apparatus by, for example, a VARIAC transformer, or by controlling
the signal generator amplitude output, or the amplifier gain. The
frequency of operation may be fixed or variable. In the
experiments described herein, the local power line frequency (60
Hz) was used for convenience in configuring the experimental
apparatus and cost considerations. ANEP plasmas can also be
created using DC where a resistive layer is used as a a current
limiter or ballast.
[0037] The voltage gradient at which a glow discharge is formed is
a function of the constitutive gases present between the
electrodes, various geometrical considerations, and the gas
pressure. The constituent gases may be modified so as to achieve a
desired concentration and species of ionized particles. In
addition to air, O2, N2, CO2, H2O, Cl, and other mixtures, or pure
gases, including inert and noble gases, are usable, depending on
the application.
[0038] As shown in FIG. 2B when a flexible container 100, which
may be a plastic storage bag, is used, the gas fill level may
selected so a that a portion of the container may be compressed
between the plates 20, 30 so as to form a smaller gap to
facilitate creation of the ANEP at a lower voltage. Here, the
container is shown in a state where a portion 110 of the container
100 is positioned between the electrodes of the DBD apparatus 3,
so that a portion of the container 100 may be temporarily formed
into a region where the ANEP may be created. The filaments
creating the ANEP are formed between the surface of the dielectric
40 and the other electrode plate 30, such that the object 200 to
be treated is not disposed therebetween. Portions of the container
surface disposed so as to form the region in which the ANEP is to
be formed may be held against the dielectric 40 and the plate 30
by the internal gas pressure. The effect of the dielectric layer
of the container surface may be small, as the charge distributions
are likely to be dominated by those of the electrodes and the
dielectric 40.
[0039] FIG. 2C shows a top view of the DBD apparatus 3 of FIG. 2B.
The dielectric material extends so as to inhibit stray discharges,
and, the electrodes may be disposed opposite only a portion of the
storage volume.
[0040] The electrodes may be planar, as shown; however, other
geometries may be used to conform to a container such as a box,
pill bottle, jar, or other shape. Shaped electrodes may be used to
encourage the formation of a plasma jet, or better distribute the
reaction products using induced convection. For example, large
cardboard containers may be processed by using a pair of
electrodes oriented at a 90° angle and placed along one or more of
the edges. Similar configuration may be used for large packages of
other materials and shapes.
[0041] The term package has been used to represent the enclosure,
bag, container, treatment volume or storage volume in which the
object is treated and subsequently stored. At least parts of the
package are fabricated from a dielectric material compatible with
the treatment process, and could be, for example, a bottle, a
vial, an opaque plastic food tray sealed with a thin transparent
film, or the like. The objects to be processed need not be
dielectric, as metallic objects could be exposed as well. The
apparatus and technique described herein may be used to sterilize
or otherwise decontaminate objects such as medical supplies,
including surgical instruments, syringes, consumer products, or
other treatable objects and materials. They do not need to be
removed from the packaging after treatment and until immediately
prior to use. One may repeat the sterilization process in the
hospital or physician's office or at a point of sale or
distribution prior to opening the packaging for further
suppression of contaminants or pathogens. It should be noted that
the dielectric characteristics of the material forming the
container may be used as the dielectric barrier of the DBD,
providing that the electrical characteristics thereof prevent
dielectric breakdown.
[0042] The inventors have discovered unexpected results where
process or apparatus parameters such as relative humidity, voltage
gradient, electrode geometry, and voltage, in addition to the gas
composition and package type, may have a significant effect on
performance in a sterilization or decontamination application.
[0043] The data presented herein illustrates the use of an
apparatus and method of killing Bacillus subtilis spores, as a
representative of biological contaminants, under a variety of
plasma generation voltages ( ̃13 kV, 50 kV, 80 kV RMS), electric
field gradients (12.5-20 kV/cm), gap distances (1.0, 2.5 and 4.5
cm) and gas compositions (air, MA) where the object to be treated
is disposed within a sealed package and either inside and outside
of the plasma field. Unexpected improvements in performance obtain
when certain process parameters are adjusted.
[0044] An apparatus (PK-1), is based on a dielectric barrier
discharge (DBD) process, with plate electrodes comprised of
insulated conductors connected to a power unit with specifications
of 18 kV RMS (max) @ 30 mA @ 60 Hz. The sample package is in
disposed such that opposing sides thereof are in contact with the
insulated high voltage electrodes, providing a dielectric barrier
between the electrodes, thereby limiting current flow through the
sample package and controlling the power requirements for
treatment. Only 40-50 W of power was needed to ionize an air
atmosphere inside a 4 L (nominal) re-sealable plastic (LDPE) bag.
Other means of insulating the electrodes, which may be a flat
plate, flat wound coil, or the like, include a dielectric sheet
disposed between an electrode and the package, or a dielectric
layer formed around the electrode.
[0045] The high-voltage applied to the electrodes may ionize a
gas, which may be a mixture of gasses, within the electric field
inside the package containing the sample. The sample may be, for
example, a food or a medical device. or other object to be
sterilized, decontaminated or otherwise plasma treated. Ionization
produced by the DBD process can result in the production of
significant concentrations of reactive molecules, including ozone
concentrations above 1% in a few minutes, without a noticeable
increase in the sample surface temperature. Specific treatment
times for targeted spore or bacterial reductions are dependent on
sample contamination, packaging material, gas composition, and
package/electrode configuration. The in-package ionization process
has been demonstrated in a number common packaging materials
including, cardboard, glass, various plastics such as LDPE, HDPE,
PET, polystyrene, TYGON, rubber and others.
[0046] A second similar apparatus (PK-2) was also built and has
specifications of 130 kV RMS (max) at 20 mA @ 60 Hz, so as to
enable exploration of different parameters. The PK-2 system can
ionize a sealed package of air with an electrode gap of up to
about 10 cm.
[0047] The PK-1 and PK-2 systems were comparatively evaluated for
reduction in pathological organisms by studying the reduction of
Bacillus subtilis spores in packages containing either air or a
variety of MA (modified atmosphere) gases, where the sample was
disposed either inside or outside of a plasma field.
[0048] A 2×3×1×1×2×3 experimental series design was selected that
utilized two voltage conditions: 13.5 kV RMS/44 W/1.0 cm gap (PK-1
ionization system) and 80 kV RMS/150 W/4.5 cm gap (PK-2 ionization
system); 3 treatment conditions: infield ionization, out-of-field
ionization, and no ionization; a treatment time of 300 s (PK-1)
and 120 s (PK-2), respectively; room temperature; two package gas
types: air (78% N2, 22% O2) and modified atmosphere, MA (65% O2,
30% CO2, 5% N2); and replicated in triplicate.
[0049] Air (78% N2, 22% O2) and modified atmosphere (MA) gas (65%
O2, 30% CO2, 5% N2) were purchased from a local gas supplier at
specified concentrations with a certificate of analysis. These gas
composition(s) were then metered into sealed package at a rate of
2.1 L/min. using a shielded flow meter with stainless steel ball
(Gilmont Instruments, Inc., Barrington, Ill., USA) yielding final
fill volume of 1.5 L with average fill time of 45 s.
[0050] Clear, 3.78 L Ziploc™ (SC Johnson and Son, Inc., Racine,
Wis., USA) heavy-duty freezer bags were obtained from a local
grocery store. The bags were made of low-density polyethylene
(LDPE) and had a 1.6 mm thick wall.
[0051] Bacillus subtilis var. niger (B. atrophaeus) spore strips
(NAMSA, Northwood, Ohio, USA) with size of 3.2 cm×0.6 cm, each
containing Bacillus populations of 1.5-2.5×10<6>/strip or
6.18-6.40 log10 were loaded into an open sterile petri dish inside
the treatment package and then used in the experiments. For
in-field ionization with PK-1 system, one end of each spore strip
was secured with transparent tape to the inside of the storage bag
within electrode gap space prior to treatment.
[0052] The PK-1 system was operated 13.5 kV RMS at 44 W and 60 Hz
generating a 13.5 kV RMS/cm gradient between the electrodes (1.0
cm gap). The electrodes consisted of coils of wire wound around a
flat dielectric object with a treatment area of 51 cm<2
>(8.5 cm×6 cm). The PK-2 system was operated at 80 kV RMS at
150 W and 60 Hz across circular stainless steel electrodes (15 cm
dia, 4.5 cm gap, 17.8 kV RMS/cm voltage gradient). The high
voltage transformer of the PK-2 was obtained from Phenix
Technologies, Accident, Md.
[0053] The storage bags containing spore samples were filled with
the working gas (air or MA) and purged three times to ensure
purity of the gas in the bag. A small, uniform amount of gas was
expelled from the bag to allow for orientation of plasma
electrodes if needed to achieve desired gap distance. The
electrodes opposed each other, with the bag disposed therebetween
and having an approximate gap distance of 1.0 cm (PK-1) and 4.5 cm
(PK-2). Each system was activated for treatment times of 300 s
(PK-1) or 120 s (PK-2). The gas volume in the bag was agitated
manually (by pressing lightly back-and-forth on the bag) once
treatment was complete to allow for a more uniform distribution of
gas inside the bag prior to double-bagging for 24 h storage at
room temperature (22° C.).
[0054] The temperature of the electrodes and treated storage bags
was measured prior to and immediately after treatment using an
infrared thermometer (Omega Engineering, Inc., Stamford, Conn.,
USA). All storage bag temperatures of treated samples registered
at room temperature after treatment for both systems. Ozone and
nitric oxide concentrations were measured immediately following
the 300 s or 120 s treatments as well as after 24 h storage using
DRAEGER Short-Term Detector tubes (Draeger Safety AG & Co.,
Luebeck, Germany) Carbon monoxide concentrations were also
measured after the 24 h storage period. The tubes were chosen for
ease of use with the given experimental setup and for their rapid
measurement capabilities. The tubes contain a reagent which
changes color upon coming into contact with the specified gas and
are calibrated for specific sampling volumes. Tubes were connected
to a bellows hand pump, Accuro Gas Detector Pump (Draeger Safety
AG & Co., Luebeck, Germany), and calibrated such that one pump
action equals 100 mL of gas. The Ozone tubes (part no. CH21001)
had an indicated range of 20-300 ppm. Nitrous oxides (part no.
24001) tubes had an indicated range between 20-500 ppm. A
cross-sensitivity of 50 ppm NOx per 1,000 ppm ozone was
identified. Carbon monoxide tubes (part no. 33051) had an
indicated range between 25-300 ppm.
[0055] It was noted that carbon monoxide tubes had an interference
with ozone. Thus, no carbon monoxide measurements could be taken
with ozone present. In order to determine ozone values when
measuring very high concentrations, smaller gas sample volumes
were collected in 5 mL or 20 mL syringes. The syringe was
connected to the detection tube by means of flexible tubing. A
syringe volume was expelled into the detection tube and then
removed allowing total flow volume of 100 ml to occur. The
observed gas concentration was then multiplied by the volume ratio
of the detection tube volume over the syringe volume. The DRAEGER
portable gas detection system had a precision of ±15% (Draeger
Safety AG & Co., Luebeck, Germany).
[0056] Spore recoveries and aseptic methods were in accordance
with manufacturer (NAMSA, Northwood, Ohio, USA) instructions for
population verification of Bacillus subtilis spore strips. After
ionization treatment and 24 h storage, each strip was aseptically
removed from bag and transferred into sterile 20×150 mm test tube
containing 10 mL of 0.1% sterile peptone. Seven to ten sterile 6
mm glass beads were then added to each test tube. Each test tube
was vortexed (model vortexer 59, Denville Scientific, Inc.,
Metuchen, N.J., USA) on high speed for 120 s or until the spore
strip was fully macerated into loose fibers. Test tubes were then
heat shocked by placing into a 500 mL beaker with 300 mL of water
heated to 90° C. and maintained at 80-85° C. for 10 minutes. Test
tubes were transferred to a cold tap water bath momentarily (2
min), and then to ice water bath to rapidly cool test tubes to
0-4° C. Test tubes were then removed from ice bath and further
serial dilutions were performed including 10<−2>,
10<−3>, 10<−4>, and/or 10<−5 >based on
treatments or recoveries of positive (+) controls (Bacillus
populations of 1.5-2.5×10<6>/strip, 6.18-6.40 log10). The
required aliquot volumes from corresponding serial dilutions were
then plated into respective petri dishes (100×15 mm) containing
sterile Tryptic Soy Agar (TSA) prepared per Difco Manual
specifications for spore colony enumeration [5]. TSA plates were
incubated at 30-31° C. and colony growth and recoveries were
monitored at 24 h, 48 h, and 72 h.
[0057] Relative humidity and temperatures inside the storage bags
were measured using a Springfield® Precise Temp™ relative humidity
sensor (Taylor Precision Products, Oak Brook, Ill., USA) recorded
at 0 h and 24 h storage.
[0058] FIG. 3 and FIG. 4 document the reactive oxygen species
generation during in-package ionization at the specified times for
both 13.5 kV and 80 kV. It can be seen from these data that high
levels of reactive oxygen species can be generated for both air
and MA gas. At 13.5 kV, an ozone generation rate of 1,200 and
1,500 ppm per minute were observed for air and MA gas,
respectively. At 80 kV, an ozone generation rate of 3,750 ppm and
6,250 ppm per minute were observed for air and MA gas,
respectively. These results suggest that increased ionization
voltage increases the generation rate of reactive oxygen species.
In air, the nitrous gas concentrations did not significantly
change with ionization voltage. Both voltages (13.5 kV and 80 kV)
achieved maximum nitrous gas concentration of approximately 1,000
ppm with an air atmosphere. However, the MA gas nitrous gas
concentrations reached a significantly higher level with increased
ionization voltage. Nitrous gas concentrations at 80 kV reached
over 4,000 ppm at 120 seconds treatment time.
[0059] At least some of the increase in the ozone generation rate,
and the resultant concentrations at the higher voltages may be
attributed to the longer ionization path resulting from the 4.5 cm
electrode spacing when using 80 kV in some of the experiments.
However, some of the increase may also be due to the higher
voltage gradients, which may also generate other reactive species
that have not yet been measured. Each of the constituent gases has
a different ionization potential at atmospheric pressure. These
factors interact, and thus a different set of experiments would be
performed to optimize these parameters.
[0060] Both ozone and nitrous oxides levels decayed to zero within
24 hours of treatment. However, there was a measureable carbon
monoxide concentration in MA gas at 24-hours post-treatment with
levels 200 ppm and 400 ppm for the 13.5 kV and 80 kV at treatment
times of 300 s and 120 s, respectively. The current carbon
monoxide measurement method did not allow measurement in the
presence of ozone (e.g., time zero).
[0061] FIG. 5 and FIG. 6 illustrate the spore reductions achieved
with ANEP treatment. In-package ionization both inside and outside
of the ionization field at 13.5 kV and 80 kV may eliminate
Bacillus subtilis spores. At 13.5 kV, treatment times for MA gas
spore elimination were 180 s and 300 s for outside and inside
field positioning, respectively. At 13.5 kV, treatment times for
air atmosphere, spore elimination occurred at 300 s inside
ionization field with insignificant spore reductions (<1.2 log)
outside of the ionization field.
[0062] However, at 80 kV, complete elimination of spores was
obtained in 15 s or less with no measureable difference in spore
reduction rates between air and MA gas. When the samples were
disposed inside the field, high voltage treatment times showed
increased spore populations (>2 log) recoveries at 48 h
compared to 24 h; however, no addition organisms were recovered at
72 h. These results demonstrate that using an 80 kV in-package
ionization process, air or MA gas can provide complete elimination
of Bacillus subtilis spores in 15 s or less. For these studies,
dry air was used and all samples were maintained at between 20%
and 30% relative humidity at room temperature. Elevated humidity
may provide an even greater spore reduction rate.
[0063] Atmospheric or MA plasma may be advantageous to quickly
remove microorganisms from surfaces. These experimental results
clearly demonstrate the sterilization capability of in-package
ionization for Bacillus subtilis spores, and would be indicative
of results that should be obtained with other microorganisms.
Using in-package ionization processes with higher ionization
voltages, voltage gradients and MA gas resulting in shorter
sterilization times. A complete elimination of spores was observed
in less than 15 s or less for air and MA gas at 80 kV. In
addition, at 13.5 kV spore elimination can be achieved with MA and
air in 300 s or less.
[0064] In yet another aspect, to further understand the results of
the voltage gradient and the different MA packaging atmospheres on
the efficacy of in-package plasma-based sterilization, a further
two-phase series of experiments was performed. In phase I,
in-package ionization was performed on empty, sealed packages for
sixteen gas blends and the concentrations of reactive gas species
measured. The composition of these gas blends were selected to
encompass a wide range of common gases (oxygen, nitrogen, carbon
dioxide, helium, and argon) and shown in Table 1.
[0065] These data were used to identify three gas blends that
yielded high concentrations of measured reactive gas species
(e.g., ozone, nitric oxides, carbon monoxide) and, along with air,
were then used for sporicidal treatment in phase II. The selection
of the particular gas mixtures was appropriate for a survey
experiment where a large range of valid data was being collected,
rather than in an experiment exploring one or more of the mixtures
in detail. As such, the selection of the gas mixtures, and the
voltages and voltage gradients that were used should be understood
as providing for comparable sporicidal treatment data between the
differing parameters, rather than limiting the scope of the MA
mixtures and processing parameters that may be desirable in a
particular situation.
[0066] Phase I of this experiment series comprised a 16×7×2
experiment: 16 gas blends of O2, N2, CO2, He, and Ar were
configured (Table 1) and placed inside of packages sealed in a
Cryovac B2630 high barrier package. The sealed packages (22 cm×30
cm) were filled with 1.76 L of the selected gas blend using a
calibrated flow meter and stored at room temperature (22° C.). All
of packages were treated in duplicate with the PK-2 ionization
system at 50 kV RMS (65-75 W @ 0.5-0.8 mA) with a depth of 2.5 cm.
Ionization electrodes consisted of rectangular wrappings of wire
coils approximately 7.5 cm×11.5 cm placed directly above and below
the center of the package. Underneath the package was a TYVEK
layer (0.1905 mm) and a layer of red polypropylene (1.94 mm)
sandwiched between the package and the bottom electrode The TYVEK
layer was intended to simulate a bag that had layers of two
different materials, as while TYVEK is a preferred material for
use in medical instrument packaging, the material is not gas
tight, so it would likely be combined with a gas tight
polypropylene or other such bag as used in these experiments.
[0067] Treatment times used were: 0 s, 15 s, 30 s, 60 s, 150 s,
300 s, and 600 s. Ozone and nitrogen oxide gas measurements were
taken using the DRAEGER gas analysis system immediately after
treatment and at 24 h room temperature storage.
[0068] Carbon monoxide measurements using the DRAEGER system
cannot be taken in the presence of high ozone concentrations due
to interference and were only taken after 24 h. Relative humidity
and temperature were also recorded.
[0069] In summary, the results of phase I were that all of the
selected gas blends could be ionized to generate bactericidal
molecules (e.g., ozone, nitric oxides, and carbon monoxide). In
general, a greater concentration of ozone was observed for gas
blends with higher oxygen content, except when a noble gas (in
these experiments, argon or helium) was added to the gas blends.
When a noble gas was added to the gas blend, the minimum voltage
needed for ionization was reduced; however, the benefit of adding
noble gas to generate increased reactive gas species was mixed.
Some gas blends showed increased ozone concentrations while others
showed reduced ozone concentrations. Maximum ozone concentrations
were obtained in gas blend #12-16,000 ppm at 150 s and 18,750 ppm
at 600 s. Maximum nitric oxide concentrations of 4,500 ppm were
also generated in gas blend #12 with a number of other gas blends
(#10, #11, and #16) having maximum nitric oxide concentrations
between 1,500 and 2,000 ppm. Carbon monoxide measurement is only
available after 24 h due to measurement interference from high
concentrations of nitric oxide and ozone. After 24 h storage,
maximum carbon monoxide levels of 375 ppm were obtained from gas
blend #9 at 600 s treatment.
[0070] In phase II of this experiment series a 4×5×2×2 experiment
was performed. Four gas blends identified in phase I with
significant concentration of reactive gas species were selected
(shown in bold in Table 1). Active plasma treatment times used
were: 0 s, 15 s, 30 s, 60 s, and 120 s. Single spore strips
(1.5-2.5×10<6 >cfu) of Bacillus subtilis var. niger were
placed in open petri dishes at the center (direct exposure to the
ionizing field) inside the sealed bag and at the right edge
(indirect exposure) inside of the bag. The packages (22 cm×30 cm)
were then sealed and filled with two liters of the selected gas
(#7, #9, #12, #16) using a calibrated flow meter and stored at
room temperature (22° C.). All packages were treated in duplicate
with the PK-2 ionization system at 50 kV RMS (65-75 W @ 0.5-0.8
mA) with a depth of 2.5 cm. All treated packages were stored for
24 h and then bacterial spore recoveries were conducted using
standard microbiological methods as previously described. In
addition, a 72 hour recovery was also performed to ensure no
regrowth.
[0071] In summary, for phase II, the results documented complete
elimination of bacterial spores with all treatments for both
direct and indirect exposure after 24 h storage. The time required
for complete elimination (greater than 6 log reduction) varied
with the gas blend. The shortest times for spore elimination were
60 s for both direct and indirect treatment in gas blend #9 and
#16. The longest times were 120 s for gas blend #7 (air) and #12.
Additional reductions in treatment times may likely be achieved by
further adjustment of processing parameters such as increasing
electric field voltages, reducing electrode gap, and electrode
geometry. The results demonstrate that in-package ionization can
eliminate bacterial spores, whether under direct or indirect
exposure, from inside medical packages and potentially provides an
alternative non-thermal sterilization method for these products.
[0000]
TABLE 1
Selected gas blends used in Phase I of experiments.
Gas blends used in Phase II are shown in bold.
Gas Blend O2 N2 CO2 Ar He
1 5% 80% 10% — 5%
2 5% 80% 10% 5% —
3 10% 25% 45% — 20%
4 10% 25% 45% 20% —
5 20% 10% 60% — 10%
6 20% 10% 60% 10% —
(Air) 7 22% 78% — — —
8 22% 30% 40% — 8%
9 22% 30% 40% 8% —
10 50% 10% 20% — 20%
11 50% 10% 20% 20%
12 65% 5% 30% — —
13 65% 5% 20% — 10%
14 65% 5% 20% 10% —
15 80% 5% 10% — 5%
16 80% 5% 10% 5% —
[0072] The protocol for this second series of experiments was
similar to that of the first set of experiments and only salient
differences in the protocol are presented.
[0073] Gas tanks with 16 different compositions were purchased
from a local gas supplier at specified concentrations, each with a
certificate of analysis. These gas composition(s) were then
metered into sealed package at a rate of 2.112 L/min using a flow
meter (Model 2260, Gilmont Instruments, Inc., Barrington, Ill.,
USA) yielding final fill volume of 1.76 L with average fill time
of 50 s. The gas compositions were verified using an oxygen
analyzer to verify oxygen concentrations.
[0074] Treatments were carried out utilizing PK-2 system. The
electrodes were made from coils of wire wound around a planar
dielectric form with a treatment area of 86.25 cm<2 >(7.5
cm×11.5 cm), and spaced apart by the treatment distance: in this
case 2.5 cm or 4.5 cm. The storage bags containing spore samples
were filled with the working gas and purged three times to ensure
purity of the gas in the bag.
[0075] The temperature of the electrodes was measured prior to and
immediately after treatment using an infrared thermometer (Omega
Engineering, Inc., Stamford, Conn., USA). The electrodes were
allowed to cool to reach room temperature (23-25° C.) between
treatments for uniform treatment temperature conditions. Relative
humidity and temperatures inside the storage bags were measured
using a Springfield® Precise Temp™ relative humidity sensor
(Taylor Precision Products, Oak Brook, Ill., USA) recorded at 0 h
and 24 h storage. Relative humidity varied daily and ranged from
20-50% for all samples tested. Ozone and nitric oxide
concentrations were measured immediately following the treatment
and after 24 h storage using the techniques previously described.
[0076] Bacillus subtilis var. niger (B. atrophaeus) spore strips
(NAMSA, Northwood, Ohio, USA) with size of 3.2 cm×0.6 cm, each
containing Bacillus populations of 1.5-2.5×10<6 >colony
forming units per strip were loaded into open sterile petri dish
inside treatment package and then used in ionization treatments.
Spore recoveries and aseptic methods were followed per
manufacturer (NAMSA, Northwood, Ohio, USA) for population
verification of Bacillus subtilis spore strips as previously
described
[0077] Gas concentrations and Bacillus subtilis populations were
analyzed in SAS Version 9.2 (Statistical Analysis Software, Cary,
N.C.). Mean comparisons were performed using the GLM Procedure and
the Tukey Multiple Mean Comparison with a p<0.05.
[0078] All of 16 gas blends could be ionized to generate
measurable levels of ozone, nitric oxides, and carbon monoxide
under the specified conditions, with the results shown in Table 2.
In general, greater concentrations of ozone were observed for gas
blends with higher oxygen content except when Ar or He gas were
added into gas blends. These noble gases have low ionization
energy requirements, and, when blended with other gasses reduce
the minimum ionization voltage gradient required. When a noble gas
was blended into 22% oxygen gas blends the maximum ozone
concentration increased. This is shown in the results where gas
blends #8 and #9 (8% noble gas) achieved 1125 ppm ozone at 15 s
ionization whereas gas #7 (air—a similar (22%) oxygen composition
without noble gas) took approximately 30 s. Further, gas #7
reached a maximum ozone concentration of 2,750 ppm whereas gas
mixtures #8 and #9 reached a maximum 8,000 ppm.
[0000]
TABLE 2
Concentration of ozone immediately after treatment for
specified gas blends. Results are color coded for noble gas
additions (He addition in bold and Ar addition in italic).
Treatment Time
Gas 0 s 15 s 30 s 60 s 150 s
300 s 600 s
#1 0 406.25 562.5 625 625
1125 312.5
#2 0 468.75 1375 1875 2000
2000 750
#3 0 275 625 1000 1500
2000 1500
#4 0 375 1125 1500 2875
2750 1500
#5 0 875 1625 2000 4250
6250 3750
#6 0 500 1500 2125 4000
6125 4000
#7 (Air) 0 350 1500 2000 2750
2750 2750
#8 0 1125 1500 3000 5000
10000 8125
#9 0 1125 1875 3000 4750
11250 7875
#10 0 2500 2000 5000 6250
7500 10000
#11 0 2500 3000 4000 6125
9375 12500
#12 0 2625 3250 4375 15000
16875 18750
#13 0 625 1500 2000 2750
3000 4000
#14 0 375 625 3000 2750
3000 5500
#15 0 1125 2375 3375 5000
10625 13125
#16 0 1375 2750 3750 4625
10000 14375
[0079] Interestingly, for all gas blends evaluated the maximum
ozone concentration was achieved for gas blend #12 (65% O2-5%
N2-30% CO2) which contained no noble gas. It achieved ozone
concentrations of 15,000 ppm at 150 s and a maximum 18,750 ppm at
600 s. This concentration of 15,000 ppm at 150 s is 2.5 times
greater than any other gas blend. When noble gas was blended into
a 65% O2 gas (#13 and #14) reduced ozone concentrations were
obtained. It is suspected that the helium ions are preferentially
ionized creating lower energy electrons which in turn create less
ozone and nitric oxides. Further, in gases #15 and #16 when the
oxygen content is increased (80% O2) and noble gas is added the
ozone concentration again increases to very high levels
(>10,000 ppm). The details of the plasma dynamics are not yet
fully understood. However, it is clear that a range of gas and
voltage parameters has been identified where efficacious results
are obtained.
[0080] Nitric oxide concentrations immediately after treatment are
shown in Table 3. The maximum nitric oxide concentration of 4,250
ppm were generated in gas blend #12 at 600 s with a number of
other gas blends (#9, #11, and #16) having maximum nitric oxide
concentrations between 1,500 and 2,000 ppm. There were no
measurable concentrations of ozone or nitric oxide after 24 h.
Carbon monoxide measurements were only available after 24 h due to
measurement interference from high concentrations of NOx and O3.
After 24 h storage, maximum carbon monoxide measurements of 375
ppm CO were obtained from gas blend #9 at 600 s treatment (Table
4).
[0000]
TABLE 3
Concentration of nitric oxides immediately after treatment for
specified gas blends. Results are coded for noble gas additions
(He addition in bold and Ar addition in italic).
Treatment Time Gas
0 s 15 s 30 s 60 s 150 s 300 s
600 s
#1 0 3.5 6.25 11.25 18.75
25 12.5
#2 0 12.5 56.25 81.25 100
131.25 21.25
#3 0 12.5 18.75 225 200
200 100
#4 0 7.5 22.5 87.5 112.5
100 50
#5 0 22.5 37.5 75 250
550 425
#6 0 16.25 25 225 300
550 400
#7 (Air) 0 31.5 31.5 75 450
900 700
#8 0 87.5 112.5 325 450
1000 625
#9 0 50 93.75 350 550
1500 875
#10 0 37.5 137.5 500 1000
800 2000
#11 0 100 75 200 225
1550 1750
#12 0 160 270 300 2500
4250 4250
#13 0 31.25 31.25 50 350
350 550
#14 0 7.5 37.5 50 175
250 450
#15 0 37.5 100 325 400
450 1000
#16 0 43.75 250 375 650
1000 1560
[0000]
TABLE 4
Concentration of carbon monoxide 24 hours after treatment for
selected gas blends. Treatment Time
Gas 0 s 15 s 30 s 60 s 150 s
300 s 600 s
#7 (Air) 0 0 0 0 0 0 15
#9 0 31.25 50 112.5 150
325 375
#12 0 20 50 67.5 150 205
250
#16 0 3 12.5 18.75 40
100 137.5
[0081] Results in phase II showed complete elimination of
bacterial spores with all treatment parameters for both direct and
indirect exposure of the sample and are presented in Table 5. The
time required for complete elimination of the spores (greater than
6 log reduction) varied with the gas blend. The shortest times for
spore elimination were 60 s for both direct and indirect treatment
in gas blend #9 and #16. The longest times were 120 s for gas
blend #7 (air) and #12.
[0000]
TABLE 5
Spore reductions for Bacillus subtilis var. niger after treatment
and 24 h storage in sealed packages of selected gas blends. ‘D’
indicates direct field exposure and ‘I’ indicates indirect field
exposure. (log10)
Treatment Time
Gas D/I 0 s 15 s 30 s 60
s 120 s
#7 (Air) D 0 0.398 0.408
2.39 6.17*
#7 (Air) I 0 0.419 0.300
2.63 6.17*
#9 D 0 0.365 3.11
6.40* 6.40*
#9 I 0 0.450 3.81
6.40* 6.40*
#12 D 0 0.345 0.645
2.80 6.26*
#12 I 0 0.310 0.653
6.26* 6.26*
#16 D 0 0.513 2.81
6.39* 6.39*
#16 I 0 0.592 2.90
6.39* 6.39*
*indicates no recoverable organisms found after 72 hrs
recovery.
[0082] Additional reductions in treatment times may likely be
achieved by further adjustment of processing parameters such as
electric field voltages, electrode gap, and electrode geometry.
The results from the studies demonstrate that with in-package
ionization treatment, whether under direct or indirect exposure,
bacterial spores can be eliminated from inside packages,
potentially providing non-thermal sterilization for medical
products.
[0083] Since the voltage gradient of about 12.5 kV/cm represents
the about lowest value of ionization potential for other than the
noble gasses, this value represents about a lower bound on the
voltage gradient that could be effective. However, the relatively
low rate of production of reactive species at the low voltage is
reflected in the longer ANEP generation time to achieve an
effective sporicidal effect. As many production processes place an
emphasis on throughput, the reduction in processing times that can
be achieved with higher voltages and voltage gradients may be
beneficial. The type of MA to be selected may depend on the
particular object to be processed; and, the sensitivity of the
object to oxidation may place limits on the percentage composition
of O2 that is desirable. Carbon dioxide MA packaging gasses may
preferentially produce CO and this reactant may be effective in
processing certain food products.
[0084] The higher voltages and the longer ANEP column length
between the electrodes contribute to both higher rates of
generation and possibly to the generation of other reactants,
whose effect may be seen in the reduction in processing times.
Raising the processing voltage so that the voltage gradient is
about 1.4 times the ionization potential of oxygen has been shown
to be effective over a wide range of MA gas compositions. The
combination of increasing the voltage gradient and the length of
the ANEP plasma column with respect to the volume of the container
has been shown to be efficacious.
[0000]
TABLE 6
Brief Summary of Experimental Results
Active treatment
time for Total Ioni zation
ANEP
Voltage Path Package Volume
sterilization
Voltage gradient Length Volume
Volume Ratio in MA
(kV) (kV/cm) (cm) (cm{circumflex over
( )}3) (cm{circumflex over ( )}3) (%) (sec)
12.5 12.5 1.0 86 500-3780
2.3-16.1 180
50 20 2.5 215 1760 12.2 ~60
80 17.7 4.5 788 1500 52.5 15
METHOD AND SYSTEM FOR TREATING
PACKAGED PRODUCTS
US2013189156
A system and method for decontamination of product is described.
An object to be treated, which may be a food product or a medical
device, is placed in a substantially closed dielectric container
with a working gas. The container is placed in an apparatus
capable of producing a controlled electrical discharge so as to
create reactive ion species within the package. The object to be
treated may be exposed either the immediate products of the
electrical discharge or the long lasting reactive ion species, or
both, so as to treat the object to reduce or eliminate specific
contaminants, which may be biological pathogens or the cause of
product spoilage, or inorganic contaminants. The reactive ion
species may result from an atmospheric non-equilibrium plasma
(ANEP) formed by the apparatus and the treatment may be performed
without significantly increasing the bulk temperature of the
object being treated.
TECHNICAL FIELD
[0003] The present application relates an apparatus and method for
treating packaged products to reduce undesirable contamination.
More, specifically a system and method of reducing the level of
organisms which may be related to deterioration of the product or
to human pathology is described.
BACKGROUND
[0004] Recent trends in dieting and healthy eating have shown a
high demand for fresh produce. According to USDA Economic Research
Service statistics, fresh spinach, for example, reached a record
consumption in 2005 with 738 million pounds in the United States:
more than 12 times the amount consumed in 1970. Processed spinach
consumption, conversely, has tended to decline over the last few
decades. This high demand for fresh, nutritious produce puts
pressure on producers and processors to ensure that products are
safe for human consumption, yet continue to retain expected
nutritious and aesthetic qualities. Minimal processing and
treatment appears desirable in order to maintain the fresh taste,
texture, and nutrition of produce. However, many sources of
contamination exist that can affect produce before, during, and
after harvesting. Sources of contamination include fecal matter
from animals, both wild and domestic, contaminated irrigation
water, flooding of crops, as well as from personnel involved with
handling of products
[0005] Due to the specific growth conditions of produce,
particular varieties are not always in season locally, and are
often shipped from all parts of the nation and world to meet the
demands of consumers. Many aspects of shipping can cause a
decrease in the quality of fresh produce. Spoilage could occur
from, for example, unsanitary transportation vehicles, lengthy
shipping schedules, and improper storage temperatures and
ventilation of storage areas. Conventional methods of sanitizing
fresh produce involve various washing procedures. More efficient
processing methods are needed to reduce the risk of contaminated
produce, while still maintaining its fresh qualities.
[0006] Atmospheric, non-equilibrium plasma (ANEP) is an example of
a non-thermal processing method. There is a wide variance in the
terminology for the process to produce such a plasma. In the
literature, a variety of terminology is used to describe the
phenomenon including atmospheric glow discharge, surface barrier
discharge (SBD), dielectric barrier discharge (DBD), Single
Dielectric Barrier Discharge (SDBD) and Surface Plasma Chemistry
Process (SPCP). For convenience herein, the term dielectric
barrier discharge (DBD) is used, without intending to exclude any
of the ANEP plasma generating mechanisms implied by choosing a
specific terminology for description of the technique herein.
[0007] FIG. 1 shows simplified examples of DBD configurations that
may be used to produce an ANEP in an ambient air environment. A
high voltage generator 10 applies an alternating current potential
to a pair of metallic plates 20, 30, spaced apart from each other
to form a region 50 in which an object may be placed. At least one
dielectric layer 40 is disposed between a first plate 20 and the
second plate 30. In this manner, the effect of the dielectric
layer is to limit the current of any filamentary discharge that is
formed between the plate 20, 30 so as to prevent the formation of
a high current arc. The discharge in region 50 is thus limited in
energy and results in an ANEP where variety of reactive species
may be formed from the O2, N2 and possibly water vapor. FIG. 1A
shows a configuration with one dielectric layer 40 laid against an
electrode 20. FIG. 1B shows an example where a dielectric plate 40
is laid against an electrode 20 and another dielectric plate 60 is
laid against a second electrode 30. The charge accumulation on the
plates, which may be used in conjunction with the voltage
waveform, to estimate the power consumption, may be measured by
determining the voltage developed across a conventional capacitor
75. FIG. 1C illustrates a situation where a single dielectric
layer 50 is disposed between the electrodes 20, 30, so that two
regions 50 are formed in which an ANEP may be formed.
[0008] As the possibility of an arc forming directly between the
plates 20, 30 exists, by air paths around the dielectric, at least
one electrode is often fully enclosed in an insulating material,
and the exposed electrode may be grounded. The insulating material
may be the same material as used for the dielectric 40, 60 however
the two materials may have differing properties. For example, the
dielectric plate may be quartz, and the insulating material may be
a moldable material.
[0009] The food industry is always seeking a better method for
maintaining food safety and ozone treatment may be an effective
possibility due to its antimicrobial properties and lack of
residual substances. However, ensuring minimal to no exposure of
employees to ozone is a concern. Similar considerations would
apply to the medical field, where sterilizing packaged objects and
maintaining sterile conditions is important.
SUMMARY
[0010] A system and method are described where reactive species
may be produced by an atmospheric non-equilibrium plasma (ANEP) in
a closed package containing an object to be decontaminated, so as
to suppress or eliminate contaminants. The reactive species may be
of a short lifetime so as to perform the treatment during a period
of time during and shortly after a discharge creating the plasma.
Longer lifetime species may remain so as to perform, or to
continue to perform, the treatment for an extended period of time.
Eventually, the reactive species may be eliminated from the
treatment volume by reacting with the contents of the package, the
package, or with each other. As the reactive species may be
contained within the package, exposure of personnel to such
reactive species may be minimized.
[0011] The package may form a storage space for a product, which
may be, for example, a food product, or a medical device, which
may remain inside the package during and after treatment. The
package may also contain a working gas fill, which may be air, or
a mixture of gases, which may include noble gases. An atmospheric
non-equilibrium plasma (ANEP) is produced within the package by a
voltage gradient applied from outside the package. By selecting
the working gas mixture, the duration of the ANEP creation, and
the duration of the treatment, the treated product may have
reduced contamination, or be sterilized, depending on the specific
application. The working gas mixture, the equipment geometry and
the operation voltage are selected so that the electrodes may be
situated in the ambient manufacturing environment and produce
reactive species within the package, while avoiding or minimizing
the production of such species outside of the package.
[0012] A system for treating a product is described that uses an
apparatus configured to create a reactive species in a part of a
package or storage volume sized and dimensioned to contain an
object to be treated. The object to be treated is stored within
the storage volume.
[0013] In an aspect, a system for treating a product is described,
having an apparatus configured to create a atmospheric
non-equilibrium plasma (ANEP) in a working gas in a storage volume
sized, and dimensioned to contain an object to be treated.
[0014] The working gas includes a noble gas in a percentage
sufficient to reduce a voltage gradient needed to create the ANEP.
[0015] In another aspect, a method of decontaminating an object
includes the steps of providing a dielectric barrier discharge
(DBD) device; providing a container suitable for substantially
completely enclosing the object and a working gas; inserting the
object into the container; disposing at least a portion of the
container such that reactive species may be produced in the
container by the DPD apparatus; and activating the DBD device.
BRIEF DESCRIPTION OF THE DRAWINGS
[0016] FIG. 1 (prior art) shows (A) a DBD apparatus having
a single dielectric barrier; (B) a DBD apparatus having two
dielectric barriers and an auxiliary capacitor for measuring the
DBD charge; and, (C) a DBD apparatus with the dielectric
disposed between two conducting plates;
[0017] FIG. 2 shows (A) a portion of a DBD apparatus where
a container having an object to be treated disposed between the
plates of the apparatus; (B), a portion of a DBD apparatus where
a container having an object to be treated is disposed between
the plates of the apparatus, such that the object to be treated
is not disposed between the plates of the apparatus; and, (C) a
top view of a portion of the apparatus of FIG. 2A;
[0018] FIG. 3 is a photograph of two eggs disposed in a DBD
apparatus with a He MAP atmosphere where an ANEP plasma is
active; filamentary discharges are seen terminating on the
surface of the eggs;
[0019] FIG. 4 shows an example of portion of a DBD
apparatus where a plasma jet or asymmetrical ANEP can be created
in (A) a side view; and, (B) a top view; and, (C) an end cross
section view of a portion of cardboard box having the DBD
apparatus electrodes configured to be placed along an outer edge
thereof; and
[0020] FIG. 5 shows the concentration of ozone in the
package as a function of the time duration of the ANEP
generation for a MAP having the characteristics of air.
DETAILED DESCRIPTION
[0021] Exemplary embodiments may be better understood with
reference to the drawings, but these examples are not intended to
be of a limiting nature. Like numbered or labeled elements in the
same or different drawings perform equivalent functions. When a
specific feature, structure, or characteristic is described in
connection with an example, it will be understood that one skilled
in the art may effect such feature, structure, or characteristic
in connection with other examples, whether or not explicitly
stated herein.
[0022] It will of course be appreciated that in the development of
any such actual implementation, numerous implementation-specific
decisions must be made to achieve specific development goals, such
as compliance with system and business related constraints, and
that these goals will vary from one implementation to another.
Moreover, it will be appreciated that such a development effort
might be complex and time-consuming, but would nevertheless be a
routine undertaking of engineering for those of ordinary skill in
the art having the benefit of this disclosure.
[0023] Atmospheric pressure “cold” plasmas have been shown to be
effective in reducing or eliminating surface bacterial
contamination of food samples. The term “cold plasma” is meant to
describe a plasma discharge, which may be a non-equilibrium
plasma, occurring at a pressure of about one-atmosphere and at
near ambient temperature (ANEP). This is to distinguish the ANEP
plasma from a thermal plasma discharge operating at a bulk gas
temperature of hundreds or thousands of degrees above the ambient
temperature. In an atmospheric pressure “cold plasma” the
electrons may have a significantly higher temperature than the ion
and neutral species; however, the bulk temperature of the working
gas is not significantly raised. In this context, however, the
term “cold” should not be interpreted to require refrigeration or
other cooling to perform the decontamination or treatment
functions described herein; however, this does not exclude the
treating or the subsequent storage of the treated object at an
appropriate temperature, which may include refrigeration or
cooling. Keeping the gas at a near-ambient temperature may
contribute to avoidance of heat damage to the sample being
treated.
[0024] One technique of creating a non-equilibrium plasma is to
apply a high voltage to the volume to be ionized, while inhibiting
the transition from a glow discharge to an arc discharge by
limiting the discharge current. This may be done, for example, by
covering at least one of the electrodes of the apparatus with a
dielectric layer; resistive layers have also been used. The
discharge current is self-limited by charge build up on the
dielectric surface. Typically, the excitation voltage frequency is
in the kHz range, but may range from power line frequencies to
radio frequencies. The experimental data presented herein used a
60 Hz frequency due to the availability of high voltage
transformers, whose voltage could be easily be adjusted by
controlling the input voltage thereof with a variable voltage
transformer.
[0025] Dielectric-barrier discharges (DBD) are a type of
alternating-current high-voltage gaseous discharges that may be
formed in a nominally atmospheric pressure environment. The
presence of a dielectric layer between the electrodes prevents the
charges generated in the gas by the discharge from reaching at
least one of the conducting electrode surfaces. Often the
dielectric layer is applied to both of the electrodes. Within each
half-cycle of the driving voltage waveform, when the voltage
gradient applied across the gas exceeds that required for
breakdown, the formation of narrow ionized discharge filaments
initiates the conduction of electrons toward the more positive
electrode, and ions towards the more negative electrode, although
the mobility of the electrons is greater. Electrical charge
accumulates on the dielectric layer(s) at the end(s) of each
ionized filament, and the voltage drop across the ionized filament
reduces until the voltage falls below the discharge-sustaining
level, so that the discharge is extinguished. The duration of the
filamentary discharge is believed to be quite short: of the order
of 100 nanoseconds or less. However, the resultant reactive
species may have a significantly longer lifetime. The low charge
mobility along the surface of the dielectric also limits the
lateral region over which the gap voltage is diminished, so that a
plurality of filaments may form in close proximity to one another.
[0026] Production of ozone in a DBD occurs between the two
electrodes when operated at a particular voltage, frequency, and
geometry. In air, mixtures of O2 and N2, or O2 alone, reactive
oxygen species are generated which react with each other as well
as oxygen molecules resulting in the formation of ozone. Other
reactive species are created when N2, or other gases such as CO2,
H2O or Cl are present. The most oxidative species in air and
oxygen gas include ozone (O3), singlet oxygen (O or O<−>),
superoxide (O2<−>), peroxide (O2<−2 >or H2O2), and
hydroxyl radicals (OH). Most of these species have very short
half-lives (in the range of milliseconds); however, ozone has a
much longer half-life ranging from minutes to days depending on
conditions. The effects of gaseous ozone on foods has previously
been studied with promising results and ozone has been shown to be
more efficient at lower concentrations and treatment times than
more standard sanitizers, including chlorine. The use of ozone has
been limited to the treatment of unpackaged products.
[0027] Plasma-generated species may be capable of reacting readily
with various materials and organisms. Oxygen- and nitrogen-based
reactive species are effective in the inactivation of
microorganisms and may include ozone (O3) and nitric oxide (NO).
For example, E. coli O157:H7 on lettuce was shown to be reduced by
1.79 log10 (CFU/g) (colony-forming units per gram) after 15 min of
treatment with gaseous ozone. Similar reductions of E. coli
O157:H17 and Salmonella enterica inoculated on blueberries have
been reported. A number of researchers were able to inactivate
various food-borne pathogens in unpackaged samples using assorted
plasma systems with treatment times ranging from seconds to
minutes on fresh produce surfaces including apples, cantaloupes,
and lettuce. After production thereof, reaction products of an
ANEP may have the ability to decompose or recombine, leaving no
residual chemicals or reactive species.
[0028] Many examples of the creation of such plasmas are in
flowing gases or in the ambient environment. However, such plasmas
quickly dissipate or are transported away from the sample to be
treated by air currents or pressure differentials. Here, an
apparatus and method for localizing the ionized and other reactive
species that are created is described, so that the treatment time
may be extended and the ionized and other reactive species
confined to the neighborhood of the object being treated.
[0029] In particular, the object to be treated may be enclosed in
a sealed or substantially sealed container. The container need not
be hermetic unless the level of decontamination desired is such
that subsequent contamination from another source is to be
avoided. Non-hermetic containers may be used in applications where
subsequent re-contamination of the sample is prevented by the
characteristics of the packaging. Non-hermetic containers may be
permeable to some extent to air, and to the other constituent
gases or the radicals or reactive species produced in the ANEP.
That is, the packaging may be porous to gases, but prevent
spoilage or pathogentic material from entering the package. The
composition of the container may be a plastic such as TYGON,
low-density polyethylene (LDPE), high density polyethylene (HDPE),
polyethylene terapthalate (PET), or polystyrene; however, various
other substantially dielectric materials can be used, including,
glass, wax, cardboard, paper, foil, eggshells, low dielectric
constant materials, or the like. The foil may be a plastic having
a thin metallic coating. This may permit the treatment of objects
stored in a foil package, or having a foil liner.
[0030] The system and method described herein may achieve at least
1-3 log10 reductions of spoilage organisms and greater than 5
log10 reductions (total kill for oxygen working gas at room
temperature and refrigeration after 24 hr storage) of E. coli
O157:H7 in fresh produce with minimal quality changes in seconds
to minutes of active treatment. The amount of contaminant
reduction needed depends on the specific product to be treated,
the subsequent storage conditions, storage time and similar
considerations, which will often be governed by economic and
regulatory factors. While the studies described herein are related
to bacteria, similar effects should be experienced for fungi and
virus contaminants.
[0031] An apparatus for treating a sample is shown in FIG. 2. An
object to be treated 200 is placed in a substantially closed
dielectric container 100. The container may be rigid or flexible
and may be sealed by a ZIPLOC closure, by heat, by a close-fitting
cap, or any other mechanism that has a similar effect. The
container should have an ability to substantially retain the
reactive species that are the residual of the generated ANEP
plasma for a period of time that is sufficient for a particular
treatment process. The working gas, which may be air, or a
modified atmosphere packaging (MAP) mixture, may be introduced
into the container 100 prior to treatment. The container 100 may
be purged prior to charging with the working gas so as to control
the resulting gas mixture. The container may be sealed either
permanently or temporarily prior to treatment.
[0032] A region within the container is selected where an ANEP may
be generated. This may be a specific formed region of a semi-rigid
or rigid container, or may be formed by manipulation of a flexible
container where the gas pressure gives the container a deformable
shape. In rigid containers, the gas pressure may be less than an
atmosphere, while the gas pressure in a flexible container is an
atmosphere or greater. This does not exclude situations, for
example, where vacuum packing is used, and a working gas may be
introduced for the purposes of the treatment.
[0033] FIG. 2A illustrates a situation where the object being
treated is disposed between the plates of the apparatus, while
FIG. 2B illustrates the situation where the object being treated
is disposed so that a small thickness of the storage bag having a
gap between the opposing surfaces is disposed between the plates
of the apparatus. For the situation of FIG. 2B, the ANEP is
created inside a portion of the storage container; however, the
object to be treated may not be directly exposed to the active
ANEP. Rather, the residual reactive species may be diffused or
circulated to the volume of container having the object to be
treated. This configuration reduces the voltage needed to
establish the ANEP as the distance between the electrodes has been
reduced compared with the thickness of the object. In addition,
where the termination of the plasma filaments on the object itself
may be undesirable, that situation is avoided.
[0034] In contrast, the arrangement of FIG. 2A disposes the object
to be treated between the electrodes, and the object itself may
behave as a dielectric, similar to that used on one or more of the
electrodes. In this circumstance, the filaments creating the ANEP
may extend from the electrode or the dielectric barrier on an
electrode, or an electrode without a dielectric barrier, to a
surface of the object to be treated, and an active ANEP may also
surround the object. The electrons and the ions created in the
ANEP may directly impinge on the surface of the object. Similarly
to the arrangement of FIG. 2B, the object may continue to be
exposed to the ANEP byproducts after the active phase of ANEP
generation has been completed. Each of the processes may be
repeated, if needed, where the object or the storage bag is
manipulated to better distribute the active byproducts or expose
other portions of the object to the plasma.
[0035] As shown in FIG. 2A, the container 100 having a working gas
300 and an object to be treated 200 may be disposed between the
plates of a DBD apparatus 2. The plates 20, 30 are spaced apart so
as to admit at least portion of the container 100 containing the
object to be treated 200. The distance between the plates may be
controlled by mechanical means so that the container 100 may
conveniently be placed between the plates 20, 30, and the spacing
between the plates subsequently adjusted so as to partially
compress the container 100, so as to achieve an appropriate gap
spacing for the creation of the ANEP within the container 100. In
this configuration, filamentary discharges may occur between the
dielectric surface 40 of the top plate 20 and the opposing surface
of the object 200 being treated, and may also occur between the
bottom plate 30 and the object being treated 200. The ANEP may
also be created by electrical currents flowing directly from one
plate to another, as mediated by the dielectric layer on the
plate.
[0036] Where the object to be treated has the general
characteristics of a dielectric material, the filaments will have
a behavior similar to that which would occur in a DBD apparatus
without an introduced object, except that the filaments may
terminate one end thereof on the object. So, the object will be
directly exposed to the filamentary discharges creating the ANEP,
as well as to the shorter lasting and longer lasting reactive
species that are created during the active treatment phase. As the
surface density of filaments is governed by the electrical field
distribution, and the shape and electrical properties of the
object to be treated, the entire surface of the object may not be
subject to the same intensity of direct treatment. Should more
uniform treatment be desired, the object to be treated 200 may be
manipulated to expose other parts of the object to direct
treatment.
[0037] The high voltage is often sinusoidal and may be produced by
a high-voltage transformer connected to the power grid, a signal
generator connected to an amplifier, or the like. For the
experiments described herein, a maximum voltage of about 18 KV
(RMS) was used, however informal experiments are being performed
using a higher voltage of about 75 KV, with an objective on
exploring the range up to about 120 KV. In experiments performed
at about 65 KV, with the same gap as used at lower voltages, the
rate generation of reactive species appears to substantially
faster, with about the same concentration of reactive being
achieved after 15 seconds as was observed after 5 minutes at about
15 KV.
[0038] Other voltage waveform shapes may be used, including
sawtooth, trapezoidal, or pulsed, and the voltage waveform may be
symmetrical, asymmetrical, or displaced from DC. The amplitude of
the voltage may be controlled during operation of the apparatus
by, for example a VARIAC transformer, or by controlling the signal
generator amplitude output, or the amplifier gain. The frequency
of operation may be fixed or variable. ANEP plasmas have been
created using frequencies ranging from DC (where a resistive layer
is used a current limiter or ballast) to radio frequencies (RF).
In the experiments described herein, the local power line
frequency (60 Hz) was used for convenience in configuring the
experimental apparatus and cost considerations.
[0039] The voltage gradient at which a glow discharge is formed is
a function of the constitutive gases present between the
electrodes, various geometrical considerations, and the gas
pressure. For most of the experimental data presented herein, a
simple ambient air mixture or pure oxygen was used. For purposes
of visualization of the filamentary discharges, pure helium (He)
was sometimes used due to the substantially lower ionization
potential and to produce a clearly visible glow in the ionized
region and on the dielectric surfaces. The constituent gases may
be modified so as to achieve a desired concentration and species
of ionized particles. In addition to air, O2, N2, CO2, H2O, Cl,
and other mixtures, or pure gases, including inert and noble
gases, are usable, depending on the application.
[0040] As shown in FIG. 2B when a flexible container 100, which
may be a plastic storage bag, is used, the internal gas pressure
may selected so a that a portion of the container may be
compressed between the plates 20, 30 so as to form a smaller gap
to facilitate creation of the ANEP at a lower voltage. Here, the
container is shown in a state where a portion 110 of the container
100 is positioned between the electrodes of the DBD apparatus 3,
so that a portion of the container 100 may be temporarily formed
into a region where the ANEP may be created. The filaments
creating the ANEP are formed between the surface of the dielectric
40 and the other electrode plate 30, such that there the object
200 to be treated is not disposed therebetween. In this manner,
larger objects may be treated without having to use very high
voltages. Portions of the container surface disposed so as to form
the region in which the ANEP is to be formed are held against the
dielectric 40 and the plate 30 by the internal gas pressure. The
effect of the dielectric layer of the container surface may be
small, as the charge distributions are likely to be dominated by
those of the electrodes and the dielectric 40.
[0041] FIG. 2C shows a top view of the DBD apparatus 3 of FIG. 2B.
The dielectric material extends so as to inhibit stray discharges,
and the electrodes are disposed opposite only a portion of the
storage volume.
[0042] The electrodes may be planar, as shown; however, other
geometries may be used to conform to a container such as a box,
pill bottle, jar, or other shape. Shaped electrodes may be used to
encourage the formation of a plasma jet, or better distribute the
reaction products using induced convection. For example, large
cardboard containers may be processed by using a pair of
electrodes oriented at a 90° angle and placed along one or more of
the edges. Similar configuration may be used for large packages of
other materials and shapes.
[0043] The effects of ANEP treatment of packaged produce was
studied using, fresh, bagged spinach and chicken. Spinach was
chosen due to its popularity as a fresh health food, yet subject
to recent outbreaks of E. coli O157:H7 found on packaged spinach
leaves. Leaves of packaged spinach were treated in plastic food
storage bags containing one of two different gases and stored at
two different temperatures. The effectiveness of in-package ANEP
treatment in suppressing spoilage organisms and E. coli O157:H7
was tested, as well as the effects of treatment and storage on
quality of spinach leaves.
[0044] The spinach used in the experiments was obtained from a
local supermarket in West Lafayette, Ind. The spinach had been cut
and bagged, and was stored under refrigeration in the supermarket.
The same brand of spinach was used for each test (Dole Food Co.,
Thousand Oaks, Calif.). Full-sized spinach leaves were used for
spoilage organism tests while baby spinach leaves were used for E.
coli O157:H7 tests. The average surface area of leaves used for
spoilage organism tests was 56.2 cm2. The average weight of leaves
used for E. coli O157:H7 tests was 0.570 g. All bags were stored
at 5° C. after purchase and were used in the experiment prior to
the expiration date listed on the outside of the bag. An unopened
bag of spinach was used as the source of spinach leaves for each
test.
[0045] Prior to treatment, spinach leaves of visually similar
surface area were selected from the bag. Leaves were weighed and
placed on aseptic wax paper and an outline tracing made for
subsequent determination of leaf surface area.
[0046] Clear, 3.78 L storage bags were obtained from a local
grocery store in West Lafayette, Ind. Two different brands were
used throughout the course of the spinach experiment: Great Value
Food Storage Bags (Great Value, Walmart, Bentonville, Ark.) and
Glad Food Storage Bags (The Glad Products Company, Oakland,
Calif.). The bags are believed to be fabricated from low-density
polyethylene (LDPE) and were 1.6-mm thick. It is known that
storage of spinach leaves in a controlled atmosphere (CA) of 7-10%
O2 and 5-10% CO2 delays discoloration; however, plastic films used
for commercial packaging are usually chosen to maintain an
environment of 1-3% O2 and 8-10% CO2. Retail zip-top bags were
chosen as the dielectric material for the ozone treatment
experiments of spinach, as only one of two gases would be used in
each bag for this study: either air or oxygen. The retail bags
were low cost, easy-to use, and were sufficient for
proof-of-concept of an in-package treatment. Other bag
technologies and materials may be used, depending on costs,
storage duration, storage conditions, or the like.
[0047] The values of leaf surface area were then used to determine
the CFU/cm<2 >of each leaf. The average population of
spoilage organisms on the spinach leaves prior to treatment was
3.19 log10 (CFU/cm<2>). After tracing, leaves were placed on
aseptic stands that were designed to allow plasma exposure on both
sides of the leaves during treatment and storage. The stands were
then placed inside individual sterile, re-sealable, polyethylene
bags, each bag containing a single spinach leaf.
[0048] A single strain of E. coli O157:H7 (6460) was used for the
evaluation of the ANEP treatments. The strain was obtained from
Dr. R. H. Linton of the Food Science Department at Purdue
University, West Lafayette, Ind. Cultures of the bacteria were
grown in trypticase soy broth (TSB) and placed in a shaking
incubator for 18 h at 37° C. Spinach leaves were weighed and
placed in sterile petri dishes prior to inoculation. Each spinach
sample was spot inoculated (8-10 spots) with 100 μL of the E. coli
culture and placed in a biosafety hood for 1 h to allow for
bacterial attachment. The average population of control samples
was 5.40 log10 (CFU/mL).
[0049] The oxygen content in each bag was measured before
treatment and after storage using a gas analyzer (MOCON, Inc.,
Minneapolis, Minn.). The analyzer had a syringe connected to a
tube which fed to the analyzer. The syringe tip was placed inside
the bag through the re-sealable opening (bags were not punctured)
to measure the gas inside. Two readings were taken during each
measurement to ensure values were accurate.
[0050] The temperature of the surfaces of the leaves and the
electrodes was measured and recorded just prior to, and just
after, treatment with an infrared thermometer (Omega Engineering,
Inc., Stamford, Conn.).
[0051] The relative humidity inside storage bags containing a
single spinach leaf was measured. A single, un-inoculated spinach
leaf and a relative humidity sensor (Thermo-Hygro Control Co.,
Friendswood, Tex.) were placed inside the storage bag. The bag was
then filled with either air or oxygen gas as before. The relative
humidity was recorded before and after the 5 min treatment or
storage. Relative humidity tests were replicated 10 times for air
and oxygen and treated and untreated samples.
[0052] The treatment system used operated at a frequency of 60 Hz
generating about 12 kV of potential between the electrodes, and
the power consumption was 40 W. The voltages for all experiments
were measured with a conventional voltmeter, yielding RMS voltage
values. The electrodes were made of coils of insulated wire wound
around a planar dielectric form with a treatment area of about 51
cm<2 >(8.5 cm by 6 cm). Treatment of all samples occurred at
ambient laboratory temperature (nominally 22° C.).
[0053] Bags containing the samples were filled with the working
gas (air or oxygen for this example) and purged three times to
ensure purity of the gas in the bag, which was verified with the
gas analyzer. A small amount of gas was expelled from the bag to
allow for orientation of plasma electrodes. The electrodes were
placed above and below the bag, oriented on top of each other. The
bag in between the electrodes had an approximate gap distance of
3-3.5 mm, which permitted formation of an ANEP with the available
voltage. The system was then activated for a 5-min active
treatment period.
[0054] The gas in the bag was agitated manually, once during each
minute of treatment, for about 10-15 s, to allow for a more
uniform distribution of gas inside the bag. This was done by
pressing lightly back-and-forth on the bag so as minimize the
change in the alignment of the electrodes or disturb the sample.
The bag was then placed in a stable location at either room
temperature (22° C.) or refrigeration (5° C.) for a predetermined
storage period (0.5, 2, or 24 h).
[0055] After storage for the specified time, the ozone and/or
nitrous oxide content was measured by means of DRAEGER Short-Term
Detector tubes (Draeger Safety AG & Co. KGaA, Luebeck,
Germany). Tubes (specific to measuring ozone) of two different
scales were used to measure ozone concentration, 0.05-0.7 ppm and
20-300 ppm ozone for volumes of 100 mL. One type of tube (specific
for measuring nitrous oxides) was used for determining nitrous
oxide concentration. This tube had two scales depending on the
volume drawn through the tube. Scales ranged between 2-50 ppm and
5-100 ppm for volumes of 500 mL and 1000 mL. In order to determine
concentration values when measuring very high concentrations of
species, the tubes were connected to syringes by means of flexible
tubing. Volumes of gas were drawn through tubes and estimates of
actual concentrations were determined by comparing the ratio of
values of measured concentration and volume to actual
concentration and volume, and solving for the actual
concentration.
[0056] Measurement of these gases gave approximate concentrations.
The detector tubes had accuracies off 10% to +15%. Also, the
nitrous oxide tubes had cross sensitivities with ozone making for
less accurate results for the nitrous oxide concentrations.
[0057] Following storage, the leaves were aseptically removed from
bags and placed in 100 mL of 0.1% peptone water. Leaves were
stomached for 2 min on high to remove microbes from the leaf
surface. Serial dilutions were then performed using standard
procedures for microbial recovery and 0.1 mL samples were
surface-plated on plate count agar (PCA) for spoilage organisms,
and Sorbitol-MacConkey Agar with Cefixime-Tellurite (CTSMAC) for
E. coli O157:H7. All samples were incubated at 37° C. for 24 h.
Survivors were counted after incubation and recorded as log10
(CFU/cm<2>) for spoilage organisms and log 10 (CFU/mL) for
E. coli O157:H7.
[0058] Microorganism reductions observed for all treatments are
listed in Table 1. The results from the treatment of spoilage
organisms showed multiple log 10 reductions in populations for
most treatments, with the exception of the samples treated in
air-based ANEP and stored for 24 h at room temperature (22° C.).
In this case, after 24 h of storage the level of spoilage
organisms actually increased by 0.77 log10 (CFU/cm<2>) when
compared with the initial population of spoilage organisms on
control samples. The increase in population of this sample after
storage is believed to be due to organisms which survived
treatment and the effects of remaining ANEP species, e.g., the
ozone and nitrous oxides, during storage and subsequently grew at
room temperature. This may suggest that the air ANEP treatment
prior to refrigeration of samples would need adjustment of the
treatment conditions from those used in the experiment as any
surviving spoilage organisms could potentially increase in
population between treatment and refrigeration. However, samples
treated with air and oxygen ANEP and stored under refrigerated
conditions showed multiple log10 reductions (2.47 and 3.55 log10
for air and oxygen ANEP, respectively) as indicated in Table 1.
[0059] Oxygen ANEP showed increased effectiveness at reducing
spoilage organisms when compared with ANEP generated with air. The
increased bactericidal effect from oxygen ANEP is believed to be
caused by the increased levels of ozone generated. So, a longer
treatment time in air or a more intense phase of ozone generation
may be indicated for treatment of spoilage microorganisms. The
bactericidal effects at these levels for the other treatment cases
could increase shelf-life of produce if the produce was
refrigerated immediately after treatment, allowing for fresh
products to be shipped further and potentially last longer in the
homes of consumers.
[0000]
TABLE 1
Measured parameters of spinach leaves before and after treatment
and storage.
PreTreatment Post Treatment
Spoilage E. coli Post Post
Post
Plasma Storage Storage Leaf Leaf
Organism O157:H7 Treatment Storage
Plasma Storage
Gas Temp Time Temp Temp
Reductions Reductions Ozone Ozone
Gas Oxides(CFU/cm<2>
Type ° C. hr ° C. ° C. Log10)
Log10(CFU/mL) ppm ppm Type ppm
0.5 —
0.80 450 150
Air 22 2 22.2 22.3 —
1.86 650 70 460 40
24 −0.77*
— 0 0
0.5 —
0.20 320 315
Air 5 2 21.6 21.7 — 1.47
650 100 460 654.32<a>
24
2.47 0 0
0.5 —
0.34 1480 —
Oxygen 22 2 22.0 22.2 —
3.53 1730 800 — —5.25**<,a>
24
3.50 0 —
0.5 —
0.66 780 —
Oxygen 5 2 21.6 21.8 —
2.99 1730 130 — —5.75**<,a>
24
3.55 0 —
*Increase in organism population.
**Indicates no survivors enumerated after incubation.<a>
Indicates that these values are not statistically different.
[0060] All of the treated leaf samples inoculated with E. coli
O157:H7 showed reductions in populations following storage. The
reductions of E. coli O157:H7 treated in both air and oxygen ANEP
increased as storage time increased. This may suggest the
long-acting effect of the confined reactive products. Multiple
storage times (0.5, 2, and 24 h) were used to obtain data to
ascertain when a total kill of the pathogen occurred. As evidenced
in Table 1, multiple log10 reductions were indicated after 2 h
storages for all samples. Samples treated with ANEP containing
oxygen as the gas present, and stored for 24 h, showed no
surviving E. coli O157:H7 organisms. Further testing is being
performed for 24 h room temperature storage data for samples
treated with air ANEP.
[0061] Samples treated with oxygen as the gas for ANEP generation
showed increased log 10 reductions for most samples when compared
with samples treated in air, with the exception of samples stored
at room temperature with oxygen ANEP (0.34 log 10 reduction).
Again, the increased effectiveness of ANEP generated in oxygen gas
fill is believed to be due to the increased concentration of ozone
produced during treatment. This data suggests that produce
potentially contaminated with E. coli O157:H7 could effectively
treated to eliminate the pathogen before the produce arrives at
the grocery store or market.
[0062] All the leaves were at room temperature just before
treatment (between 21° C. and 22° C.). The sample temperatures did
increase slightly after treatment however this increase was, on
average, in the range of 0.1° C.-0.2° C. This data suggests that
the treatment was effectively non-thermal and that the reductions
in CFU were due to generated plasma species and the storage
temperatures (room temperature and refrigeration). The average
temperature of the ANEP electrodes before and after 5 min of
treatment was 27.0° C. and 50.3° C., respectively. This is an
average increase of approximately 23° C. for the electrodes. The
heating of the electrodes may be reduced by cooling and other
design measures in an industrial application.
[0063] The measured species generated in air-based ANEP include
ozone and nitrous oxides, while only ozone was measured for
oxygen-based ANEP. Ozone and nitrous oxides were the two most
readily measurable species produced during ANEP treatment. A 5 min
treatment with the ANEP system produced very high levels of both
species, particularly ozone. Oxygen-based ANEP produced an average
of 1730 ppm ozone and air-based ANEP produced averages of 650 ppm
and 460 ppm for ozone and nitrous oxides, respectively,
immediately after treatment. These species decreased in
concentration during the storage period, eventually reaching an
undetectable or zero level, leaving no residual species after 24 h
of storage, as indicated in Table 1. The data obtained indicates
that oxygen ANEP produces, on average, substantially higher
concentrations of ozone than air ANEP. This is apparently due to
the initial concentration of oxygen in the base gas, oxygen gas
being 100% oxygen and air containing only 21% oxygen. Despite the
wide range of results with the current measurement method, it is
still evident from the resulting reductions of spoilage organisms
and E. coli O157:H7 as well as the discoloration of leaves, that
the pure oxygen ANEP system consistently produces high levels of
oxidative reactive species.
[0064] All of the test conditions showed no detectable ozone after
24 h of storage, suggesting that measurable ozone had either
decayed to a neutral gas, or had reacted with the test samples
inside the package, with the package itself, or had diffused
through the package material. The rate of decay of ozone for each
set of temperature and gas type conditions was calculated by
plotting ozone concentrations at storage times of 0, 0.5, and 2 h
and fitting an exponential curve to the data points. Half-lives
were calculated from the resulting fitted exponential equation.
Calculated half-lives for ozone generated in oxygen and stored at
room temperature and refrigeration were 78 and 87 min,
respectively. Half-lives for ozone generated in air and stored at
room temperature and refrigeration were 160 and 99 min,
respectively. When measured ozone levels were compared between
temperatures for each gas there was no significant difference
(P<0.05) between refrigerated and room temperature
concentrations at each storage period suggesting that the
calculated half-lives may not significantly different.
[0065] A follow-up study was conducted to assess the affect of
water presence on half-lives of ozone in the plastic bags utilized
for treatments. Bags were filled with air or oxygen only or air or
oxygen and 1 g of liquid water. Samples were actively treated for
5 min with the experimental system and stored for 0, 2, 4, and 24
h at room temperature (RT) (22° C.) and refrigeration (5° C.).
Ozone concentrations were measured and half-lives were calculated
as before. The half-lives of ozone were longer in all refrigerated
samples when compared with samples stored at room temperature. The
presence of nitrogen in air during the generation of ozone may
also produce reactive nitrogen species (RNS) such as NO. These RNS
species could cause different reaction pathways between the E.
coli O157:H7, the spinach leaves, and the package, than the
reaction pathways in pure oxygen, under the same conditions, and
during the storage period.
[0066] The color of spinach leaves was assessed visually after
treatment/storage. A rank number was assigned to each leaf
evaluated indicating the relative percentage of leaf area that had
been discolored after storage. The scale used ranged from 1-5,
with 5 being the best quality (no discoloration) and 1 being the
worst (entire leaf was discolored). The experimentally determined
values were averaged and are presented in Table 2.
[0000]
TABLE 2
Average values of appearance of discoloration on spinach leaves
after various storage times.
Storage, h Air, RT Air, Ref O2, RT O2, Ref
0.5 a 4.8 4.6 3.0
2 a 4.3 3.0 1.7
24 1.3 3.2 1.0 1.0
Scale: 5-0%, 4-25%, 3-50%, 2-75%, 1-100% (Percentage of leaf area
discolored)
a - Indicates insufficient data.
[0067] Control samples were of a crisp texture and medium to dark
green color, with few to no blemishes or tears in the leaf prior
to treatment. All of the samples were initially judged to have a
rating of 5. After drying samples for 1 h in the biosafety hood,
leaves were somewhat less crisp due to moisture loss; however, the
color did not degrade during drying. Treated samples showed
increased wilting and discoloration after storage. Discoloration
and wilting increased with longer storage times. Samples treated
with air ANEP changed from the initial solid green color to having
spots of yellowish-brown discoloration after 0.5 h of storage.
Samples treated with oxygen ANEP changed from solid green to
having solid white spots after 0.5 h of storage. Discoloration
usually occurred at the stem and outer edges of the leaf. Leaves
treated with oxygen ANEP seemed to maintain their original green
color most effectively in the unaffected portions of the leaves.
Leaves treated with air ANEP tended to degrade in color over the
entire area of the leaf. Occasionally, samples stored for 0.5 hr
showed no discoloration; however, all samples recovered after 0.5
h of storage had high levels of E. coli O157:H7 still surviving on
the leaf. Refrigerated samples tended to show a greater crispness
than samples stored at room temperature. This observation suggests
that spinach leaves should be placed in a refrigerated environment
as soon as possible after harvest in order to lessen quality
degradation when treated with ANEP. Tests are still underway to
assess physical quality changes in the leaves. Particularly, tests
need to be conducted to determine the color change of untreated
leaves after similar storage periods.
[0068] The treatment method utilized in this study of spinach was
a scenario in which maximum concentrations of ozone and nitrous
oxides could be produced without causing further heating of
electrodes. While this method shows effective reductions of
spoilage organisms and pathogens, changes in the protocol may need
to be made in order to maintain quality of leaves, or any other
produce, while still reducing microorganisms to safe levels.
[0069] The results of this experimental study suggest that an ANEP
treatment system may be capable of reducing spoilage organisms and
pathogens, such as E. coli O157:H7, on prepackaged, ready-to-eat
spinach leaves. This means that spinach leaves, or nearly any
produce, can be packaged prior to treatment, avoiding the
possibility of cross-contamination. The packaged produce could be
treated with ANEP at the packaging facility and then shipped to
market. During shipment, spoilage organisms would be reduced and
pathogens would be eliminated, with no residual chemicals or
gases. Products would arrive at the grocery store safer and
fresher.
[0070] In contrast to free-air or moving air techniques, a
substantial fraction of the reactive species produced in the ANEP
may be caused to be formed and retained within the sample
container. Apart from being an efficient use of the power devoted
to ionization, the reactive species formed within the container
remain within the container until they become neutralized by
natural chemical processes. As such, the reactive species created
may be expected to remain in proximity to the object to be treated
for a longer period of time than when the object has not been
packaged. Personnel are not exposed to the ANEP products directly.
[0071] Informal experiments were performed using lettuce, tomato,
apple, both whole and sliced, cranberries, bologna slices, skin,
eggs, both individually and in a carton, plant seeds, and a glass
pill bottle, with pills inside. All of the test samples were
placed in a plastic bag of suitable size, similarly to the
approach used with the spinach samples. The glass pill bottle was
also treated as the container itself.
[0072] Generally there were two configurations of packaging used.
For the individual eggs and the apple, as an example, the storage
bag was placed in the DBD apparatus such that the sample was
disposed between the electrode plates as shown in FIG. 2A. In
other examples, the sample was not disposed between the electrode
plates, so that the electrode plates could be brought physically
closer together as shown in FIG. 2B. The treatment with the sample
“in-field” may expose the sample to direct, short term, ionization
products, whereas treatment with the sample “out-of-field” may
limit the exposure to longer lifetime ionization products.
[0073] For purposes of visualization of the ANEP created, a helium
(He) fill was used in some experiments, as the voltage gradient
needed for He ionization is about one tenth of that needed for air
or oxygen as working gasses. As the particular experimental
apparatus was limited to about 18 kV and 60 Hz, the He MAP
permitted visualization of effects which were likely to be
obtained in air or O2 mixtures using higher voltages and greater
electrode spacings than in the spinach experiments described
previously, and where in-field exposure would occur.
[0074] The ionization characteristics of other noble gases such as
Ar and Xe is similar to He at near atmospheric pressure. While the
visualization MAP was a relatively pure noble gas, observations of
gas mixtures comprising a smaller amount of noble gas and other
gases such as O2, N2, CO2 and H2O exhibited similarly lowered
ionization energy requirements. This may arise from the noble gas
forming a glow discharge and providing seed paths for the
ionization of some or all of the remaining constituent gases. So,
either the applied voltage may be decreased, or the DBD gap
increased. That is, the product of the applied voltage and the gap
distance needed to create an ANEP would be reduced with respect to
a MAP that did not use a noble gas as a constituent. Observations
of an ANEP with He as the MAP were made at 18 KV and a gap of 10
cm; a similar effect may be expected with a MAP where He is a
constituent. This means that the object to be treated may be
placed directly between the electrode plate and the dielectric
barrier, even in the case of a head of lettuce.
[0075] A brief series of experiments was conducted to evaluate the
required voltage gradient for a working gas having a noble gas as
a component gas. The same experimental arrangement as for the egg
example was used, except that there was no object to be treated
within the container.
[0076] The minimum voltage gradients needed for the creation of an
ANEP, based on working gas composition, were determined to be:
[0077] 100% He—4.5 kV/in;
[0078] 50% He/50% air—16.8 kV/in;
[0079] 10% He/90% air—24 kV/in; and
[0080] 100% air—43.2 kV/in.
[0081] Since the voltage gradient needed to create an ANEP in a
working gas having a noble gas component is less than the voltage
gradient needed in air, the ANEP may be created in the storage
volume without the likelihood of a plasma discharge occurring in
the region surrounding the storage volume. That is, a direct
discharge between the plates of the DBD apparatus would require a
higher voltage than is needed to create the ANEP within the
storage volume. In addition to increasing the distance between the
plates that can be used for a fixed apparatus voltage, a noble gas
component of the working gas would permit the entire storage area
to be located between the plates of the DBD apparatus and the ANEP
created inside the entire storage volume not occupied by the
object without creating ozone in the free air space surrounding
the package.
[0082] Providing that the available voltage is sufficient to
produce an ANEP plasma within the package, only a small percentage
of the working gas need be a noble gas such as He, Ar, or Xe, to
reduce the ionization voltage gradient within the package to less
than that of the surrounding air. Since a 10% He component of the
working gas reduced the ionization gradient by almost a factor of
two, perhaps 5% or less may reduce the relative ionization
potential within the package with respect to the surrounding
environment so as to permit the ANEP generation to be confined
within the package, yet permit the entire package to be subject to
the dielectric-barrier-discharge effect. The specific percentage
of noble gas in the working gas mixture will depend on the
apparatus geometry, the effects of the objects in the storage
volume, and the other constituent gases. However, the specific
values can be determined by experimental studies.
[0083] Where the breakdown voltage gradients in the storage volume
and in the surrounding air are essentially the same, the electrode
area of the DBD is generally selected so as not to be large enough
to produce an ANEP in the entire storage volume, as there is the
risk that a more substantial discharge would occur in the air
environment. Such discharges result in reactive species
generation, to which personnel would be exposed, and may also
result in pinholes in the storage volume surface.
[0084] Where food is the object to be treated, the object may be
considered as a dielectric. Although the dielectric may be
imperfect, the losses are likely to be small at low frequencies.
The voltage distribution between the electrodes of the DBD will be
modified by the presence of the object so that the effective
voltage gradient in the working gas gap between the dielectric of
the DBD apparatus and the object is increased. This may further
decrease the voltage that may need to be applied in order to
initiate ANEP plasma.
[0085] In another aspect, it seems likely that the working voltage
may be decreased after the ANEP plasma has been initiated. The
selection of gas mixtures may depend on the product and packaging
characteristics as each type of product may have an optimal MAP,
treatment time, storage conditions, or the like. A person of skill
in the art would understand that a series of optimization
experiments would be conducted to obtain the optimum parameters in
each case.
[0086] FIG. 3 shows an example of two eggs, enclosed in a plastic
bag subject to in-field ANEP exposure with He as the MAP working
gas. The filamentary nature of the DBD discharge is clearly seen,
with the streamers terminating on the eggs and on the package. A
more diffuse discharge is present in the region between the DBD
electrodes where there is no egg. The specific arrangement of
streamers would depend on the surface characteristics of the
object as a dielectric, such as roughness, contaminants and the
like, and that of the container, and may differ for different
products to be treated. The streamers appear to be preferentially
formed between the DBD electrodes and DBD dielectric and the egg,
where the egg acts as a dielectric object disposed between the
plates. This result appears qualitatively consistent with the
voltage gradients that would obtain in the region without an ANEP
present.
[0087] An apple was also treated in a He MAP atmosphere, similarly
to the egg sample shown in FIG. 3, so as to visualize the process.
The apple was located between the plates of the DBD apparatus, and
ionization of the He MAP was possible at the 15 KV potential due
to the lower ionization voltage required. After exposure, the
apple was removed from the bag and distinctly smelled of ozone.
This may arise from the property of apples that about 20 percent
of the volume thereof is formed by small air sacs. The ozone may
be produced by ionization of the air in the sacs. Alternatively,
the skin may be the region in which the ozone formation occurs. In
either case, the formation of the ozone may lead to improvements
in at least the surface cleanliness and storage life. Other fruits
and vegetables may also benefit from this treatment. Treatment of
sliced or diced product should also be practical. The use of He in
the experiment and the absence of O2 in the gas mixture enabled
the smell detection of the ozone produced within the apple or
remaining on the surface thereof.
[0088] While the present experiments have focused on food
products, the same techniques may be used for medical equipment or
other objects to be rendered less contaminated or sterile within a
package. Based on the observations of the ionization
characteristics produced in the reported experiments, it was
possible to recognize that placing plastic tubing between the
electrodes, with the electrodes close to or contacting the tube,
may result in forming an ANEP plasma within the tube, thus
processing the interior portion of the tube. The exterior of the
tube, enclosed in the overall packaging, may be processed by using
the same or a greater electrode spacing so that an ANEP may be
formed within a package containing the tubing. Alternatively,
there should be a voltage gradient range where both processes may
occur with a single electrode spacing. Other gas mixtures may be
used in medical equipment processing, which may not be considered
appropriate for consumable products. A variety of medical devices,
including metallic devices may be similarly treated.
[0089] In the previous examples, the bag was closed, and remained
closed during the treatment and the storage. However, depending on
the objective of the treatment, and the desired after storage
conditions, the bag may be punctured, opened, perforated, or the
like. Depending on the specific apparatus configuration, the bag
may be partially ventilated with holes. This may permit the
generation of an ANEP plasma jet in the bag or package, similar to
that being developed as thrusters in avionics.
[0090] FIGS. 4 A and B illustrate a configuration where a bag 500
containing an object to be treated 200 has apertures and the DBD
has at least one electrode 420 that is not dielectric coated or
isolated. The dielectric 440 is disposed between the exposed
electrode 420 and the lower electrode 430 so that an ANEP is
formed in the region of the surface of the dielectric 440 and
terminating at the exposed electrode 420. In such an example, the
processes at the instantaneous anode and the cathode electrodes
may not be the same, and a person of skill in the art would expect
a plasma jet to be generated. Even when the bag does not have
apertures 510, the asymmetrical nature of the ANEP generation may
lead to gas currents. The gas currents associated with such a jet
or asymmetrical ANEP generation, produced internal to the bag,
could be effective in distributing the reaction products
throughout the bag, and mitigating a heat rise in the bag so that
a more intense discharge may be used.
[0091] FIG. 4C illustrates a situation where the DBD apparatus may
be used to process objects that have been stored in a
substantially dielectric container, such as a cardboard box. The
interior of the box may be sealed with a plastic layer or a foil
layer, although this is not needed in all applications. The
electrodes 620 and 630 are protected from excessive discharge
current by the dielectric layers 640 and 650, and the electrodes
are disposed at an approximately right angle to each other, and
placed along the edge of the container so that the ANEP is formed
in the interior angle therebetween.
[0092] The term bag has been used to represent the enclosure,
container, treatment volume or storage volume in which the object
is treated and subsequently stored. However, this should be
understood to represent any dielectric material compatible with
the treatment process, and could be a bottle, a vial, an opaque
plastic food tray sealed with a thin transparent film, or the
like. The objects to be processed need not be dielectric, as
metallic objects could be exposed as well. The metal surfaces
would likely behave similarly to the metal surface that is not
covered with a dielectric in case where only one of the electrodes
is dielectric protected. Thus, the apparatus and technique may be
used to sterilize or otherwise decontaminate objects such as
medical supplies, including surgical instruments, syringes, and
the like so that they do not need to be removed from the packaging
after treatment and until immediately prior to use. One may repeat
the sterilization process in the hospital or physician's office
prior to opening the packaging for further suppressing
contaminants or pathogens. It should be noted that the dielectric
forming the container may be used as the dielectric barrier of the
DBD, providing that the electrical characteristics thereof prevent
dielectric breakdown.
[0093] As may be expected, the ozone concentration increases with
the time duration of ANEP generation, being dependent, for each
reactive species, on the details of the recombination process.
FIG. 5 shows the results of tests where the ozone concentration
was measured as a function of the duration of ANEP generation.
Preliminary tests at higher voltages suggest that an increase in
the rate of reactive species generation may be possible, and that
the electrode gap may also be increased.
[0094] Thus, objectives of the treatment of an object using
in-storage-volume ANEP generation may vary depending on the
particular circumstance, ranging from improving the storage
characteristics by reducing surface contamination, reducing the
number of colony forming units (CFU) of bacteria related to
spoilage or species that are human pathogens, sterilization of the
food or object, or the like. Each circumstance will determine the
gas composition, plasma concentration and exposure time that may
be appropriate.
METHOD AND SYSTEM FOR TREATING
PACKAGED PRODUCTS
US2012183437
A system and method for decontamination of product is described.
An object to be treated, which may be a food product or a medical
device, is placed in a substantially closed dielectric container
with a working gas. The container is placed in an apparatus
capable of producing a controlled electrical discharge so as to
create reactive ion species within the package. The object to be
treated may be exposed either the immediate products of the
electrical discharge or the long lasting reactive ion species, or
both, so as to treat the object to reduce or eliminate specific
contaminants, which may be biological pathogens or the cause of
product spoilage, or inorganic contaminants. The reactive ion
species may result from an atmospheric non-equilibrium plasma
(ANEP) formed by the apparatus and the treatment may be performed
without significantly increasing the bulk temperature of the
object being treated.
TECHNICAL FIELD
[0003] The present application relates an apparatus and method for
treating packaged products to reduce undesirable contamination.
More, specifically a system and method of reducing the level of
organisms which may be related to deterioration of the product or
to human pathology is described.
BACKGROUND
[0004] Recent trends in dieting and healthy eating have shown a
high demand for fresh produce. According to USDA Economic Research
Service statistics, fresh spinach, for example, reached a record
consumption in 2005 with 738 million pounds in the United States:
more than 12 times the amount consumed in 1970. Processed spinach
consumption, conversely, has tended to decline over the last few
decades. This high demand for fresh, nutritious produce puts
pressure on producers and processors to ensure that products are
safe for human consumption, yet continue to retain expected
nutritious and aesthetic qualities. Minimal processing and
treatment appears desirable in order to maintain the fresh taste,
texture, and nutrition of produce. However, many sources of
contamination exist that can affect produce before, during, and
after harvesting. Sources of contamination include fecal matter
from animals, both wild and domestic, contaminated irrigation
water, flooding of crops, as well as from personnel involved with
handling of products
[0005] Due to the specific growth conditions of produce,
particular varieties are not always in season locally, and are
often shipped from all parts of the nation and world to meet the
demands of consumers. Many aspects of shipping can cause a
decrease in the quality of fresh produce. Spoilage could occur
from, for example, unsanitary transportation vehicles, lengthy
shipping schedules, and improper storage temperatures and
ventilation of storage areas. Conventional methods of sanitizing
fresh produce involve various washing procedures. More efficient
processing methods are needed to reduce the risk of contaminated
produce, while still maintaining its fresh qualities.
[0006] Atmospheric, non-equilibrium plasma (ANEP) is an example of
a non-thermal processing method. There is a wide variance in the
terminology for the process to produce such a plasma. In the
literature, a variety of terminology is used to describe the
phenomenon including atmospheric glow discharge, surface barrier
discharge (SBD), dielectric barrier discharge (DBD), Single
Dielectric Barrier Discharge (SDBD) and Surface Plasma Chemistry
Process (SPCP). For convenience herein, the term dielectric
barrier discharge (DBD) is used, without intending to exclude any
of the ANEP plasma generating mechanisms implied by choosing a
specific terminology for description of the technique herein.
[0007] FIG. 1 shows simplified examples of DBD configurations that
may be used to produce an ANEP in an ambient air environment. A
high voltage generator 10 applies an alternating current potential
to a pair of metallic plates 20, 30, spaced apart from each other
to form a region 50 in which an object may be placed. At least one
dielectric layer 40 is disposed between a first plate 20 and the
second plate 30. In this manner, the effect of the dielectric
layer is to limit the current of any filamentary discharge that is
formed between the plate 20, 30 so as to prevent the formation of
a high current arc. The discharge in region 50 is thus limited in
energy and results in an ANEP where variety of reactive species
may be formed from the O2, N2 and possibly water vapor. FIG. 1A
shows a configuration with one dielectric layer 40 laid against an
electrode 20. FIG. 1B shows an example where a dielectric plate 40
is laid against an electrode 20 and another dielectric plate 60 is
laid against a second electrode 30. The charge accumulation on the
plates, which may be used in conjunction with the voltage
waveform, to estimate the power consumption, may be measured by
determining the voltage developed across a conventional capacitor
75. FIG. 1C illustrates a situation where a single dielectric
layer 50 is disposed between the electrodes 20, 30, so that two
regions 50 are formed in which an ANEP may be formed.
[0008] As the possibility of an arc forming directly between the
plates 20, 30 exists, by air paths around the dielectric, at least
one electrode is often fully enclosed in an insulating material,
and the exposed electrode may be grounded. The insulating material
may be the same material as used for the dielectric 40, 60 however
the two materials may have differing properties. For example, the
dielectric plate may be quartz, and the insulating material may be
a moldable material.
[0009] The food industry is always seeking a better method for
maintaining food safety and ozone treatment may be an effective
possibility due to its antimicrobial properties and lack of
residual substances. However, ensuring minimal to no exposure of
employees to ozone is a concern. Similar considerations would
apply to the medical field, where sterilizing packaged objects and
maintaining sterile conditions is important.
SUMMARY
[0010] A system and method are described where reactive species
may be produced by an atmospheric non-equilibrium plasma (ANEP) in
a closed package containing an object to be decontaminated, so as
to suppress or eliminate contaminants. The reactive species may be
of a short lifetime so as to perform the treatment during a period
of time during and shortly after a discharge creating the plasma.
Longer lifetime species may remain so as to perform, or to
continue to perform, the treatment for an extended period of time.
Eventually, the reactive species may be eliminated from the
treatment volume by reacting with the contents of the package, the
package, or with each other. As the reactive species may be
contained within the package, exposure of personnel to such
reactive species may be minimized.
[0011] The package may form a storage space for a product, which
may be, for example, a food product, or a medical device, which
may remain inside the package during and after treatment. The
package may also contain a working gas fill, which may be air, or
a mixture of gases, which may include noble gases. An atmospheric
non-equilibrium plasma (ANEP) is produced within the package by a
voltage gradient applied from outside the package. By selecting
the working gas mixture, the duration of the ANEP creation, and
the duration of the treatment, the treated product may have
reduced contamination, or be sterilized, depending on the specific
application. The working gas mixture, the equipment geometry and
the operation voltage are selected so that the electrodes may be
situated in the ambient manufacturing environment and produce
reactive species within the package, while avoiding or minimizing
the production of such species outside of the package.
[0012] A system for treating a product is described that uses an
apparatus configured to create a reactive species in a part of a
package or storage volume sized and dimensioned to contain an
object to be treated. The object to be treated is stored within
the storage volume.
[0013] In an aspect, a system for treating a product is described,
having an apparatus configured to create a atmospheric
non-equilibrium plasma (ANEP) in a working gas in a storage volume
sized, and dimensioned to contain an object to be treated.
[0014] The working gas includes a noble gas in a percentage
sufficient to reduce a voltage gradient needed to create the ANEP.
[0015] In another aspect, a method of decontaminating an object
includes the steps of providing a dielectric barrier discharge
(DBD) device; providing a container suitable for substantially
completely enclosing the object and a working gas; inserting the
object into the container; disposing at least a portion of the
container such that reactive species may be produced in the
container by the DPD apparatus; and activating the DBD device.
BRIEF DESCRIPTION OF THE DRAWINGS
[0016] FIG. 1 (prior art) shows (A) a DBD apparatus having
a single dielectric barrier; (B) a DBD apparatus having two
dielectric barriers and an auxiliary capacitor for measuring the
DBD charge; and, (C) a DBD apparatus with the dielectric
disposed between two conducting plates;
[0017] FIG. 2 shows (A) a portion of a DBD apparatus where
a container having an object to be treated disposed between the
plates of the apparatus; (B), a portion of a DBD apparatus where
a container having an object to be treated is disposed between
the plates of the apparatus, such that the object to be treated
is not disposed between the plates of the apparatus; and, (C) a
top view of a portion of the apparatus of FIG. 2A;
[0018] FIG. 3 is a photograph of two eggs disposed in a DBD
apparatus with a He MAP atmosphere where an ANEP plasma is
active; filamentary discharges are seen terminating on the
surface of the eggs;
[0019] FIG. 4 shows an example of portion of a DBD
apparatus where a plasma jet or asymmetrical ANEP can be created
in (A) a side view; and, (B) a top view; and, (C) an end cross
section view of a portion of cardboard box having the DBD
apparatus electrodes configured to be placed along an outer edge
thereof; and
[0020] FIG. 5 shows the concentration of ozone in the
package as a function of the time duration of the ANEP
generation for a MAP having the characteristics of air.
DETAILED DESCRIPTION
[0021] Exemplary embodiments may be better understood with
reference to the drawings, but these examples are not intended to
be of a limiting nature. Like numbered or labeled elements in the
same or different drawings perform equivalent functions. When a
specific feature, structure, or characteristic is described in
connection with an example, it will be understood that one skilled
in the art may effect such feature, structure, or characteristic
in connection with other examples, whether or not explicitly
stated herein.
[0022] It will of course be appreciated that in the development of
any such actual implementation, numerous implementation-specific
decisions must be made to achieve specific development goals, such
as compliance with system and business related constraints, and
that these goals will vary from one implementation to another.
Moreover, it will be appreciated that such a development effort
might be complex and time-consuming, but would nevertheless be a
routine undertaking of engineering for those of ordinary skill in
the art having the benefit of this disclosure.
[0023] Atmospheric pressure “cold” plasmas have been shown to be
effective in reducing or eliminating surface bacterial
contamination of food samples. The term “cold plasma” is meant to
describe a plasma discharge, which may be a non-equilibrium
plasma, occurring at a pressure of about one-atmosphere and at
near ambient temperature (ANEP). This is to distinguish the ANEP
plasma from a thermal plasma discharge operating at a bulk gas
temperature of hundreds or thousands of degrees above the ambient
temperature. In an atmospheric pressure “cold plasma” the
electrons may have a significantly higher temperature than the ion
and neutral species; however, the bulk temperature of the working
gas is not significantly raised. In this context, however, the
term “cold” should not be interpreted to require refrigeration or
other cooling to perform the decontamination or treatment
functions described herein; however, this does not exclude the
treating or the subsequent storage of the treated object at an
appropriate temperature, which may include refrigeration or
cooling. Keeping the gas at a near-ambient temperature may
contribute to avoidance of heat damage to the sample being
treated.
[0024] One technique of creating a non-equilibrium plasma is to
apply a high voltage to the volume to be ionized, while inhibiting
the transition from a glow discharge to an arc discharge by
limiting the discharge current. This may be done, for example, by
covering at least one of the electrodes of the apparatus with a
dielectric layer; resistive layers have also been used. The
discharge current is self-limited by charge build up on the
dielectric surface. Typically, the excitation voltage frequency is
in the kHz range, but may range from power line frequencies to
radio frequencies. The experimental data presented herein used a
60 Hz frequency due to the availability of high voltage
transformers, whose voltage could be easily be adjusted by
controlling the input voltage thereof with a variable voltage
transformer.
[0025] Dielectric-barrier discharges (DBD) are a type of
alternating-current high-voltage gaseous discharges that may be
formed in a nominally atmospheric pressure environment. The
presence of a dielectric layer between the electrodes prevents the
charges generated in the gas by the discharge from reaching at
least one of the conducting electrode surfaces. Often the
dielectric layer is applied to both of the electrodes. Within each
half-cycle of the driving voltage waveform, when the voltage
gradient applied across the gas exceeds that required for
breakdown, the formation of narrow ionized discharge filaments
initiates the conduction of electrons toward the more positive
electrode, and ions towards the more negative electrode, although
the mobility of the electrons is greater. Electrical charge
accumulates on the dielectric layer(s) at the end(s) of each
ionized filament, and the voltage drop across the ionized filament
reduces until the voltage falls below the discharge-sustaining
level, so that the discharge is extinguished. The duration of the
filamentary discharge is believed to be quite short: of the order
of 100 nanoseconds or less. However, the resultant reactive
species may have a significantly longer lifetime. The low charge
mobility along the surface of the dielectric also limits the
lateral region over which the gap voltage is diminished, so that a
plurality of filaments may form in close proximity to one another.
[0026] Production of ozone in a DBD occurs between the two
electrodes when operated at a particular voltage, frequency, and
geometry. In air, mixtures of O2 and N2, or O2 alone, reactive
oxygen species are generated which react with each other as well
as oxygen molecules resulting in the formation of ozone. Other
reactive species are created when N2, or other gases such as CO2,
H2O or Cl are present. The most oxidative species in air and
oxygen gas include ozone (O3), singlet oxygen (O or O<−>),
superoxide (O2<−>), peroxide (O2<−2 >or H2O2), and
hydroxyl radicals (OH). Most of these species have very short
half-lives (in the range of milliseconds); however, ozone has a
much longer half-life ranging from minutes to days depending on
conditions. The effects of gaseous ozone on foods has previously
been studied with promising results and ozone has been shown to be
more efficient at lower concentrations and treatment times than
more standard sanitizers, including chlorine. The use of ozone has
been limited to the treatment of unpackaged products.
[0027] Plasma-generated species may be capable of reacting readily
with various materials and organisms. Oxygen- and nitrogen-based
reactive species are effective in the inactivation of
microorganisms and may include ozone (O3) and nitric oxide (NO).
For example, E. coli O157:H7 on lettuce was shown to be reduced by
1.79 log10 (CFU/g) (colony-forming units per gram) after 15 min of
treatment with gaseous ozone. Similar reductions of E. coli
O157:H7 and Salmonella enterica inoculated on blueberries have
been reported. A number of researchers were able to inactivate
various food-borne pathogens in unpackaged samples using assorted
plasma systems with treatment times ranging from seconds to
minutes on fresh produce surfaces including apples, cantaloupes,
and lettuce. After production thereof, reaction products of an
ANEP may have the ability to decompose or recombine, leaving no
residual chemicals or reactive species.
[0028] Many examples of the creation of such plasmas are in
flowing gases or in the ambient environment. However, such plasmas
quickly dissipate or are transported away from the sample to be
treated by air currents or pressure differentials. Here, an
apparatus and method for localizing the ionized and other reactive
species that are created is described, so that the treatment time
may be extended and the ionized and other reactive species
confined to the neighborhood of the object being treated.
[0029] In particular, the object to be treated may be enclosed in
a sealed or substantially sealed container. The container need not
be hermetic unless the level of decontamination desired is such
that subsequent contamination from another source is to be
avoided. Non-hermetic containers may be used in applications where
subsequent re-contamination of the sample is prevented by the
characteristics of the packaging. Non-hermetic containers may be
permeable to some extent to air, and to the other constituent
gases or the radicals or reactive species produced in the ANEP.
That is, the packaging may be porous to gases, but prevent
spoilage or pathogentic material from entering the package. The
composition of the container may be a plastic such as TYGON,
low-density polyethylene (LDPE), high density polyethylene (HDPE),
polyethylene teraphthalate (PET), or polystyrene; however, various
other substantially dielectric materials can be used, including,
glass, wax, cardboard, paper, foil, eggshells, low dielectric
constant materials, or the like. The foil may be a plastic having
a thin metallic coating. This may permit the treatment of objects
stored in a foil package, or having a foil liner.
[0030] The system and method described herein may achieve at least
1-3 log10 reductions of spoilage organisms and greater than 5
log10 reductions (total kill for oxygen working gas at room
temperature and refrigeration after 24 hr storage) of E. coli
O157:H7 in fresh produce with minimal quality changes in seconds
to minutes of active treatment. The amount of contaminant
reduction needed depends on the specific product to be treated,
the subsequent storage conditions, storage time and similar
considerations, which will often be governed by economic and
regulatory factors. While the studies described herein are related
to bacteria, similar effects should be experienced for fungi and
virus contaminants.
[0031] An apparatus for treating a sample is shown in FIG. 2. An
object to be treated 200 is placed in a substantially closed
dielectric container 100. The container may be rigid or flexible
and may be sealed by a ZIPLOC closure, by heat, by a close-fitting
cap, or any other mechanism that has a similar effect. The
container should have an ability to substantially retain the
reactive species that are the residual of the generated ANEP
plasma for a period of time that is sufficient for a particular
treatment process. The working gas, which may be air, or a
modified atmosphere packaging (MAP) mixture, may be introduced
into the container 100 prior to treatment. The container 100 may
be purged prior to charging with the working gas so as to control
the resulting gas mixture. The container may be sealed either
permanently or temporarily prior to treatment.
[0032] A region within the container is selected where an ANEP may
be generated. This may be a specific formed region of a semi-rigid
or rigid container, or may be formed by manipulation of a flexible
container where the gas pressure gives the container a deformable
shape. In rigid containers, the gas pressure may be less than an
atmosphere, while the gas pressure in a flexible container is an
atmosphere or greater. This does not exclude situations, for
example, where vacuum packing is used, and a working gas may be
introduced for the purposes of the treatment.
[0033] FIG. 2A illustrates a situation where the object being
treated is disposed between the plates of the apparatus, while
FIG. 2B illustrates the situation where the object being treated
is disposed so that a small thickness of the storage bag having a
gap between the opposing surfaces is disposed between the plates
of the apparatus. For the situation of FIG. 2B, the ANEP is
created inside a portion of the storage container; however, the
object to be treated may not be directly exposed to the active
ANEP. Rather, the residual reactive species may be diffused or
circulated to the volume of container having the object to be
treated. This configuration reduces the voltage needed to
establish the ANEP as the distance between the electrodes has been
reduced compared with the thickness of the object. In addition,
where the termination of the plasma filaments on the object itself
may be undesirable, that situation is avoided.
[0034] In contrast, the arrangement of FIG. 2A disposes the object
to be treated between the electrodes, and the object itself may
behave as a dielectric, similar to that used on one or more of the
electrodes. In this circumstance, the filaments creating the ANEP
may extend from the electrode or the dielectric barrier on an
electrode, or an electrode without a dielectric barrier, to a
surface of the object to be treated, and an active ANEP may also
surround the object. The electrons and the ions created in the
ANEP may directly impinge on the surface of the object. Similarly
to the arrangement of FIG. 2B, the object may continue to be
exposed to the ANEP byproducts after the active phase of ANEP
generation has been completed. Each of the processes may be
repeated, if needed, where the object or the storage bag is
manipulated to better distribute the active byproducts or expose
other portions of the object to the plasma.
[0035] As shown in FIG. 2A, the container 100 having a working gas
300 and an object to be treated 200 may be disposed between the
plates of a DBD apparatus 2. The plates 20, 30 are spaced apart so
as to admit at least portion of the container 100 containing the
object to be treated 200. The distance between the plates may be
controlled by mechanical means so that the container 100 may
conveniently be placed between the plates 20, 30, and the spacing
between the plates subsequently adjusted so as to partially
compress the container 100, so as to achieve an appropriate gap
spacing for the creation of the ANEP within the container 100. In
this configuration, filamentary discharges may occur between the
dielectric surface 40 of the top plate 20 and the opposing surface
of the object 200 being treated, and may also occur between the
bottom plate 30 and the object being treated 200. The ANEP may
also be created by electrical currents flowing directly from one
plate to another, as mediated by the dielectric layer on the
plate.
[0036] Where the object to be treated has the general
characteristics of a dielectric material, the filaments will have
a behavior similar to that which would occur in a DBD apparatus
without an introduced object, except that the filaments may
terminate one end thereof on the object. So, the object will be
directly exposed to the filamentary discharges creating the ANEP,
as well as to the shorter lasting and longer lasting reactive
species that are created during the active treatment phase. As the
surface density of filaments is governed by the electrical field
distribution, and the shape and electrical properties of the
object to be treated, the entire surface of the object may not be
subject to the same intensity of direct treatment. Should more
uniform treatment be desired, the object to be treated 200 may be
manipulated to expose other parts of the object to direct
treatment.
[0037] The high voltage is often sinusoidal and may be produced by
a high-voltage transformer connected to the power grid, a signal
generator connected to an amplifier, or the like. For the
experiments described herein, a maximum voltage of about 18 KV
(RMS) was used, however informal experiments are being performed
using a higher voltage of about 75 KV, with an objective on
exploring the range up to about 120 KV. In experiments performed
at about 65 KV, with the same gap as used at lower voltages, the
rate generation of reactive species appears to substantially
faster, with about the same concentration of reactive being
achieved after 15 seconds as was observed after 5 minutes at about
15 KV.
[0038] Other voltage waveform shapes may be used, including
sawtooth, trapezoidal, or pulsed, and the voltage waveform may be
symmetrical, asymmetrical, or displaced from DC. The amplitude of
the voltage may be controlled during operation of the apparatus
by, for example a VARIAC transformer, or by controlling the signal
generator amplitude output, or the amplifier gain. The frequency
of operation may be fixed or variable. ANEP plasmas have been
created using frequencies ranging from DC (where a resistive layer
is used a current limiter or ballast) to radio frequencies (RF).
In the experiments described herein, the local power line
frequency (60 Hz) was used for convenience in configuring the
experimental apparatus and cost considerations.
[0039] The voltage gradient at which a glow discharge is formed is
a function of the constitutive gases present between the
electrodes, various geometrical considerations, and the gas
pressure. For most of the experimental data presented herein, a
simple ambient air mixture or pure oxygen was used. For purposes
of visualization of the filamentary discharges, pure helium (He)
was sometimes used due to the substantially lower ionization
potential and to produce a clearly visible glow in the ionized
region and on the dielectric surfaces. The constituent gases may
be modified so as to achieve a desired concentration and species
of ionized particles. In addition to air, O2, N2, CO2, H2O, Cl,
and other mixtures, or pure gases, including inert and noble
gases, are usable, depending on the application.
[0040] As shown in FIG. 2B when a flexible container 100, which
may be a plastic storage bag, is used, the internal gas pressure
may selected so a that a portion of the container may be
compressed between the plates 20, 30 so as to form a smaller gap
to facilitate creation of the ANEP at a lower voltage. Here, the
container is shown in a state where a portion 110 of the container
100 is positioned between the electrodes of the DBD apparatus 3,
so that a portion of the container 100 may be temporarily formed
into a region where the ANEP may be created. The filaments
creating the ANEP are formed between the surface of the dielectric
40 and the other electrode plate 30, such that there the object
200 to be treated is not disposed therebetween. In this manner,
larger objects may be treated without having to use very high
voltages. Portions of the container surface disposed so as to form
the region in which the ANEP is to be formed are held against the
dielectric 40 and the plate 30 by the internal gas pressure. The
effect of the dielectric layer of the container surface may be
small, as the charge distributions are likely to be dominated by
those of the electrodes and the dielectric 40.
[0041] FIG. 2C shows a top view of the DBD apparatus 3 of FIG. 2B.
The dielectric material extends so as to inhibit stray discharges,
and the electrodes are disposed opposite only a portion of the
storage volume.
[0042] The electrodes may be planar, as shown; however, other
geometries may be used to conform to a container such as a box,
pill bottle, jar, or other shape. Shaped electrodes may be used to
encourage the formation of a plasma jet, or better distribute the
reaction products using induced convection. For example, large
cardboard containers may be processed by using a pair of
electrodes oriented at a 90° angle and placed along one or more of
the edges. Similar configuration may be used for large packages of
other materials and shapes.
[0043] The effects of ANEP treatment of packaged produce was
studied using, fresh, bagged spinach and chicken. Spinach was
chosen due to its popularity as a fresh health food, yet subject
to recent outbreaks of E. coli O157:H7 found on packaged spinach
leaves. Leaves of packaged spinach were treated in plastic food
storage bags containing one of two different gases and stored at
two different temperatures. The effectiveness of in-package ANEP
treatment in suppressing spoilage organisms and E. coli O157:H7
was tested, as well as the effects of treatment and storage on
quality of spinach leaves.
[0044] The spinach used in the experiments was obtained from a
local supermarket in West Lafayette, Ind. The spinach had been cut
and bagged, and was stored under refrigeration in the supermarket.
The same brand of spinach was used for each test (Dole Food Co.,
Thousand Oaks, Calif.). Full-sized spinach leaves were used for
spoilage organism tests while baby spinach leaves were used for E.
coli O157:H7 tests. The average surface area of leaves used for
spoilage organism tests was 56.2 cm2. The average weight of leaves
used for E. coli O157:H7 tests was 0.570 g. All bags were stored
at 5° C. after purchase and were used in the experiment prior to
the expiration date listed on the outside of the bag. An unopened
bag of spinach was used as the source of spinach leaves for each
test.
[0045] Prior to treatment, spinach leaves of visually similar
surface area were selected from the bag. Leaves were weighed and
placed on aseptic wax paper and an outline tracing made for
subsequent determination of leaf surface area.
[0046] Clear, 3.78 L storage bags were obtained from a local
grocery store in West Lafayette, Ind. Two different brands were
used throughout the course of the spinach experiment: Great Value
Food Storage Bags (Great Value, Walmart, Bentonville, Ark.) and
Glad Food Storage Bags (The Glad Products Company, Oakland,
Calif.). The bags are believed to be fabricated from low-density
polyethylene (LDPE) and were 1.6-mm thick. It is known that
storage of spinach leaves in a controlled atmosphere (CA) of 7-10%
O2 and 5-10% CO2 delays discoloration; however, plastic films used
for commercial packaging are usually chosen to maintain an
environment of 1-3% O2 and 8-10% CO2. Retail zip-top bags were
chosen as the dielectric material for the ozone treatment
experiments of spinach, as only one of two gases would be used in
each bag for this study: either air or oxygen. The retail bags
were low cost, easy-to use, and were sufficient for
proof-of-concept of an in-package treatment. Other bag
technologies and materials may be used, depending on costs,
storage duration, storage conditions, or the like.
[0047] The values of leaf surface area were then used to determine
the CFU/cm<2 >of each leaf. The average population of
spoilage organisms on the spinach leaves prior to treatment was
3.19 log10 (CFU/cm<2>). After tracing, leaves were placed on
aseptic stands that were designed to allow plasma exposure on both
sides of the leaves during treatment and storage. The stands were
then placed inside individual sterile, re-sealable, polyethylene
bags, each bag containing a single spinach leaf.
[0048] A single strain of E. coli O157:H7 (6460) was used for the
evaluation of the ANEP treatments. The strain was obtained from
Dr. R. H. Linton of the Food Science Department at Purdue
University, West Lafayette, Ind. Cultures of the bacteria were
grown in trypticase soy broth (TSB) and placed in a shaking
incubator for 18 h at 37° C. Spinach leaves were weighed and
placed in sterile petri dishes prior to inoculation. Each spinach
sample was spot inoculated (8-10 spots) with 100 μL of the E. coli
culture and placed in a biosafety hood for 1 h to allow for
bacterial attachment. The average population of control samples
was 5.40 log10 (CFU/mL).
[0049] The oxygen content in each bag was measured before
treatment and after storage using a gas analyzer (MOCON, Inc.,
Minneapolis, Minn.). The analyzer had a syringe connected to a
tube which fed to the analyzer. The syringe tip was placed inside
the bag through the re-sealable opening (bags were not punctured)
to measure the gas inside. Two readings were taken during each
measurement to ensure values were accurate.
[0050] The temperature of the surfaces of the leaves and the
electrodes was measured and recorded just prior to, and just
after, treatment with an infrared thermometer (Omega Engineering,
Inc., Stamford, Conn.).
[0051] The relative humidity inside storage bags containing a
single spinach leaf was measured. A single, un-inoculated spinach
leaf and a relative humidity sensor (Thermo-Hygro Control Co.,
Friendswood, Tex.) were placed inside the storage bag. The bag was
then filled with either air or oxygen gas as before. The relative
humidity was recorded before and after the 5 min treatment or
storage. Relative humidity tests were replicated 10 times for air
and oxygen and treated and untreated samples.
[0052] The treatment system used operated at a frequency of 60 Hz
generating about 12 kV of potential between the electrodes, and
the power consumption was 40 W. The voltages for all experiments
were measured with a conventional voltmeter, yielding RMS voltage
values. The electrodes were made of coils of insulated wire wound
around a planar dielectric form with a treatment area of about 51
cm<2 >(8.5 cm by 6 cm). Treatment of all samples occurred at
ambient laboratory temperature (nominally 22° C.).
[0053] Bags containing the samples were filled with the working
gas (air or oxygen for this example) and purged three times to
ensure purity of the gas in the bag, which was verified with the
gas analyzer. A small amount of gas was expelled from the bag to
allow for orientation of plasma electrodes. The electrodes were
placed above and below the bag, oriented on top of each other. The
bag in between the electrodes had an approximate gap distance of
3-3.5 mm, which permitted formation of an ANEP with the available
voltage. The system was then activated for a 5-min active
treatment period.
[0054] The gas in the bag was agitated manually, once during each
minute of treatment, for about 10-15 s, to allow for a more
uniform distribution of gas inside the bag. This was done by
pressing lightly back-and-forth on the bag so as minimize the
change in the alignment of the electrodes or disturb the sample.
The bag was then placed in a stable location at either room
temperature (22° C.) or refrigeration (5° C.) for a predetermined
storage period (0.5, 2, or 24 h).
[0055] After storage for the specified time, the ozone and/or
nitrous oxide content was measured by means of DRAEGER Short-Term
Detector tubes (Draeger Safety AG & Co. KGaA, Luebeck,
Germany). Tubes (specific to measuring ozone) of two different
scales were used to measure ozone concentration, 0.05-0.7 ppm and
20-300 ppm ozone for volumes of 100 mL. One type of tube (specific
for measuring nitrous oxides) was used for determining nitrous
oxide concentration. This tube had two scales depending on the
volume drawn through the tube. Scales ranged between 2-50 ppm and
5-100 ppm for volumes of 500 mL and 1000 mL. In order to determine
concentration values when measuring very high concentrations of
species, the tubes were connected to syringes by means of flexible
tubing. Volumes of gas were drawn through tubes and estimates of
actual concentrations were determined by comparing the ratio of
values of measured concentration and volume to actual
concentration and volume, and solving for the actual
concentration.
[0056] Measurement of these gases gave approximate concentrations.
The detector tubes had accuracies of ±10% to ±15%. Also, the
nitrous oxide tubes had cross sensitivities with ozone making for
less accurate results for the nitrous oxide concentrations.
[0057] Following storage, the leaves were aseptically removed from
bags and placed in 100 mL of 0.1% peptone water. Leaves were
stomached for 2 min on high to remove microbes from the leaf
surface. Serial dilutions were then performed using standard
procedures for microbial recovery and 0.1 mL samples were
surface-plated on plate count agar (PCA) for spoilage organisms,
and Sorbitol-MacConkey Agar with Cefixime-Tellurite (CTSMAC) for
E. coli O157:H7. All samples were incubated at 37° C. for 24 h.
Survivors were counted after incubation and recorded as log10
(CFU/cm<2>) for spoilage organisms and log10 (CFU/mL) for E.
coli O157:H7.
[0058] Microorganism reductions observed for all treatments are
listed in Table 1. The results from the treatment of spoilage
organisms showed multiple log10 reductions in populations for most
treatments, with the exception of the samples treated in air-based
ANEP and stored for 24 h at room temperature (22° C.). In this
case, after 24 h of storage the level of spoilage organisms
actually increased by 0.77 log10 (CFU/cm<2>) when compared
with the initial population of spoilage organisms on control
samples. The increase in population of this sample after storage
is believed to be due to organisms which survived treatment and
the effects of remaining ANEP species, e.g., the ozone and nitrous
oxides, during storage and subsequently grew at room temperature.
This may suggest that the air ANEP treatment prior to
refrigeration of samples would need adjustment of the treatment
conditions from those used in the experiment as any surviving
spoilage organisms could potentially increase in population
between treatment and refrigeration. However, samples treated with
air and oxygen ANEP and stored under refrigerated conditions
showed multiple log10 reductions (2.47 and 3.55 log10 for air and
oxygen ANEP, respectively) as indicated in Table 1.
[0059] Oxygen ANEP showed increased effectiveness at reducing
spoilage organisms when compared with ANEP generated with air. The
increased bactericidal effect from oxygen ANEP is believed to be
caused by the increased levels of ozone generated. So, a longer
treatment time in air or a more intense phase of ozone generation
may be indicated for treatment of spoilage microorganisms. The
bactericidal effects at these levels for the other treatment cases
could increase shelf-life of produce if the produce was
refrigerated immediately after treatment, allowing for fresh
products to be shipped further and potentially last longer in the
homes of consumers.
[0000]
TABLE 1
Measured parameters of spinach leaves before and after treatment
and storage.
Pre
Post
Treatment Treatment
Spoilage E. coli Post Post
Post
Plasma Storage Storage Leaf Leaf
Organism O157:H7 Treatment Storage
Plasma Storage
Gas Temp Time Temp Temp
Reductions Reductions Ozone Ozone
Gas Oxides(CFU/cm<2>
Type ° C. hr ° C. ° C. Log10)
Log10(CFU/mL) ppm ppm Type ppm
0.5 —
0.80 450 150
Air 22 2 22.2 22.3 —
1.86 650 70 460 40
24 −0.77*
— 0 0
0.5 —
0.20 320 315
Air 5 2 21.6 21.7 — 1.47
650 100 460 65 4.32<a>
24
2.47 0 0
0.5 —
0.34 1480 —
Oxygen 22 2 22.0 22.2 —
3.53 1730 800 —
—< > 5.25**<,a>
24
3.50 0 —
0.5 —
0.66 780 —
Oxygen 5 2 21.6 21.8 —
2.99 1730 130 —
—< > 5.75**<,a>
24
3.55 0 —
*Increase in organism population.
**Indicates no survivors enumerated after incubation.<a>
Indicates that these values are not statistically different.
[0060] All of the treated leaf samples inoculated with E. coli
O157:H7 showed reductions in populations following storage. The
reductions of E. coli O157:H7 treated in both air and oxygen ANEP
increased as storage time increased. This may suggest the
long-acting effect of the confined reactive products. Multiple
storage times (0.5, 2, and 24 h) were used to obtain data to
ascertain when a total kill of the pathogen occurred. As evidenced
in Table 1, multiple log10 reductions were indicated after 2 h
storages for all samples. Samples treated with ANEP containing
oxygen as the gas present, and stored for 24 h, showed no
surviving E. coli O157:H7 organisms. Further testing is being
performed for 24 h room temperature storage data for samples
treated with air ANEP.
[0061] Samples treated with oxygen as the gas for ANEP generation
showed increased log10 reductions for most samples when compared
with samples treated in air, with the exception of samples stored
at room temperature with oxygen ANEP (0.34 log10 reduction).
Again, the increased effectiveness of ANEP generated in oxygen gas
fill is believed to be due to the increased concentration of ozone
produced during treatment. This data suggests that produce
potentially contaminated with E. coli O157:H7 could effectively
treated to eliminate the pathogen before the produce arrives at
the grocery store or market.
[0062] All the leaves were at room temperature just before
treatment (between 21° C. and 22° C.). The sample temperatures did
increase slightly after treatment however this increase was, on
average, in the range of 0.1° C.-0.2° C. This data suggests that
the treatment was effectively non-thermal and that the reductions
in CFU were due to generated plasma species and the storage
temperatures (room temperature and refrigeration). The average
temperature of the ANEP electrodes before and after 5 min of
treatment was 27.0° C. and 50.3° C., respectively. This is an
average increase of approximately 23° C. for the electrodes. The
heating of the electrodes may be reduced by cooling and other
design measures in an industrial application.
[0063] The measured species generated in air-based ANEP include
ozone and nitrous oxides, while only ozone was measured for
oxygen-based ANEP. Ozone and nitrous oxides were the two most
readily measurable species produced during ANEP treatment. A 5 min
treatment with the ANEP system produced very high levels of both
species, particularly ozone. Oxygen-based ANEP produced an average
of 1730 ppm ozone and air-based ANEP produced averages of 650 ppm
and 460 ppm for ozone and nitrous oxides, respectively,
immediately after treatment. These species decreased in
concentration during the storage period, eventually reaching an
undetectable or zero level, leaving no residual species after 24 h
of storage, as indicated in Table 1. The data obtained indicates
that oxygen ANEP produces, on average, substantially higher
concentrations of ozone than air ANEP. This is apparently due to
the initial concentration of oxygen in the base gas, oxygen gas
being 100% oxygen and air containing only 21% oxygen. Despite the
wide range of results with the current measurement method, it is
still evident from the resulting reductions of spoilage organisms
and E. coli O157:H7 as well as the discoloration of leaves, that
the pure oxygen ANEP system consistently produces high levels of
oxidative reactive species.
[0064] All of the test conditions showed no detectable ozone after
24 h of storage, suggesting that measurable ozone had either
decayed to a neutral gas, or had reacted with the test samples
inside the package, with the package itself, or had diffused
through the package material. The rate of decay of ozone for each
set of temperature and gas type conditions was calculated by
plotting ozone concentrations at storage times of 0, 0.5, and 2 h
and fitting an exponential curve to the data points. Half-lives
were calculated from the resulting fitted exponential equation.
Calculated half-lives for ozone generated in oxygen and stored at
room temperature and refrigeration were 78 and 87 min,
respectively. Half-lives for ozone generated in air and stored at
room temperature and refrigeration were 160 and 99 min,
respectively. When measured ozone levels were compared between
temperatures for each gas there was no significant difference
(P<0.05) between refrigerated and room temperature
concentrations at each storage period suggesting that the
calculated half-lives may not significantly different.
[0065] A follow-up study was conducted to assess the affect of
water presence on half-lives of ozone in the plastic bags utilized
for treatments. Bags were filled with air or oxygen only or air or
oxygen and 1 g of liquid water. Samples were actively treated for
5 min with the experimental system and stored for 0, 2, 4, and 24
h at room temperature (RT) (22° C.) and refrigeration (5° C.).
Ozone concentrations were measured and half-lives were calculated
as before. The half-lives of ozone were longer in all refrigerated
samples when compared with samples stored at room temperature. The
presence of nitrogen in air during the generation of ozone may
also produce reactive nitrogen species (RNS) such as NO. These RNS
species could cause different reaction pathways between the E.
coli O157:H7, the spinach leaves, and the package, than the
reaction pathways in pure oxygen, under the same conditions, and
during the storage period.
[0066] The color of spinach leaves was assessed visually after
treatment/storage. A rank number was assigned to each leaf
evaluated indicating the relative percentage of leaf area that had
been discolored after storage. The scale used ranged from 1-5,
with 5 being the best quality (no discoloration) and 1 being the
worst (entire leaf was discolored). The experimentally determined
values were averaged and are presented in Table 2.
[0000]
TABLE 2
Average values of appearance of discoloration on spinach leaves
after various storage times.
Storage, h Air, RT Air, Ref O2, RT O2, Ref
0.5 a 4.8 4.6 3.0
2 a 4.3 3.0 1.7
24 1.3 3.2 1.0 1.0
Scale: 5-0%, 4-25%, 3-50%, 2-75%, 1-100% (Percentage of leaf area
discolored)
a—Indicates insufficient data.
[0067] Control samples were of a crisp texture and medium to dark
green color, with few to no blemishes or tears in the leaf prior
to treatment. All of the samples were initially judged to have a
rating of 5. After drying samples for 1 h in the biosafety hood,
leaves were somewhat less crisp due to moisture loss; however, the
color did not degrade during drying. Treated samples showed
increased wilting and discoloration after storage. Discoloration
and wilting increased with longer storage times. Samples treated
with air ANEP changed from the initial solid green color to having
spots of yellowish-brown discoloration after 0.5 h of storage.
Samples treated with oxygen ANEP changed from solid green to
having solid white spots after 0.5 h of storage. Discoloration
usually occurred at the stem and outer edges of the leaf. Leaves
treated with oxygen ANEP seemed to maintain their original green
color most effectively in the unaffected portions of the leaves.
Leaves treated with air ANEP tended to degrade in color over the
entire area of the leaf. Occasionally, samples stored for 0.5 hr
showed no discoloration; however, all samples recovered after 0.5
h of storage had high levels of E. coli O157:H7 still surviving on
the leaf. Refrigerated samples tended to show a greater crispness
than samples stored at room temperature. This observation suggests
that spinach leaves should be placed in a refrigerated environment
as soon as possible after harvest in order to lessen quality
degradation when treated with ANEP. Tests are still underway to
assess physical quality changes in the leaves. Particularly, tests
need to be conducted to determine the color change of untreated
leaves after similar storage periods.
[0068] The treatment method utilized in this study of spinach was
a scenario in which maximum concentrations of ozone and nitrous
oxides could be produced without causing further heating of
electrodes. While this method shows effective reductions of
spoilage organisms and pathogens, changes in the protocol may need
to be made in order to maintain quality of leaves, or any other
produce, while still reducing microorganisms to safe levels.
[0069] The results of this experimental study suggest that an ANEP
treatment system may be capable of reducing spoilage organisms and
pathogens, such as E. coli O157:H7, on prepackaged, ready-to-eat
spinach leaves. This means that spinach leaves, or nearly any
produce, can be packaged prior to treatment, avoiding the
possibility of cross-contamination. The packaged produce could be
treated with ANEP at the packaging facility and then shipped to
market. During shipment, spoilage organisms would be reduced and
pathogens would be eliminated, with no residual chemicals or
gases. Products would arrive at the grocery store safer and
fresher.
[0070] In contrast to free-air or moving air techniques, a
substantial fraction of the reactive species produced in the ANEP
may be caused to be formed and retained within the sample
container. Apart from being an efficient use of the power devoted
to ionization, the reactive species formed within the container
remain within the container until they become neutralized by
natural chemical processes. As such, the reactive species created
may be expected to remain in proximity to the object to be treated
for a longer period of time than when the object has not been
packaged. Personnel are not exposed to the ANEP products directly.
[0071] Informal experiments were performed using lettuce, tomato,
apple, both whole and sliced, cranberries, bologna slices, skin,
eggs, both individually and in a carton, plant seeds, and a glass
pill bottle, with pills inside. All of the test samples were
placed in a plastic bag of suitable size, similarly to the
approach used with the spinach samples. The glass pill bottle was
also treated as the container itself.
[0072] Generally there were two configurations of packaging used.
For the individual eggs and the apple, as an example, the storage
bag was placed in the DBD apparatus such that the sample was
disposed between the electrode plates as shown in FIG. 2A. In
other examples, the sample was not disposed between the electrode
plates, so that the electrode plates could be brought physically
closer together as shown in FIG. 2B. The treatment with the sample
“in-field” may expose the sample to direct, short term, ionization
products, whereas treatment with the sample “out-of-field” may
limit the exposure to longer lifetime ionization products.
[0073] For purposes of visualization of the ANEP created, a helium
(He) fill was used in some experiments, as the voltage gradient
needed for He ionization is about one tenth of that needed for air
or oxygen as working gasses. As the particular experimental
apparatus was limited to about 18 kV and 60 Hz, the He MAP
permitted visualization of effects which were likely to be
obtained in air or O2 mixtures using higher voltages and greater
electrode spacings than in the spinach experiments described
previously, and where in-field exposure would occur.
[0074] The ionization characteristics of other noble gases such as
Ar and Xe is similar to He at near atmospheric pressure. While the
visualization MAP was a relatively pure noble gas, observations of
gas mixtures comprising a smaller amount of noble gas and other
gases such as O2, N2, CO2 and H20 exhibited similarly lowered
ionization energy requirements. This may arise from the noble gas
forming a glow discharge and providing seed paths for the
ionization of some or all of the remaining constituent gases. So,
either the applied voltage may be decreased, or the DBD gap
increased. That is, the product of the applied voltage and the gap
distance needed to create an ANEP would be reduced with respect to
a MAP that did not use a noble gas as a constituent. Observations
of an ANEP with He as the MAP were made at 18 KV and a gap of 10
cm; a similar effect may be expected with a MAP where He is a
constituent. This means that the object to be treated may be
placed directly between the electrode plate and the dielectric
barrier, even in the case of a head of lettuce.
[0075] A brief series of experiments was conducted to evaluate the
required voltage gradient for a working gas having a noble gas as
a component gas. The same experimental arrangement as for the egg
example was used, except that there was no object to be treated
within the container.
[0076] The minimum voltage gradients needed for the creation of an
ANEP, based on working gas composition, were determined to be:
[0077] 100% He—4.5 kV/in;
[0078] 50% He/50% air—16.8 kV/in;
[0079] 10% He/90% air—24 kV/in; and
[0080] 100% air—43.2 kV/in.
[0081] Since the voltage gradient needed to create an ANEP in a
working gas having a noble gas component is less than the voltage
gradient needed in air, the ANEP may be created in the storage
volume without the likelihood of a plasma discharge occurring in
the region surrounding the storage volume. That is, a direct
discharge between the plates of the DBD apparatus would require a
higher voltage than is needed to create the ANEP within the
storage volume. In addition to increasing the distance between the
plates that can be used for a fixed apparatus voltage, a noble gas
component of the working gas would permit the entire storage area
to be located between the plates of the DBD apparatus and the ANEP
created inside the entire storage volume not occupied by the
object without creating ozone in the free air space surrounding
the package.
[0082] Providing that the available voltage is sufficient to
produce an ANEP plasma within the package, only a small percentage
of the working gas need be a noble gas such as He, Ar, or Xe, to
reduce the ionization voltage gradient within the package to less
than that of the surrounding air. Since a 10% He component of the
working gas reduced the ionization gradient by almost a factor of
two, perhaps 5% or less may reduce the relative ionization
potential within the package with respect to the surrounding
environment so as to permit the ANEP generation to be confined
within the package, yet permit the entire package to be subject to
the dielectric-barrier-discharge effect. The specific percentage
of noble gas in the working gas mixture will depend on the
apparatus geometry, the effects of the objects in the storage
volume, and the other constituent gases. However, the specific
values can be determined by experimental studies.
[0083] Where the breakdown voltage gradients in the storage volume
and in the surrounding air are essentially the same, the electrode
area of the DBD is generally selected so as not to be large enough
to produce an ANEP in the entire storage volume, as there is the
risk that a more substantial discharge would occur in the air
environment. Such discharges result in reactive species
generation, to which personnel would be exposed, and may also
result in pinholes in the storage volume surface.
[0084] Where food is the object to be treated, the object may be
considered as a dielectric. Although the dielectric may be
imperfect, the losses are likely to be small at low frequencies.
The voltage distribution between the electrodes of the DBD will be
modified by the presence of the object so that the effective
voltage gradient in the working gas gap between the dielectric of
the DBD apparatus and the object is increased. This may further
decrease the voltage that may need to be applied in order to
initiate ANEP plasma.
[0085] In another aspect, it seems likely that the working voltage
may be decreased after the ANEP plasma has been initiated. The
selection of gas mixtures may depend on the product and packaging
characteristics as each type of product may have an optimal MAP,
treatment time, storage conditions, or the like. A person of skill
in the art would understand that a series of optimization
experiments would be conducted to obtain the optimum parameters in
each case.
[0086] FIG. 3 shows an example of two eggs, enclosed in a plastic
bag subject to in-field ANEP exposure with He as the MAP working
gas. The filamentary nature of the DBD discharge is clearly seen,
with the streamers terminating on the eggs and on the package. A
more diffuse discharge is present in the region between the DBD
electrodes where there is no egg. The specific arrangement of
streamers would depend on the surface characteristics of the
object as a dielectric, such as roughness, contaminants and the
like, and that of the container, and may differ for different
products to be treated. The streamers appear to be preferentially
formed between the DBD electrodes and DBD dielectric and the egg,
where the egg acts as a dielectric object disposed between the
plates. This result appears qualitatively consistent with the
voltage gradients that would obtain in the region without an ANEP
present.
[0087] An apple was also treated in a He MAP atmosphere, similarly
to the egg sample shown in FIG. 3, so as to visualize the process.
The apple was located between the plates of the DBD apparatus, and
ionization of the He MAP was possible at the 15 KV potential due
to the lower ionization voltage required. After exposure, the
apple was removed from the bag and distinctly smelled of ozone.
This may arise from the property of apples that about 20 percent
of the volume thereof is formed by small air sacs. The ozone may
be produced by ionization of the air in the sacs. Alternatively,
the skin may be the region in which the ozone formation occurs. In
either case, the formation of the ozone may lead to improvements
in at least the surface cleanliness and storage life. Other fruits
and vegetables may also benefit from this treatment. Treatment of
sliced or diced product should also be practical. The use of He in
the experiment and the absence of O2 in the gas mixture enabled
the smell detection of the ozone produced within the apple or
remaining on the surface thereof.
[0088] While the present experiments have focused on food
products, the same techniques may be used for medical equipment or
other objects to be rendered less contaminated or sterile within a
package. Based on the observations of the ionization
characteristics produced in the reported experiments, it was
possible to recognize that placing plastic tubing between the
electrodes, with the electrodes close to or contacting the tube,
may result in forming an ANEP plasma within the tube, thus
processing the interior portion of the tube. The exterior of the
tube, enclosed in the overall packaging, may be processed by using
the same or a greater electrode spacing so that an ANEP may be
formed within a package containing the tubing. Alternatively,
there should be a voltage gradient range where both processes may
occur with a single electrode spacing. Other gas mixtures may be
used in medical equipment processing, which may not be considered
appropriate for consumable products. A variety of medical devices,
including metallic devices may be similarly treated.
[0089] In the previous examples, the bag was closed, and remained
closed during the treatment and the storage. However, depending on
the objective of the treatment, and the desired after storage
conditions, the bag may be punctured, opened, perforated, or the
like. Depending on the specific apparatus configuration, the bag
may be partially ventilated with holes. This may permit the
generation of an ANEP plasma jet in the bag or package, similar to
that being developed as thrusters in avionics.
[0090] FIGS. 4 A and B illustrate a configuration where a bag 500
containing an object to be treated 200 has apertures and the DBD
has at least one electrode 420 that is not dielectric coated or
isolated. The dielectric 440 is disposed between the exposed
electrode 420 and the lower electrode 430 so that an ANEP is
formed in the region of the surface of the dielectric 440 and
terminating at the exposed electrode 420. In such an example, the
processes at the instantaneous anode and the cathode electrodes
may not be the same, and a person of skill in the art would expect
a plasma jet to be generated. Even when the bag does not have
apertures 510, the asymmetrical nature of the ANEP generation may
lead to gas currents. The gas currents associated with such a jet
or asymmetrical ANEP generation, produced internal to the bag,
could be effective in distributing the reaction products
throughout the bag, and mitigating a heat rise in the bag so that
a more intense discharge may be used.
[0091] FIG. 4C illustrates a situation where the DBD apparatus may
be used to process objects that have been stored in a
substantially dielectric container, such as a cardboard box. The
interior of the box may be sealed with a plastic layer or a foil
layer, although this is not needed in all applications. The
electrodes 620 and 630 are protected from excessive discharge
current by the dielectric layers 640 and 650, and the electrodes
are disposed at an approximately right angle to each other, and
placed along the edge of the container so that the ANEP is formed
in the interior angle therebetween.
[0092] The term bag has been used to represent the enclosure,
container, treatment volume or storage volume in which the object
is treated and subsequently stored. However, this should be
understood to represent any dielectric material compatible with
the treatment process, and could be a bottle, a vial, an opaque
plastic food tray sealed with a thin transparent film, or the
like. The objects to be processed need not be dielectric, as
metallic objects could be exposed as well. The metal surfaces
would likely behave similarly to the metal surface that is not
covered with a dielectric in case where only one of the electrodes
is dielectric protected. Thus, the apparatus and technique may be
used to sterilize or otherwise decontaminate objects such as
medical supplies, including surgical instruments, syringes, and
the like so that they do not need to be removed from the packaging
after treatment and until immediately prior to use. One may repeat
the sterilization process in the hospital or physician's office
prior to opening the packaging for further suppressing
contaminants or pathogens. It should be noted that the dielectric
forming the container may be used as the dielectric barrier of the
DBD, providing that the electrical characteristics thereof prevent
dielectric breakdown.
[0093] As may be expected, the ozone concentration increases with
the time duration of ANEP generation, being dependent, for each
reactive species, on the details of the recombination process.
FIG. 5 shows the results of tests where the ozone concentration
was measured as a function of the duration of ANEP generation.
Preliminary tests at higher voltages suggest that an increase in
the rate of reactive species generation may be possible, and that
the electrode gap may also be increased.
[0094] Thus, objectives of the treatment of an object using
in-storage-volume ANEP generation may vary depending on the
particular circumstance, ranging from improving the storage
characteristics by reducing surface contamination, reducing the
number of colony forming units (CFU) of bacteria related to
spoilage or species that are human pathogens, sterilization of the
food or object, or the like. Each circumstance will determine the
gas composition, plasma concentration and exposure time that may
be appropriate.