rexresearch.com
Dr Edward Tobinick
Etanercept vs Strokes
http://www.tobinick.com
Edward Tobinick MD
1877 S. Federal Hwy., Suite 110 • Boca Raton, FL 33432
+1 (561) 353-9707
Edward Lewis Tobinick is an American physician who is the inventor
of new methods of treatment of neurological disorders. Dr.
Tobinick graduated Phi Beta Kappa and Magna Cum Laude with honors
in biology from Brandeis University in Waltham, Massachusetts and
received his M.D. from the University of California San Diego
School of Medicine in La Jolla, California.
The published scientific articles documenting unprecedented
neurological effects produced by the novel method of drug delivery
invented by Dr. Tobinick have been cited by hundreds of scientists
from academic centers around the world.
Dr. Tobinick has been an invited ad hoc reviewer for the journals
Brain Research, Clinical Drug Investigation, CNS Drugs, Current
Alzheimer Research, Experimental Neurology, Future Neurology,
Journal of Neurochemistry, Journal of Neuroimmunology,
Neuroscience, and Pharmaceutical Medicine and a member of the
Editorial Board of the Journal of Neuroinflammation.
https://www.youtube.com/watch?v=-ZwCDT50PJI
Reverse Stroke -- Amazing New Stroke Cure
Dr Edward Tobinick
The controversial and incredible new therapy that can reduce the
effects of a stroke in just three minutes. Watch as Linda Lumbra,
a stroke victim -- trapped inside her own body -- is CURED in just
three minutes! Etanercept Injection
http://www.tobinick.com/videos/rapid-neurological-improvement-17-years-after-stroke-following-treatment-at-the-inr/
Rapid neurological improvement 17 years
after stroke following treatment at the INR
Rapid improvement in post-stroke pain and additional clinical
improvements documented following the INR’s patented anti-TNF
treatment, 17 years after stroke.
Patents
METHODS FOR TREATMENT OF BRAIN INJURY UTILIZING BIOLOGICS
US8900583
A method of using biologies to treat chronic brain injury or
spasticity due to stroke, trauma and other causes. Preferred
embodiments include perispinal, parenteral, transepidermal or
intranasal use of TNF antagonists. The TNF antagonists include TN
F receptor fusion proteins, TNF monoclonal antibodies (mAbs),
humanized TNF mAbs, fully human TNF mAbs, chimeric TNF mAbs,
domain TNF antibodies, mAB fragments, anti-TNF nanobodies,
dominant negative TNF constructs and TNF inhibitory single chain
antibody fragments. One of the preferred embodiments of this
invention is the perispinal administration of etanercept for
treatment of mammals following stroke. The use of Trendelenburg
positioning, catheters, pumps, or depot formulations are included.
FIELD OF THE INVENTION
The use of biologics for treatment of humans with brain injury and
other forms of neurological injury, including injury due to
stroke, thrombosis, embolus, ischemia, hemorrhage, trauma,
cerebral hypoxia or anoxia, carbon monoxide poisoning, drowning,
or cardiac arrest.
BACKGROUND OF THE INVENTION
Lack of adequate oxygenation of brain tissue causes brain injury.
A stroke occurs when the blood supply to part of the brain is
suddenly interrupted or when a blood vessel in the brain bursts,
spilling blood into the spaces surrounding brain cells, or when
the brain or a portion of the brain is deprived of oxygen or
oxygenation is impaired by exogenous substances such as carbon
monoxide, hemorrhage, or hypoperfusion. Brain cells die when they
no longer receive adequate oxygen and nutrients from the blood or
there is sudden bleeding into or around the brain. The symptoms of
a stroke include sudden numbness or weakness, especially on one
side of the body; sudden confusion or trouble speaking or
understanding speech; sudden trouble seeing in one or both eyes;
sudden trouble with walking, dizziness, or loss of balance or
coordination; or sudden severe headache with no known cause. There
are several forms of stroke, including: ischemic—blockage of a
blood vessel supplying the brain, due to thrombosis or embolus,
and hemorrhagic—bleeding into the brain tissue (intracerebral
hemorrhage), or into the subarachnoid space (subarachnoid
hemorrhage). Brain injury can also occur from subdural or epidural
hematoma. Stroke involving the spinal cord can also occur due to
the same or similar causes of stroke involving the brain
(ischemia, hemorrhage, hypoperfusion, etc.). Traumatic brain
injury (TBI), a form of acquired brain injury, occurs when a
sudden trauma causes damage to the brain. TBI can result when the
head suddenly and violently hits an object, or when an object
pierces the skull and enters brain tissue. Symptoms of a TBI can
be mild, moderate, or severe, depending on the extent of the
damage to the brain. A person with a mild TBI may remain conscious
or may experience a loss of consciousness for a few seconds or
minutes. Other symptoms of mild TBI include headache, confusion,
lightheadedness, dizziness, blurred vision or tired eyes, ringing
in the ears, bad taste in the mouth, fatigue or lethargy, a change
in sleep patterns, behavioral or mood changes, and trouble with
memory, concentration, attention, or thinking. A person with a
moderate or severe TBI may show these same symptoms, but may also
have a headache that gets worse or does not go away, repeated
vomiting or nausea, convulsions or seizures, an inability to
awaken from sleep, dilation of one or both pupils of the eyes,
slurred speech, weakness or numbness in the extremities, loss of
coordination, and increased confusion, restlessness, or agitation.
Adverse residual neurological and brain effects from TBI occurring
years before can continue. These chronic adverse effects can
include difficulties with attention, concentration, planning,
calculation, reading, vision, hearing, balance and motor
activities such as walking or use of hands or limbs. Traumatic
brain injury can occur from repeated trauma to the head, such as
occurs in contact sports such as football, boxing, or soccer, or
repeated concussions of any origin.
Cerebral hypoxia refers to a condition in which there is a
decrease of oxygen supply to the brain even though there is
adequate blood flow. Drowning, strangling, choking, suffocation,
cardiac arrest, head trauma, carbon monoxide poisoning, and
complications of general anesthesia can create conditions that can
lead to cerebral hypoxia. Symptoms of mild cerebral hypoxia
include inattentiveness, poor judgment, memory loss, and a
decrease in motor coordination. Brain cells are extremely
sensitive to oxygen deprivation and can begin to die within five
minutes after oxygen supply has been cut off. When hypoxia lasts
for longer periods of time, it can cause coma, seizures, and even
brain death. Brain injury can also occur due to radiation exposure
or chemotherapy.
Spasticity is a condition in which there is an abnormal increase
in muscle tone or stiffness of muscle, which might interfere with
movement, speech, or be associated with discomfort or pain.
Spasticity is usually caused by damage to nerve pathways within
the brain or spinal cord that control muscle movement. It may
occur in association with spinal cord injury, multiple sclerosis,
cerebral palsy, stroke, brain or head trauma, amyotrophic lateral
sclerosis, hereditary spastic paraplegias, and metabolic diseases
such as adrenoleukodystrophy, phenylketonuria, and Krabbe disease.
Symptoms may include hypertonicity (increased muscle tone), clonus
(a series of rapid muscle contractions), exaggerated deep tendon
reflexes, muscle spasms, scissoring (involuntary crossing of the
legs), and fixed joints (contractures). The degree of spasticity
varies from mild muscle stiffness to severe, painful, and
uncontrollable muscle spasms. Spasticity can interfere with
rehabilitation in patients with certain disorders, and often
interferes with daily activities. (From the National Institute of
Neurological Disorders and Stroke Spasticity Information webpage).
The methods of the present invention are designed to treat
mammals, including humans, following stroke or other forms of
neurological or brain injury (BI). Causes of BI include, but are
not limited to stroke, automobile accident, anesthesia accident,
near-drowning, or cerebral hemorrhage. The most common causes of
BI are stroke, trauma (falls, automobile accidents, or firearm
accidents); birth injuries or cerebral hypoxia. BI causes
widespread, unmet medical needs, producing chronic motor deficits,
spasticity, sensory deficits, cognitive deficits, deficits in
attention, and alterations in mood and behavior for which current
medical treatment is inadequate. Cerebral palsy is caused by brain
injury prior to birth, at birth, or within the first two years of
life.
Following brain injury various neuropsychiatric disorders may
develop, including depression, anxiety, agitation, and
post-traumatic stress disorder (PTSD). PTSD symptoms include
flashbacks or bad dreams, emotional numbness, intense guilt or
worry, angry outbursts, feeling “on edge,” or avoiding thoughts
and situations that remind them of the trauma. In PTSD, these
symptoms last at least one month (National Institute of Mental
Health). Traumatic events that may trigger PTSD include military
combat, natural disasters, and violent crime. The methods of the
present invention may be used to treat the neuropsychiatric
disorders enumerated above that occur following brain injury.
Tumor necrosis factor-alpha (TNF) (the term “TNF” is equivalent to
and used interchangeably herein with the term “TNF-alpha”) is an
endogenous molecule that modulates neuronal communication and the
immune response. TNF plays a key role in the inflammatory
response, in the immune response, and in the response to
infection. TNF is formed by the cleavage of a precursor
transmembrane protein, forming soluble molecules which aggregate
in vivo to form trimolecular complexes. These complexes then bind
to receptors found on a variety of cells. Binding produces an
array of pro-inflammatory effects, including release of other
inflammatory molecules, including interleukin (IL)-6, IL-8, and
IL-1; release of matrix metalloproteinases; and up-regulation of
the expression of endothelial adhesion molecules, further
amplifying the inflammatory and immune cascade by attracting
leukocytes into extravascular tissues.
Interleukins are another group of molecules that modulate the
immune response. Both TNF and interleukins are cytokines Cytokines
are a group of endogenous signaling molecules. Therapeutic
molecules that directly interfere with the biologic effects of
cytokines (termed “cytokine antagonists”, or, interchangeably
“cytokine inhibitors”) can be manufactured using biotechnology
(e.g. recombinant DNA technology), or can be harvested from living
organisms. Therapeutic molecules created by biologic processes
derived from a living source are termed “biologics”, in contrast
to drugs that are chemically synthesized. The living sources may
include humans, other animals, or microorganisms. Biologics are
regulated through a specific division of the FDA. Cytokine
antagonists have been developed for therapeutic human use,
including biologic TNF antagonists and interleukin antagonists
that take various forms, such as monoclonal antibodies, domain
antibodies, antibody fragments, and fusion proteins. “TNF
antagonist” and “TNF inhibitor” are terms used herein
interchangeably.
Antibodies (immunoglobulins) are proteins produced by one class of
lymphocytes (B cells) in response to specific exogenous foreign
molecules (antigens). Monoclonal antibodies (mAb), identical
immunoglobulin copies which recognize a single antigen, are
derived from clones (identical copies) of a single B cell. This
technology enables large quantities of an immunoglobulin with a
specific target to be mass produced.
Monoclonal antibodies with a high affinity for a specific cytokine
will tend to reduce the biological activity of that cytokine
Substances which reduce the biological effect of a cytokine can be
described in any of the following ways: as a cytokine blocker; as
a cytokine inhibitor; or as a cytokine antagonist. In this patent,
the terms “blocker”, “inhibitor”, and “antagonist” are used
interchangeably with respect to cytokines. Domain Antibodies
(dAbs) are the smallest functional binding units of antibodies,
corresponding to the variable regions of either the heavy (VH) or
light (VL) chains of human antibodies, and are effective cytokine
antagonists. Domain antibodies are antibody fragments. Other types
of antibody fragments, such as pegylated antibody fragments (e.g.
certolizumab pegol) are effective cytokine antagonists.
U.S. Pat. No. 5,385,901 entitled “Method of Treating Abnormal
Concentrations of TNF Alpha” discloses a method for the use of TNF
antagonists. This patent does not teach the use of a biologic
delivered via the vertebral venous system, as described in the
present invention, for the suppression and inhibition of the
action of TNF in the human body to treat disorders of the brain.
U.S. Pat. No. 5,434,170 entitled “Method For Treating
Neurocognitive Disorders” discloses the use of thalidomide to
treat dementia. This patent does not teach the use of etanercept
or another biologic delivered via the vertebral venous system to
treat disorders of the brain. U.S. Pat. No. 6,277,969 discloses
the use of anti-TNF antibodies for treatment of various disorders.
This patent does not teach the use of etanercept or another
biologic delivered via the vertebral venous system to treat
disorders of the brain. U.S. Patent application 2004/0258671 by
Watkins entitled “Methods for Treating Pain” discloses the use of
IL-10 and IL-10 fusion protein and other biologics for treating
pain. This patient application does not disclose the use of these
substances to treat disorders of the brain. U.S. Pat. No.
5,656,272 to Le et al. discloses the use of TNF inhibitors for
treatment of various disorders, including the use of anti-TNF
monoclonal antibodies. This patent does not teach the use of
etanercept or another biologic delivered via the vertebral venous
system to treat disorders of the brain. U.S. Pat. No. 5,650,396
discloses a method of treating multiple sclerosis (MS) by blocking
and inhibiting the action of TNF in a patient. This patent does
not teach the use of etanercept or another biologic delivered via
the vertebral venous system to treat disorders of the brain. U.S.
Pat. No. 5,605,690 discloses the use of TNF inhibitors for
treatment of various disorders. This patent does not teach the use
of etanercept or another biologic delivered via the vertebral
venous system to treat disorders of the brain. U.S. published
application US 2003/0148955 to Pluenneke discusses etanercept
treatment for dozens of clinical disorders, but it does not
discuss treatment of brain injury, perispinal administration, use
of the vertebral venous system, Trendelenburg positioning, nor
other aspects of the current invention. U.S. Pat. Nos. 7,115,557,
6,649,589 and 6,635,250 and related applications, to Olmarker and
Rydevik, and previous publications by Olmarker (see References)
discuss the use of TNF inhibitors for the treatment of nerve root
injury and related disorders. These patents do not teach the use
of etanercept or another biologic delivered via the vertebral
venous system as described in the present invention to treat
disorders of the brain, and are not enabling with respect to
etanercept, certolizumab pegol, and other molecules discussed
herein. U.S. Pat. No. 5,863,769 discloses using IL-1 RA for
treating various diseases. This patent does not teach the use of
an interleukin antagonist or other biologic delivered via the
vertebral venous system to treat disorders of the brain. U.S. Pat.
No. 6,013,253 discloses using interferon and IL-1 RA for treating
multiple sclerosis. This patent does not teach the use of an
interleukin antagonist or other biologic delivered via the
vertebral venous system to treat disorders of the brain. U.S. Pat.
No. 5,075,222 discloses the use of IL-1 inhibitors for treatment
of various disorders. This prior art patent does not teach the use
of an interleukin antagonist or other biologic delivered via the
vertebral venous system to treat disorders of the brain. U.S. Pat.
No. 6,159,460 discloses the use of IL-1 inhibitors for the
treatment of various disorders. This prior art patent does not
teach the use of an interleukin antagonist or other biologic
delivered via the vertebral venous system to treat disorders of
the brain. U.S. Pat. No. 6,096,728 discloses the use of IL-1
inhibitors for treatment of various disorders. This prior art
patent does not teach the use of an interleukin antagonist or
other biologic delivered via the vertebral venous system to treat
disorders of the brain.
Clemens (Clemens H J. Die Venensysteme der menschlichen
Wirbsèaule; Morphologie und funktionelle Bedeutung (De Gruyter,
Berlin, 1961) demonstrated that the internal and external
vertebral venous plexuses freely intercommunicate. But Clemens did
not discuss the use of the vertebral venous system (VVS) to
facilitate delivery of large molecules to the brain, nor did he
discuss the use of the VVS for therapeutic purposes. Groen (Groen
R J, Groenewegen H J, van Alphen H A, Hoogland P V. Morphology of
the human internal vertebral venous plexus: a cadaver study after
intravenous Araldite CY 221 injection. Anat Rec, 249(2), 285-294
(1997) confirmed the fact that all three divisions of the VVS
(internal and external plexuses, and the basivertebral veins)
freely intercommunicated, and that all divisions of this system
lacked valves. But Groen did not discuss the use of the VVS to
facilitate delivery of large molecules to the brain, nor did he
discuss the use of the VVS for therapeutic purposes. Batson in
1940 (Batson O V. The Function of the Vertebral Veins and their
role in the spread of metastases. Annals of Surgery, 112, 138-149)
published information regarding the vertebral venous system.
Experimentally he demonstrated a connection between the pelvic
venous system and the vertebral venous system, and proposed that
this was a route whereby carcinoma originating in the pelvis could
metastasize to the spine. His work did not propose the use of the
VVS for therapeutic purposes, nor did it discuss or imply this
possiblity. His work did not suggest delivery of biologics to the
brain. Gisolf (Gisolf J, van Lieshout J J, van Heusden K, Pott F,
Stok W J, Karemaker J M. Human cerebral venous outflow pathway
depends on posture and central venous pressure. J Physiol, 560(Pt
1), 317-327 (2004)) discussed the vertebral venous system and its
connections to the cranial venous system, but did not discuss the
potential use of this system as a route of administration of
biologics to the brain. Retrograde cerebral perfusion has been
previously demonstrated to deliver dye to the surface of the brain
in pigs after superior vena caval injection (Ye J, Yang L, Del
Bigio, et. al. Retrograde cerebral perfusion provides limited
distribution of blood flow to the brain: a study in pigs. J Thorac
Cardiovasc Surg. 1997 October; 114 (4):660-5) but the authors did
not propose the use of this route to deliver biologics to the
brain. Groen (Groen R, du Toit D, Phillips F, et. al. Anatomical
and Pathological Considerations in Percutaneous Vertebroplasty and
Kyphoplasty: A reappraisal of the vertebral venous system. Spine
29(13): 1465-1471 (2004)) discussed the anatomy and function of
the vertebral venous system but did not propose the use of the
vertebral venous system as a route of delivery of biologics to the
brain. Byrod discussed a mechanism whereby substances applied
epidurally can cross into the endoneurial space (Byrod G, Rydevik
B, Johansson B R, Olmarker K. Transport of epidurally applied
horseradish peroxidase to the endoneurial space of dorsal root
ganglia: a light and electron microscopic study. J Peripher Nerv
Syst, 5(4), 218-226 (2000)), but does not discuss the perispinal
use of a biologic for delivery to the brain. Robinson (Robinson W
H, Genovese M C, Moreland L W. Demyelinating and neurologic events
reported in association with tumor necrosis factor alpha
antagonism: by what mechanisms could tumor necrosis factor alpha
antagonists improve rheumatoid arthritis but exacerbate multiple
sclerosis? Arthritis Rheum, 44(9), 1977-1983 (2001)) states the
prevailing view that systemic administration of etanercept does
not lead to therapeutic concentrations of etanercept in the brain,
because systemically administered etanercept does not cross the
blood-brain barrier (BBB). Olmarker has filed applications
regarding the use of anti-TNF molecules for treatment of spinal
disorders, including US20010027175, 20010055594, 20030176332,
20050220791, 20010027199, and 20030039651, which have led to U.S.
Pat. Nos. 6,635,250, 6,649,589, and 7,115,557 and others. None of
these documents teaches perispinal administration of a biologic
for delivery to the brain.
The in vivo distribution of radiolabeled etanercept delivered by
perispinal etanercept in a mammal has been investigated.
Perispinal administration resulted in more selective delivery of
etanercept into the cerebrospinal fluid within the cerebral
ventricles than did systemic (ventral tail vein) administration.
See Tobinick E., Perispinal etanercept: a new therapeutic paradigm
in neurology. Expert Rev Neurother, 10(6), 985-1002 (2010).
Methods
Animal studies were conducted in accordance with the applicable
protocols by the Stanford Animal Care Committee. Etanercept
(Immmunex, Amgen) was commercially purchased in powder form.
Preparation of 64Cu-DOTA
(1,4,7,10-tetraazadodecane-N,N',N?,N'?-tetraacetic acid
(DOTA)-etanercept was as previously described (Cao Q, Cai W, Li Z
B et al. PET imaging of acute and chronic inflammation in living
mice. Eur J Nucl Med Mol Imaging, 34(11), 1832-1842 (2007)). 150
microliters of 64Cu-DOTA-etanercept solution (ca. 1 mCi) was
injected overlying the cervical spine of a 250 g Sprague-Dawley
rat at the C 6-7 level using a 30 gauge needle at a depth of 6 mm
while the rat was anesthetized with 2.5% isoflurane inhalation
anesthesia. The rat was then placed in the head down position by
tail suspension for three minutes, immediately followed by
placement horizontally in the bed of a microPET imaging scanner
(microPET R4 rodent model scanner, Siemens Medical Solutions USA,
Inc.) designed for 5-min static scans; the scan was initiated two
minutes after placement in the scanner bed and was performed from
five to ten minutes after etanercept administration. The rationale
for this method of peripheral administration is to deliver
etanercept into the cerebrospinal venous system. The images were
reconstructed by a 2-dimensional ordered-subsets expectation
maximum (OSEM) algorithm, and no correction was necessary for
attenuation or scatter correction.
Results
MicroPET imaging revealed accumulation of 64Cu-DOTA etanercept
within the lateral and third cerebral ventricles within minutes of
peripheral perispinal administration, with concentration within
the choroid plexus and into the CSF suggested by the microPET
images.
PET (Positron Emission Tomographic) image, transverse section, of
a living rat brain following perispinal extrathecal administration
of 64Cu-DOTA-etanercept, imaged 5 to 10 minutes following
etanercept administration, gave a pattern consistent with
penetration of 64Cu-DOTA-etanercept into the cerebrospinal fluid
in the lateral and third ventricles. A horizontal linear
enhancement within the lateral ventricles was noted, which is
suggestive of accumulation of tracer within the choroid plexus.
The prior art fails to disclose or teach the use of perispinal
administration without direct intrathecal or epidural injection of
biologics, as a way of treating brain injury where said biologic
is delivered via the vertebral venous system, and provides the
patient with a better opportunity to heal, slows disease
progression, improves brain function or otherwise improves the
patient's health.
SUMMARY OF THE INVENTION
An object of the present invention to provide a method for
treating a mammal having brain injury with a cytokine antagonist.
Another object is to administer macromolecules via the vertebral
venous system for providing suppression or inhibition of specific
cytokines in a human, to improve neurological function following
BI. Another object is to administer a biologic into the perispinal
area, outside of the intrathecal space, via the CSVS, to improve
neurological function following BI. Another object is to provide a
biologic delivered via the vertebral venous system so that it
reaches the brain, retina, cranial nerves, or auditory apparatus
in a therapeutically effective dose and thereby improves
neurological function following BI. Another object is to provide
macromolecules which produce biological effects by inhibiting the
inflammatory cascade in the human body for the immediate, short
term (acute conditions) and long term (chronic conditions), such
that these biological effects will produce clinical improvement in
the patient and will give the patient a better opportunity to heal
or otherwise improve neurological function following BI. Another
object of the invention is to provide novel and improved routes of
administration for the selected TNF antagonist so that it enters
the CSVS in a therapeutically effective amount for the treatment
of a human following BI, such that the use of such antagonist by
this method results in delay of disease progression in a manner
that is both safe, effective, and economical. Another object is to
provide novel and improved routes of administration for the
selected biologic so that it enters the CSVS in a therapeutically
effective amount for the treatment of a human following BI such
that the use of this biologic with this method results in improved
health in a manner that is both safe, effective, and economical.
Accordingly, it is an object of the present invention to provide
an anti-TNF biologic administered through the perispinal route as
a new method so that the use of the anti-TNF biologic will improve
neurological function following BI. Another object of the present
invention is to provide a method to deliver etanercept across the
blood-brain barrier so that it is delivered to the brain in a
therapeutically effective dose and thereby improve neurological
function following BI.
Accordingly, it is an object of the present invention to provide a
biologic administered through the perispinal route as a new method
of use of such molecules so that the use of these molecules will
improve neurological function following BI. Another object of the
present invention is to provide a method to deliver an anti-TNF
biologic so that it is delivered to the brain or the cerebrospinal
fluid in a therapeutically effective dose and thereby improve
neurological function following BI. Another object is to provide
inhibitors of p38 MAP kinase, inhibitors of spleen tyrosine
kinase, and inhibitors of Jak3 kinase, for treatment of a mammal
following BI.
BRIEF DESCRIPTION OF THE FIGURES
FIG. 1 is a drawing depicting a view from the side of a
cross-section of the brain and the spine, showing the location
and anatomic distribution of the vertebral venous system (VVS)
and its continuity with the cerebral venous system.
FIG. 2 is a drawing depicting a view from the side of a
cross-section of the skull and the spine of a human.
FIG. 2A is a diagram depicting perispinal administration to
a humanA, in accordance with the present invention.
FIG. 3A is an enlarged elevational cross sectional view of
the spinal area and the vertebral venous system (VVS) and its
anatomic relationship to the interspinous space and other
anatomic elements of the spine;
FIG. 3B is an enlarged horizontal cross sectional view of
the spinal area and the vertebral venous system and its anatomic
relationship to the interspinous space and other anatomic
elements of the spine.
FIG. 3C is an enlarged horizontal cross sectional view of
the spinal area and the VVS and its anatomic relationship to the
interspinous space and other anatomic elements of the spine.
ABBREVIATIONS FOR FIGS. 3A, B, AND C
A.C.V.—Anterior Central Vein
A.E.S.V.—Anterior External Spinal Veins
A.E,V.P.—Anterior Externol Vertebral Plexus
A.I.V.P.—Anterior Internal Vertebral Plexus
A.R.V.—Anterior Radicular Vein
B.V.V.—Basivertebral Vein
I.S.V.—Internal Spinal Veins
I.V.V.—Intervertebral Vein
P.C.V.—Posterior Centrol Vein
P.E.S.V.—Posterior External Spinal Vein
P.E.V.P.—Posterior External Vertebral Plexus
P.I.V.P.—Posterior Internal Vertebral Plexus
P.R.V.—Posterior Radicular Vein
DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
The insult to the brain from each of the mechanisms enumerated
(including hypoxia, acute deprivation of blood flow, radiation,
chemotherapy and trauma, etc.) produces an inflammatory response
that results in chronic glial activation and chronic
overproduction of inflammatory cytokines, including TNF. These
consequences of brain injury may result in chronic neurological
and neuropsychological deficits. For the purposes of this patent
neurological deficits lasting three months or longer after the
acute brain injury (trauma, stroke, etc.) are considered chronic,
and are defined as “chronic brain injury.” Chronic sequelae of
brain injury includes patients who remain comatose or
semi-comatose for prolonged periods of time.
This invention concerns the use of biologics for treatment of
humans and other mammals following brain injury (BI), including
treatment of chronic brain injury. The experimental data developed
by the inventor has demonstrated, surprisingly, that the methods
of the current invention may successfully treat mammals that have
suffered brain injury in the remote past, i.e. months or years
after the acute event. Preferred embodiments of the present
invention include treatment of a human or other mammal long after
initial healing from the acute event, such as more than three
months, more than six months, more than one year, more than
eighteen months, more than two years, more than three years or
more than four years after the acute event. The methods of the
present invention may also be used to treat sub-acute brain injury
in the time period of two weeks to three months after the acute
event. Sub-acute brain injury includes patients who are comatose
or semi-comatose. The methods of the present invention may be used
to treat acute brain injury in the time period of less than two
weeks after the acute event.
The methods of the present invention to treat brain injury are to
be considered distinct from methods to treat well-known and
characterized neurodegenerative diseases, such as Parkinson's
disease, Huntington's disease, Creutzfeld-Jacob disease,
Alzheimer's disease, Frontotemporal dementia, Lewy Body disease,
amyotrophic lateral sclerosis, etc. The methods of the present
invention are designed to treat a mammal that has suffered brain
injury that has generally been the result of discrete events
(including single discrete events, such as an automobile accident,
drowning, cardiac arrest, etc.), although a minority of humans
will have suffered multiple discrete events, such as multiple
concussions or multiple infusions of chemotherapy).
The methods of the present invention have repeatedly and
consistently produced unprecedented clinical results which are
unexplained by established physiology. In other words, the
clinical results produced by the methods of the present invention
establish the presence of pathophysiologic mechanisms whose
existence was previously unknown. These unexpected results
include, but are not limited to, not only the rapid clinical
response, beginning within minutes, but also the fact that there
was any clinical response at all after such long intervals after
the acute brain injury.
For example, the standard concepts regarding stroke are that it is
a condition that occurs suddenly due to interruption of blood
supply to an area of the brain, causing damage to the brain within
minutes, with rapid death of brain cells (acute stroke). Less
commonly a stroke can continue to worsen over a period of hours to
a day or two as a steadily enlarging area of the brain dies
(“stroke in evolution”). Once the neurological deficits remain
stable, normally within hours or at most a day or two, the stroke
is considered completed (“completed stroke”). The inventor's
concept that a completed and neurologically stable deficit, static
for months or years, can be reversed, even partially, is a
significant departure from standard medical and scientific
conceptions. The inventor's concepts, proven by the clinical
results produced by the methods of the present invention, that one
can successfully intervene months or years after the acute event
is a radical and unexpected departure from the existing paradigms
of the brain research and medical community. A person of ordinary
skill in the art would not choose the methods of the present
invention and, moreover, would not even think to consider their
use at such a lengthy interval after the injury. A person of
ordinary skill in the art would consider neurological damage that
remained fixed for two years or more following an acute brain
injury (due to a stroke, etc.) to be permanent and irreversible.
Reversal of static neurological deficits beginning within minutes
as a result of a single perispinal extrathecal injection of a
biologic (a TNF antagonist, an interleukin antagonist, etc.)
external to the ligamentum flavum, performed years after an acute
brain injury, would be considered to be an impossible result by a
person of ordinary skill in the art.
The methods of treatment of mammals following BI herein utilize a
variety of biologics, including, but not limited to biologic TNF
antagonists; biologic antagonists of inflammatory interleukins,
such as IL-1 (including, but not limited to, anakinra (Kineret®,
(Biovitrum) and IL-1 Trap), IL-6, and IL-12 antagonists; GM-CSF;
EPO; immune globulin (including intravenous immune globulin (IVIG,
such as Gammagard®)); and other biologics. TNF antagonists used in
the present invention include, but are not limited to, TNF
receptor fusion proteins such as etanercept and biosimilar or
“biobetter” versions of etanercept, or those based upon
etanercept; chimeric TNF monoclonal antibodies (mAb) such as
infliximab; fully human TNF mAbs such as adalimumab and golimumab;
TNF mAb fragments, such as certolizumab pegol; domain TNF
antibodies; anti-TNF nanobodies; humanized TNF mAbs or mAb
fragments, etc. Methods of administration include, but are not
limited to, parenteral, perispinal, epidural, transepidermal,
intranasal, intravenous and intramuscular routes. These methods
include perispinal administration of a biologic without direct
intrathecal injection. Perispinal administration is defined as
administration into the anatomic area within 10 cm. of the spine.
Perispinal administration results in absorption into the CSVS. In
preferred embodiments, the method utilizes the CSVS to transport
biologics to the brain and into the cerebrospinal fluid via
retrograde venous flow, thereby bypassing the blood-brain barrier.
In addition, this invention includes the oral, topical,
intranasal, perispinal, or parenteral use of inhibitors of p38 MAP
kinase, inhibitors of spleen tyrosine kinase, and inhibitors of
Jak3 kinase to treat BI.
In addition to human use, these methods may be used to treat other
mammals, including horses, dogs, and cats with conditions
analagous to BI in humans.
One preferred embodiment is the perispinal extrathecal
administration of etanercept, or a biosimilar or biobetter form of
etanercept, for the treatment of a human or other mammal following
stroke or other forms of BI. This invention also includes other
preferred embodiments, including but not limited to other methods
of administration of etanercept to a human with BI, including but
not limited to parenteral, subcutaneous, intravenous,
transepidermal, and intranasal. Additionally this invention
includes the parenteral, transepidermal or intranasal use of other
TNF antagonists to treat BI. These TNF antagonists include, but
are not limited to: TNF receptor fusion proteins, modified soluble
TNF receptors, soluble TNF receptor constructs, TNF monoclonal
antibodies (mAbs), humanized TNF mAbs, fully human TNF mAbs,
chimeric TNF mAbs, domain TNF antibodies, anti-TNF nanobodies
(including, but not limited to, ATN-103 and PF-05230905, Ablynx
and Pfizer), mAB fragments, dominant negative TNF constructs and
TNF inhibitory single chain antibody fragments. The use of
catheters, pumps, or depot formulations are included as methods of
the present invention.
A preferred embodiment is the perispinal extrathecal
administration of etanercept, or a biosimilar or biobetter form
thereof, for the treatment of spasticity due to brain injury.
One preferred embodiment is the perispinal extrathecal
administration of etanercept, or a biosimilar or biobetter form,
for the treatment of spasticity due to spinal cord injury.
Biologic inhibitors of the cytokine tumor necrosis factor (TNF)
can be divided into two broad categories: monoclonal antibodies
and their derivatives; and TNF antagonists which are not
antibody-based. In the category of monoclonal antibodies and their
derivatives belong golimumab, infliximab, adalimumab, certolizumab
pegol, and domain antibodies against TNF, such as
CEP-37247(Cephalon); and biosimilars and “biobetters” of these
molecules. The category of non-antibody TNF antagonists includes,
but is not limited to etanercept, pegylated soluble TNF receptor
type 1 (Amgen) and biosimilars and “biobetters” of these
molecules. Etanercept has a serum half life of approximately 4.8
days when administered to patients with rheumatoid arthritis on a
chronic basis. Of the FDA-approved TNF antagonists, etanercept is
unique because, in addition to being a TNF antagonist, etanercept
also binds and antagonizes the effect of another cytokine,
lymphotoxin. Lymphotoxin is a pro-inflammatory cytokine that is an
immune modulator.
Perispinal administration of etanercept, or another suitable
biologic, may be performed more than one time, separated by
intervals of day(s), week(s), or month(s). A preferred embodiment
is two doses, separated by an interval of two weeks or one month;
or three doses each separated by an interval of two weeks to one
month; or monthly dosing.
A preferred embodiment includes Trendelenburg positioning
following perispinal administration. However perispinal
administration without Trendelenburg positioning is also
effective.
Advances in biotechnology have resulted in improved molecules as
compared to simply using monoclonal antibodies. One such molecule
is certolizumab pegol which, rather than being a monoclonal
antibody is a new type of molecule, that being an antibody
fragment. By removing part of the antibody structure, the function
of this molecule is changed so that it acts differently in the
human body. Another new type of molecule, distinct from monoclonal
antibodies and soluble receptors, is a fusion protein. One such
example is etanercept. This molecule has a distinct function which
acts differently in the human body than a simple soluble receptor
or receptors.
Cytokine antagonists can take several forms. They may be
monoclonal antibodies or monoclonal antibody fragments. They may
also take the form of a molecule derived from a soluble receptor
to a cytokine, e.g., pegylated soluble TNF receptor type 1.
Endogenous soluble cytokine receptors circulate freely in the
body. When they encounter their target cytokine they bind to it,
effectively inactivating the cytokine, since the cytokine is then
no longer able to bind with its biologic target in the body.
However, these endogenous molecules are not generally useful as
therapeutics without modification, because the half-life is too
short. For instance, a potent antagonist consists of two soluble
receptors fused together to a specific portion of an
immunoglobulin molecule (Fc fragment). This produces a dimer
composed of two soluble receptors which has a high affinity for
the target, and a prolonged half-life. This kind of molecule is
called a fusion protein. An example of such a fusion protein is
etanercept (Enbrel®).
Golimumab (Simponi®, Centocor) has been FDA-approved for treatment
of rheumatoid arthritis. It may be described as a immunoglobulin
G1, anti-(human tumor necrosis factor a) (human monoclonal CNTO
148?l-chain), disulfide with human monoclonal CNTO 148 ?-chain),
dimer, and has CAS Registry number 476181-74-5. It is a fully
human anti-TNF monoclonal antibody.
Etanercept (Enbrel®, Amgen/Immunex), golimumab, infliximab
(Remicade®, Centocor), adalimumab (Humira®, Abbott), and
certolizumab pegol (Cimzia®, UCB) are potent and selective
inhibitors of TNF. Etanercept, adalimumab, golimumab, certolizumab
pegol and infliximab are FDA approved for chronic systemic use to
treat rheumatoid arthritis and certain other chronic inflammatory
disorders. Etanercept has a molecular weight of approximately
150,000 daltons. Etanercept is a dimeric fusion protein consisting
of two soluble TNF receptors fused to a Fc portion of an
immunoglobulin molecule. This fusion protein functions in a manner
quite distinct from a simple soluble TNF receptor. Soluble TNF
receptors are normally present in the human body. But the use of
these soluble TNF receptors as therapeutic agents for the
treatment of the conditions of consideration in this patent is
made impractical by their extremely short half-life and therefore
their limited biologic activity. The present invention utilizing
etanercept is therefore distinguished from the use of an
endogenous soluble TNF receptor. It is incorrect and imprecise to
describe etanercept as a soluble TNF receptor in view of its
complex structure and omits characteristics of etanercept which
are essential to its function. This is further underscored by the
developmental history of etanercept. In its first iteration the
precursor molecule to etanercept was produced with a single TNF
receptor fused to an immunoglobulin fragment. The biologic
activity of this molecule was poor. Therefore not only is
etanercept distinguished from an endogenous soluble TNF receptor,
it is also distinguished from a TNF-binding fusion protein which
contains the recombinant DNA sequence of only a single soluble TNF
receptor. The unique structure of etanercept, containing a dimer
(two) soluble TNF receptors fused to an Fc portion of an
immunoglobulin molecule, is necessary for the proper performance
of one embodiment of the present invention. Since etanercept has
the molecular structure of a fusion protein it is quite distinct
from soluble TNF receptor type 1. However, use of pegylated
soluble TNF receptor type 1 to treat BI is also an embodiment of
the present invention. Unmodified endogenous soluble TNF receptors
are not suitable as therapeutic agents because their half-lives
are too short, on the order of seconds. Biosimilar or “biobetter”
versions of etanercept are in clinical development; their use as a
substitute for etanercept is a method of the present invention.
Physiologic barriers which separate the brain from the blood
include the so-called “blood-brain barrier” (BBB) and the
“blood-cerebrospinal fluid barrier” (BCSFB). These barriers
consist of a layers of cells that comprise the cerebral capillary
endothelium (the BBB), and the choroid plexus epithelium (the
BCSFB). These cellular barriers contain cells that are connected
by tight junctions (zonulae occludens) that may be 100 times
tighter than junctions of other capillary endothelium. These tight
junctions prevent molecules larger than about 600 daltons in
molecular weight (MW) from traversing the BBB when the molecule is
administered systemically i.e. by conventional subcutaneous,
intramuscular, or intravenous injection at an anatomic site remote
from the spine.
The vertebral venous system (VVS) is an interconnected plexus of
veins which surrounds the spinal cord and extends the entire
length of the spine. This venous system provides a vascular route
from the pelvis to the cranium that is functionally distinct from
the systemic venous system. First described by Willis in 1663, the
functional significance of the vertebral venous system was largely
unappreciated until the work of Batson, who in 1940 proposed that
this venous plexus provided the route by which prostate cancer
metastasizes to the vertebral column. The spinal vertebral venous
system has been termed Batson's Plexus. Because of their anatomic
and functional continuity, the veins, venous sinuses, and venous
plexuses of the brain and spine taken together are termed the
CSVS.
Perispinal administration involves anatomically localized delivery
performed so as to place the therapeutic molecule directly in the
vicinity of the spine at the time of initial administration. For
the purposes of this patent, “in the vicinity of” is defined as
within 10 centimeters of. Perispinal administration includes, but
is not limited to, the following types of administration within 10
cm of the spine: parenteral; subcutaneous; intramuscular;
epidural; transforaminal epidural; interlaminar; or interspinous;
and specifically includes the use of interspinous injection
carried through the skin in the midline of the neck or back,
directly overlying the spine. For the purposes of this patent
perispinal administration excludes intrathecal administration,
which carries additional risks of infection and hemorrhage.
Therefore in this patent “perispinal” is more exactly defined as
“perispinal (extrathecal)”, but for the purposes of brevity shall
be designated throughout simply as “perispinal”. Perispinal
administration leads to enhanced delivery of large molecules to
the brain and the head and the structures therein in a
therapeutically effective amount. The conventional systemic modes
of delivery of these molecules for clinical applications (e.g.
subcutaneous administration in the abdomen, thighs, or arms;
intravenous; or intramuscular) result in greatly reduced CSF
delivery and all of the aforementioned systemic modes of
administration are therefore distinguished from the perispinal
methods of administration described in this invention. Perispinal
administration superficial to the ligamentum flavum is
distinguished from epidural administration, as epidural
administration requires penetration of the ligamentum flavum.
Perispinal administration superficial to the ligamentum flavum
results in delivery of the therapeutic molecule into the external
vertebral venous plexus and subsequent delivery into the
intracerebral portions of the cerebrospinal venous system.
This application concerns methods of use of biologics for
effective treatment of BI. In one preferred embodiment, these
methods involve perispinal administration of a biologic without
direct intrathecal injection. Perispinal administration is defined
as administration of the molecule into the anatomic area within 10
cm of the spine.
The methods of the present invention may utilize a wide variety of
biologics, including, but not limited to, monoclonal antibodies,
fusion proteins, monoclonal antibody fragments, hormones,
cytokines, and anti-cytokines. In addition to the use of TNF
antagonists, this invention includes the use of antagonists of
other inflammatory cytokines, such as antagonists to inflammatory
interleukins. Inflammatory interleukins include, but are not
limited to, interleukins 1, 6 and 12. In addition to human use,
these methods may be used to treat other mammals, including
horses, dogs, and cats with conditions analagous to BI in humans.
Preferred embodiments include, but are not limited to, the
perispinal administration of TNF antagonists for treatment of BI.
Preferred embodiments include but are not limited to the use of
etanercept, infliximab, adalimumab, certolizumab pegol, and
golimumab. Preferred embodiments include but are not limited to
the use of TNF receptor fusion proteins, modified soluble TNF
receptors, soluble TNF receptor constructs, TNF mAbs, humanized
TNF mAbs, anti-TNF nanobodies (including, but not limited to,
ATN-103 and PF-05230905, Ablynx and Pfizer), fully human TNF mAbs,
chimeric TNF mAbs, domain TNF antibodies, mAB fragments, dominant
negative TNF constructs (including, but not limited to Xpro
1595(Xencor)), and TNF inhibitory single chain antibody fragments
(including, but not limited to ESBA105). Preferred perispinal
embodiments include, but are not limited to, epidural,
transforaminal, interlaminar, and interspinous methods of
administration, by injection or by catheter. Perispinal
administration followed by Trendelenburg positioning, or by other
forms of positioning of the body so that the head is maintained
below horizontal following administration are additions to the
preferred embodiments.
One preferred embodiment is the perispinal extrathecal
administration of etanercept for the treatment of PTSD. This
invention also includes other preferred embodiments, including but
not limited to other methods of administration of etanercept to a
human with PTSD, including but not limited to parenteral,
subcutaneous, intravenous, transepidermal, and intranasal.
Additionally this invention includes the parenteral,
transepidermal or intranasal use of other TNF antagonists to treat
PTSD. These TNF antagonists include, but are not limited to: TNF
receptor fusion proteins, modified soluble TNF receptors, soluble
TNF receptor constructs, TNF monoclonal antibodies (mAbs),
humanized TNF mAbs, fully human TNF mAbs, chimeric TNF mAbs,
domain TNF antibodies, mAB fragments, dominant negative TNF
constructs and TNF inhibitory single chain antibody fragments. The
use of catheters, pumps, or depot formulations are included as
methods of the present invention.
Utilization of the vertebral venous system to deliver a biologic
into the cerebral venous system is one of the preferred
embodiments. “Cerebrospinal Venous System” (CSVS) is a term coined
by the inventor in 2006 to describe the confluence of the spinal
and cerebral venous systems because of their functional and
anatomic continuity. Utilization of the CSVS to deliver a biologic
into the cerebrospinal fluid or the brain or spinal cord is a
preferred embodiment of the present invention.
Perispinal administration of a molecule when compared to systemic
administration carries with it one or more of the following
advantages for the present invention:
1) greatly improved efficacy due to improved delivery of the
therapeutic molecule to the brain or the cerebrospinal fluid.
2) greater efficacy due to the achievement of higher local
concentration in the interspinous space, leading to improved
delivery to the VVS and the brain, and cerebrospinal fluid.
3) greater efficacy due to the ability of the administered
therapeutic molecule to reach the brain and cerebrospinal fluid,
without degradation caused by hepatic or systemic circulation;
4) more rapid onset of action;
5) longer duration of action; and
6) Potentially fewer side effects, due to lower required dosage.
The VVS consists of an interconnected and richly anastomosed
system of veins which run along the entire length of the vertebral
canal. The vertebral venous plexus, for descriptive purposes, has
been separated into three intercommunicating divisions: the
internal vertebral venous plexuses (anterior and posterior) lying
within the spinal canal, but external to the dura; the external
vertebral venous plexuses (anterior and posterior) which surround
the vertebral column; and the basivertebral veins which run
horizontally within the vertebrae (see accompanying FIGS. 1, 2,
2A, 3A, 3B, and 3C). Both the internal and external vertebral
venous plexus course longitudinally along the entire length of the
spine, from the sacrum to the cranial vault. Perispinal
administration of a large molecule will result in efficient
delivery of the large molecule to the VVS, with only a small
amount of delivery of the large molecule into the caval venous
system. Delivery of the same large molecule by intravenous
infusion into an arm vein, for example, will deliver the large
molecule to the caval venous system, expose the large molecule to
dilution throughout the body, and fail to deliver the large
molecule to the brain, cerebrospinal fluid, or the head as
efficiently as perispinal administration.
The VVS may be used to introduce a variety of therapeutic
molecules to the brain, retina, cranial nerves, and head via
retrograde venous flow from the VVS into the cranial venous
sinuses and the intracranial venous system. This method bypasses
the well known barrier which prevents large molecules introduced
into the systemic circulation from efficiently reaching the brain
(the BBB). The BBB prevents molecules larger than approximately
600 daltons from entering the brain via the systemic circulation.
Virtually all biopharmaceuticals are larger than this. For
example, etanercept has a molecular weight of 149,000 daltons, and
insulin has a MW of 5,000 (compared with water which has a MW of
18). This method is particularly useful, therefore, for the
administration of macro-molecules (MW larger than 600 daltons),
such as etanercept, TNF monoclonal antibodies, etc., whose size
when delivered systemically prevents their efficient passage into
the brain, but whose potency, because of their biologic origin, is
extremely high. Effective delivery of these molecules to the brain
using the methods of the present invention thereby enables
treatment of BI.
The vertebral venous system is both anatomically and
physiologically distinct from the venous system which drains the
abdomen and thorax, which has been designated by others as the
intracavitary (caval) venous system, with the vertebral venous
system designated as the extracavitary venous system.
The methods of the present invention, in several preferred
embodiments, include the perispinal administration of the
biologics of consideration herein which can be accomplished in
various ways, including transcutaneous interspinous injection, or
catheter delivery into the epidural or interspinous space, which
results in the biologics being delivered into the VVS and thence
into the brain, retina, cranial nerves, spinal cord and auditory
apparatus in a therapeutic amount.
This invention, in several preferred embodiments, involves the use
of biologics delivered via the vertebral venous system either
alone, as monotherapy, or combined with the use of other
therapeutics delivered orally or otherwise for treatment of the
conditions of consideration herein.
Perispinal extrathecal administration is distinguished from
intrathecal administration because extrathecal administration is
both safer (no dural puncture, therefore no risk of CSF leak; less
risk of hemorrhage; no risk of spinal cord traumatic injury; less
risk of hemorrhage and infection) and is more effective at
delivering the therapeutic molecule into the VVS. The dural
barrier, once crossed, will contain the therapeutic molecule
within the CSF. CSF flow from the spinal cord to the brain is
slow. In contrast retrograde flow to the brain via the CSVS is
much more rapid.
Perispinal administration may be used to deliver biologics other
than TNF antagonists to the brain and cerebrospinal fluid. These
biologics include cytokine antagonists, and growth factors which
affect neuronal function, or the immune response impacting
neuronal function, including, but not limited to: interleukin 1
antagonists, such as IL-1 RA (Kineret®, Amgen) and IL-1 Trap;
fusion proteins; BDNF; erythropoietin; GM-CSF; NGF, or other
compounds with central nervous system (CNS), vascular or immune
therapeutic activity. Perispinal delivery is particularly
advantageous when biologics, such as etanercept, which profoundly
affect neuronal function, are administered because of their
efficacy at extremely low concentration (high biologic potency).
Localized administration for the treatment of brain disorders has
many clinical advantages over the use of conventional systemic
treatment. Local administration of a biologic results in its
diffusion through local capillary, venous, arterial, and lymphatic
action to reach the therapeutic target. In addition local
administration of a macromolecule in the vicinity of the spine
(perispinal administration) without direct intrathecal injection
has the key advantage of improved delivery of the molecule to the
brain via the cerebrospinal fluid (CSF), thereby bypassing the
blood-brain barrier (BBB). Delivery into the CSF is enhanced by
transport via the CSVS. Intrathecal injection also delivers the
molecule into the CSF, but carries with it the disadvantages of
possible infection, hemorrhage, and CSF leak through a tear in the
dura.
For the purposes of this patent “perispinal” is to be considered
as referring to “perispinal extrathecal”; therefore direct
intrathecal administration is excluded from the methods discussed.
Perispinal includes, but is not limited to, interspinous,
interlaminar, epidural, and epidural transforaminal
administration. Administration may be by injection or may involve
the use of an indwelling catheter that reaches the perispinal
space (epidural, interspinous, etc.). Additionally, perispinal
administration may involve the use of an implanted pump or
reservoir, or the use of a depot formulation, including, but not
limited to a polymer depot formulation used to release a biologic
TNF antagonist.
The term “treatment” as used herein in the context of treating a
condition refers to treatment and therapy, whether a human or an
animal, in which some desired therapeutic effect is achieved, for
example the inhibition of the progression of the condition or
illness, and includes the reduction in the rate of progress, a
halt in the progression of an illness, amelioration of the adverse
condition, and cure of the condition. Treatment as a prophylactic
measure, as well as combination treatments and therapies are also
included. As used herein, “therapeutically effective” refers to
the material or amount of material which is effective to prevent,
alleviate, or ameliorate one or more symptoms or signs of a
disease or medical condition, produce clinical improvement, delay
clinical deterioration, and/or prolong survival of the subject
being treated. As used herein, “subject” refers to animals,
including mammals, such as human beings, domesticated animals, and
animals of commercial value. As used herein, “perispinal
administration without direct intrathecal injection” refers to an
administration method that utilizes a needle or catheter to
deliver the therapeutic molecule within 10 cm of the spine,
performed so that the needle or catheter does not penetrate the
dura mater that surrounds the spinal cord. As used herein,
“chronic brain injury of long standing” refers to a subject who
has suffered a brain injury at least 12 months previously yet
continues to present symptoms of brain injury. Preferred methods
of the present invention also include, but are not limited to, a
brain injury suffered at least 24 months, 30 months, 36 months, or
48 months previously. As used herein, “an initial dose containing
a therapeutically effective amount” of therapeutic means that the
subject was not treated with that therapeutic before. For the
purposes of this patent, “spasticity of long standing” is defined
as spasticity present for at least 24 months.
Clinical Results
Case 1
A 61 y.o. man presented to the clinic three years after a major
left middle cerebral artery (MCA) stroke. 36 months earlier,
following sudden onset of profound aphasia, confusion, and motor
weakness the patient was taken to a local emergency room (ER). In
the ER there was right hemiplegia and complete aphasia. Computed
tomographic (CT) brain scan did not show bleeding. The patient was
transferred to a regional hospital for consideration of
intra-arterial treatment because the three-hour cutoff for
initiation of intravenous (IV) thrombolytic treatment was missed.
Arteriography demonstrated occlusion of the anterior branch of the
left MCA. Intra-arterial reteplase infusion resulted in partial
resolution of thrombus and partial reperfusion. Repeat CT scans
demonstrated acute cerebral infarction in the distribution of the
left middle cerebral artery with edema in the left frontal,
temporal and parietal lobes and midline shift. Maximal midline
shift was 11 mm six days following the stroke. The patient
required 10 days of intensive care and one month of inpatient
rehabilitation. While in the intensive care unit (ICU) he could
not talk and had no purposeful movement in his arms or legs. After
three weeks in the hospital he began to be able to move his legs.
At time of discharge home there was movement in the right leg but
none in the right arm and profound expressive aphasia persisted.
There was also cognitive impairment: for example, he could not
comprehend how to use a television remote control. Two months
after the stroke he could still not speak intelligible words. With
time right leg motor abilities recovered substantially, but motor
function of the right upper extremity and speech remained severely
limited. The patient had a previous history of hypertension,
hyperlipidemia, type 2 diabetes mellitus, coronary artery disease,
and myocardial infarction. Diabetes was well controlled. Current
medications included aspirin and extended-release dipyridamole,
extended release niacin, escitalopram, metformin, pravastatin,
glipizide, and zolpidem.
At presentation to the clinic three years after the stroke, the
subject's wife reported that his speech and language abilities
remained severely limited; useful function of the right hand was
absent and of the right upper extremity was extremely limited;
there were limitations in gait including a chronic limp and
inability to run; and there were persistent cognitive limitations.
Included in the cognitive limitations were the inability to tell
time, whether from a wristwatch or a wall clock; to dial a
telephone, even when the phone number to dial was prominently
displayed next to the telephone; to enter a series of four numbers
into a numeric keypad, such as for a gate entry; to type a
sentence on a computer keyboard, despite multiple attempts by
family members to so instruct; and the inability to select the
appropriate utensil for eating (he persisted in choosing a fork
for sipping soup; and when using a fork or a knife would often
attempt to use it oriented incorrectly, e.g. upside down). His
wife reported that despite suffering repeated burns on his hands
he continued to remove hot dishes from the oven without using
insulated hand protection.
On examination there was severe non-fluent expressive aphasia.
Motor speech was characterized by severe oral and verbal apraxia
with deficits in articulatory agility and moderately impaired
suprasegmental features of speech. The patient had difficulty
verbalizing more than one word at a time and difficulty with
correct pronunciation of single words and multiple consonants.
There was a right hemiparesis involving the face, upper extremity
and leg, with right hemi-anesthesia involving the face, lips,
upper extremity and leg. There was spasticity of the right upper
extremity. The right hand was held in a persistent flexor position
with inability to extend or use the fingers. Range of motion of
the right upper extremity was limited; he could not bring his
right arm behind his back and could not elevate his upper arm
above his head without difficulty. Raising his right arm took
concentrated mental effort. He walked with a decided limp and
could not ambulate quickly. Neurocognitive testing was performed.
The Mini-Mental State Exam (MMSE) score was 26/30 and the Montreal
Cognitive Assessment (MOCA) score was 23/30 indicating mild
cognitive impairment. An activities of daily living (ADL)
inventory (Alzheimer's Disease Cooperative Study Activities of
Daily Living Scale) documented functional difficulty with daily
tasks with a score of 61/78. Time to walk a measured 20-meter
distance down the office corridor was 19.8 seconds and 23.0
seconds returning. When asked to walk quickly the times were 16.5
seconds and 17.0 returning.
Following informed consent, perispinal etanercept 25 mg was
administered in aqueous solution (time zero) followed immediately
by Trendelenburg positioning. Within two minutes, while still
inclined on the treatment table, his speech was more distinct.
Upon resuming the sitting position at five minutes he used his
right arm to help reposition his body when arising from the
Trendelenburg position, something that he had not been able to do
in the three years since his stroke, and he stated “I woke up”. At
nine minutes he recited the alphabet with improved clarity of
speech: the letters were more distinct and recited more quickly.
At ten minutes he noted sensation in his right arm and improved
mobility in his right arm. At 16 minutes he indicated that he had
sensation in his right cheek; at 20 minutes sensation was present
in his right ear and he was able to place a cotton swab into his
right ear canal with his left hand. At 20 minutes sensation was
present in his right oral cavity and in his right upper lip. At 25
minutes there was sensation in the right leg. At 27 minutes he was
able to squat without difficulty. At 28 minutes he was able to
walk down the hallway corridor noticeably faster than he had been
able to walk before perispinal etanercept. Within 30 minutes there
was reduction in right arm spasticity. At 45 minutes he was able
to correctly dial a telephone number for the first time since his
stroke. He spoke with his daughter, and then dialed his son's
telephone number and spoke with him. Several minutes later he
demonstrated that he was able to sit and arise from a deep sofa
without difficulty and without assistance. He danced with his wife
and demonstrated a golf swing. His standing balance was improved.
At one hour a lunch break was taken. During the break his wife
observed the following, all notable improvements when compared
with his pre-treatment function: He chose and used a spoon
correctly for sipping soup. He placed a soda glass correctly on
the table in relation to the dishes in a single attempt. The
liquid in the glass was not spilled when moved. Soda was obtained
from the self-service dispenser without difficulty. The lunch menu
was read correctly without difficulty with correct recitation of
“sandwich” and “quesadilla”. He ordered his own lunch from the
server and his wife did not have to help with translation. He was
able to read a clock in the cafeteria and recite the correct time
for the first time since his stroke. He returned to the clinic. At
two hours he was able to walk 20 meters in 10.1 seconds and return
in 11.6 seconds. He and his wife returned to their hotel. At 46
hours they returned to the clinic. His wife reported that in the
hotel two hours before (at 44 hours), for the first time since the
stroke, he was able to recognize the letters on a computer
keyboard and slowly type a sentence. His improvements in motor
function, sensation, cognition, and behavior had all continued
without diminution. Motor function had further improved: he had
better physical endurance, was able to match his wife's normal
walking pace and was able to run for the first time since his
stroke. Sensation had further improved, returning in the right
leg, ankle, and back of heel and to his right frontal scalp.
Speech was less effortful, with improved clarity. He was able to
count to 50 rapidly and without difficulty. He was able to
consistently tell time by looking at a clock or a watch, and his
wife observed that he was more conscious of time.
The patient and his wife returned home. At home he was able to
shave his entire face with a manual razor for the first time since
the stroke, and did so every day. His wife attributed this to a
combination of his renewed ability to feel the right side of his
face, improved spatial control of his left hand, and improved
dexterity of his left hand. His wife noted that he had begun
speaking with others during their everyday life, and that family
members noted that his speech was more distinct and more easily
understood. He remembered to use an insulated hot pad when
removing dishes from the oven.
He returned to the clinic 22 days later. All clinical improvements
had been maintained. A repeat ADL inventory score improved to
65/78. Repeat neurocognitive testing was performed. MMSE improved
to 28/30, and MOCA improved to 27/30. The patient requested
another dose of etanercept. After obtaining written consent, 25 mg
perispinal etanercept in aqueous solution was administered
followed by five minutes of Trendelenburg positioning as before.
Within ten minutes of this second etanercept dose his speech
appeared to be more distinct with improved articulation of sounds.
Eight hours later he was able to dorsiflex his right wrist for the
first time since the stroke. The following day in the clinic
volitional right wrist dorsiflexion and visible activation of the
right hand second dorsal interosseous muscle were observed. Speech
was more distinct.
One month after the first dose there was further improvement in
strength of his right arm and in clarity of speech. He was able to
remove the twist-off tops of bottles for the first time since the
stroke. At five weeks he was able to correctly drive a manual
transmission automobile. He had previously attempted this prior to
etanercept administration but was unsuccessful, as he was unable
to co-ordinate the clutch/accelerator and shift activities. At
seven weeks, clinical improvement was maintained and no adverse
effects had been experienced. Clinical improvement has persisted
for more than 10 months.
Case 2
A 49 y.o. man presented to the clinic 35 months after a brainstem
stroke. Three years earlier he had awoken with paresthesia in the
left arm and leg, followed by increasing weakness of the left arm
and leg. In the ER his symptoms worsened. MRI of the brain
revealed a right medullary infarction (FIG. 2). The patient
required eight days of acute hospitalization and one month of
inpatient rehabilitation. Left leg motor recovery began after one
to two weeks but the patient was left with a severe residual gait
disturbance and severe paresis of the left upper extremity.
Initially there was also transient left facial paresthesia and
speech difficulty, both of which resolved within two weeks. At
time of discharge home walking was only possible with the
assistance of a walker or a quad cane, and there was hypoesthesia
in the left upper and lower extremities, with painful paresthesia
in the left upper extremity. At presentation to the clinic all of
these neurological deficits had been stable for at least one year
without change. The patient had a history of hypertension and type
2 diabetes mellitus. Diabetes was well controlled. Current
medications included amlodipine, metformin, metoprolol, losartan,
simvastatin, clonidine, gabapentin, glipizide, aspirin and
extended-release dipyridamole and liraglutide.
On examination he had difficulty maintaining his balance upon
standing without using his right arm for assistance. He had a left
hemiparesis, with severe weakness of his left upper extremity,
moderate weakness of the left lower extremity, and hypoesthesia of
his left extremities. Speech and cognition appeared normal.
Walking was slow, requiring 1:56 minutes going and 2:03 minutes
returning to walk the 20 m office corridor distance using a
standard walker for assistance.
Following informed consent perispinal etanercept 25 mg was
administered in aqueous solution, followed immediately by five
minutes of Trendelenburg positioning. At 9 minutes following the
etanercept dose the patient stood up from the exam table. His
standing balance was notably improved and was accomplished without
difficulty and without use of the right arm for stabilization.
At 30 minutes he again walked the 20 m office corridor distance
with a standard walker for assistance. Times to complete were 1:20
minutes going, 1:21 returning. Walking required visibly less
effort. The patient returned at 10 days. He walked the 20 m office
corridor using a standard walker for assistance. Times to complete
were 1:06 minutes going, 1:11 returning. At 17 days the patient
returned to the clinic. He reported maintenance of his clinical
improvement, with walking continuing to be faster and to require
less effort than prior to etanercept. He also said that he felt
that he was able to incorporate his left arm in normal daily
activities (to the extent possible) with less effort. On
examination his stride was longer and his gait more fluid than
prior to perispinal etanercept administration. Improved walking
speed was maintained, with time to walk 20 m with a standard
walker measured at 1:13 down the corridor and 1:10 back. At the
end of three weeks the clinical improvements were maintained. At
24 days, after written informed consent, a second 25 mg dose of
perispinal etanercept was administered. At 10 minutes after the
dose, time to walk 20 m with a standard walker was measured at
1:03 down the corridor and 1:03 back. At one month after the first
dose clinical improvement was maintained, including improvement in
walking ability and subtle improvements in motor control of his
left upper extremity. No adverse effects of etanercept were noted.
Case 3
A 58 y.o. man presented to the clinic 13 months after a right MCA
territory stroke. On the day of the stroke left-sided weakness
began in the morning abruptly. In the ER he had a left
hemiparesis, no spontaneous movement in the left upper extremity,
2/5 movement of the left lower extremity, a left facial droop, and
was unable to move his eyes to the left. Brain CT initially showed
no bleed and CT angiogram showed a 1 to 1.5 cm clot in the right
MCA. Subsequent brain CT showed acute infarction in the territory
of the right MCA. Acute thrombolytic therapy utilizing intravenous
recombinant tissue plasminogen activator was given followed by
increasing mental confusion but improved vision and control of the
left lower extremity. He was transferred into the ICU. Repeat CT
showed a 0.75 square centimeter bleed in the pons in addition to
the right hemispheric stroke, with a subsequent CT at six days
showing a stroke in the distribution of the right MCA with a mass
effect from cerebral edema compressing the right lateral ventricle
(FIG. 3). He was managed in the ICU for seven days and then
transferred to inpatient rehabilitation. After 10 days he was able
to walk with some assistance. He was discharged home after five
weeks. At the time of discharge home he had a persistent left
hemiparesis, with left facial droop, clumsiness of his left upper
extremity and severe functional difficulty using his left hand,
mild weakness of the left leg, hypoesthesia of the left upper
extremity, left leg and foot, and constant pain in his left arm
and hand that was exacerbated by firm gripping with the left hand.
The patient had a history of hypertension, hypercholesterolemia,
and coronary artery disease.
Upon presentation to the clinic the patient reported no
improvement in his neurological symptoms for at least the past six
months, with persistence of all listed neurologic deficits. He
reported severe difficulties using his left hand: inability to
perform fine movements, such as stuffing envelopes; difficulty
dressing, with inability to buckle his belt or unbutton buttons,
and difficulty preparing food, with a tendency to burn his hand.
He reported difficulty in placing postage stamps on an envelope in
the correct orientation. He noted that he could not correctly
gauge the spatial location of his hand with his eyes closed: he
could not tell if it was up, down, in front, or in back of his
body. Since his stroke he had been unable to place his hand in his
pants pockets, either front or back due to both his inability to
direct his hand in space accurately and also the fact that his
first remained clenched. He was able to hold objects in his left
hand but could not maintain the grip without constant attention:
when he held liquid in a cup he would spill or drop it. He could
not control the pressure of the grip of his left hand. His current
medications were lisinopril, simvastatin, aspirin, gabapentin, and
venlafaxine.
On examination there was a left facial droop, increased tone and
spasticity in the left upper extremity, a mild left hemiparesis,
and resting closed flexion of the left hand. The left hand was
clumsy, with dysdiadochokinesis. Left hand tapping rate was slow
(measured at 2.8 Hz). There was marked difficulty with two-handed
handling and folding of letter paper. There was left
hemi-hypoesthesia with inability to sense pinprick. Seated with
his eyes closed with both arms held out the left arm drifted
upward. There was dysdiadochokinesis of the left hand. Hand grip
strength was left/right=32/36. The left hand grip strength test
produced marked discomfort in the left hand. There was balance
difficulty while standing with the eyes closed. The patient walked
with a persistent clenched first and with a slight limp. Times for
walking 20 m in the office corridor were 13 seconds out and 14
seconds back. On neurocognitive testing, MMSE was 26/30 and MOCA
was 23/30, indicating borderline impairment.
Following informed consent perispinal etanercept 25 mg was
administered in aqueous solution (time zero) followed immediately
by five minutes of Trendelenburg positioning. Following etanercept
the following improvements were noted: beginning at seven minutes
his left facial droop had improved; at eight to ten minutes his
left hand exhibited improved dexterity, tapping speed was faster
(left hand tapping speed was videotaped and measured at 5.5 Hz),
left hand diadochokinesis was faster and left hand finger-to-nose
was faster; at 11 to 15 minutes sensation in the left cheek, hand,
arm, and shin were improved; there was increased strength in the
left knee extensors and the hands, with hand grip strength
left/right=36/40, and he was able to correctly perceive the
spatial location of his left hand. Firm gripping during the left
hand grip strength test did not produce pain. At 16 minutes he was
able to place his left hand in both his left front and left back
pants pockets for the first time since his stroke and his gait was
more fluid. At 20 minutes he was able to buckle his belt with his
left hand. Within 45 minutes he was able to open a water bottle,
hold a water bottle without dropping it and page through a
magazine, all with his left hand, all tasks he could not similarly
accomplish prior to etanercept, and the pathological upward drift
of his left arm with his eyes closed present prior to etanercept
administration was markedly reduced.
At 48 hours he reported maintenance of all clinical improvements.
He was no longer spilling his coffee cup when held in his left
hand and had less pain in this left arm and hand. He reported that
his sense of balance while walking was improved. At seven days all
previous clinical improvements were maintained. In addition he
reported improvement in memory and conversational abilities, was
able to buckle and unbuckle his belt and button and unbutton
buttons and reported improved ability to use his left hand in
everyday tasks. Hand grip strength was left/right: 40/40. At 13
days his previous clinical improvements were maintained, and there
was evidence of additional improvement. His gait was more fluid
and he noted his balance while walking was better. Times for
walking 20 m were 10 seconds out and 10 seconds back. During
conversation there was notably more expressive movement with the
left arm and hand. The patient's partner said that at home his
improved abilities to use his left arm and hand were remarkable,
and that one week after the dose of etanercept he was able to pick
up single playing cards and deal cards with his left hand, tasks
he had been unable to perform with that hand prior to receiving
etanercept. On repeat neurocognitive testing MMSE was stable at
26/30, MOCA was significantly improved at 29/30, and on
examination he was able to deal playing cards with his left hand
and pick up single playing cards with his left hand as his partner
had reported. At 20 days the patient reported that the clinical
improvement in his left hand had begun to diminish. At 26 days he
returned to the clinic. He was able to manipulate shoe laces with
his left hand with some difficulty, a task he was unable to
perform prior to etanercept, but he reported that motor control of
his left hand was not as good as it had been ten days earlier.
After written informed consent a repeat 25 mg dose of perispinal
etanercept was administered. Following the dose within thirty
minutes he was able to lace his own shoes using his left and right
hands together more easily than prior to the dose and improvement
in his left facial droop was noted. At one month clinical
improvement from baseline continued with no adverse effects noted.
Case 4:
A 37-year-old right-handed male who had sustained a severe
traumatic brain injury with residual deficits 20 years previously,
at the age of 17, when he was involved in an automobile accident.
At the time he was hospitalized and comatose for three months, and
after regaining consciousness required further hospitalization for
rehabilitation for an additional six months. He suffered a right
hemiparesis, severe memory impairments and motor and co-ordination
difficulties bilaterally. He was able to finish high school two
years later in a wheelchair. Prior to treatment he complained of
difficultly with motor control, with loss of dexterity more
prominent on the right than on the left side, and having
difficultly completing simple tasks because of motor deficits as
well as being dependent on a wheelchair.
Neurological examination revealed speech that was articulated with
normal amplitude in a hypo-productive, indistinct, slowed and
slurred quality with mild dysarthria. He was tested with a
standarized, normed test of letter verbal fluency, the FAS test.
He listed nine words starting with the letter F, four words
starting with the letter A and eight words starting with the
letter S in a 60 second trial period for each letter. It took the
patient 16 seconds to read a list of ten words of increasing
complexity. His affect was labile, fluctuating from a euthymic
relaxed jocular state to becoming easily angered and irritable. He
had mildly impaired simple attention performing serial three
subtraction, subtracting down from 100 to 29 in 105 seconds but
then stopping making one error. It took over 10 seconds to attempt
to spell the word “world” backwards making one error. He could not
perform serial sevens. He was able to list the days of the week in
reverse order but took 10 seconds to perform this task, below
expectation. He was not able to list the months of the year in
reverse order. Abstractions: the patient was able to tell me how a
watch and ruler, or train and bicycle were similar, but could not
tell me how honesty and charity were similar. Memory: The patient
took three repetitions to retain three memoranda but after five
minutes the patient could not retrieve any of the memoranda. He
could not remember his examiner's name despite four repetitions
throughout the examination. Cranial nerves: pupils were 3 mm and
one plus reactive directly and consensually to light. His visual
fields were full to confrontation and extra ocular motions were
conjugate and full. Bell's phenomena deviated to the right. There
was full facial sensation but facial asymmetry was noted with a
wider palpebral fissure and flattening of the nasolabial fold
appreciated on the left side. He had normal palate, normal
sternocleidomastoid, normal trapezius and normal tongue
functioning. Motor: He maintained his right upper extremity in
somewhat of a flexed abducted posture with intermittent ataxic and
dystonic axial motion i.e., slow-moving in a seated position. He
had loss of fine motor control of his right hand with slowed
finger to finger and incomplete grasp of the right upper
extremity. He had marked clasp knife tone of his right upper
extremity and a right sided pronater drift and Hoffman sign more
prominent on the right but also present on the left. There was an
extensor toe response more prominent on the right but also present
on the left. There was marked slowing of rapid alternating
movement in the right upper extremity, moderate slowing of the
left with mirror movement. He had full strength of his proximal
upper extremities, both lower extremities and his left hand. He
had impaired heel to knee and heel to shin more prominent on the
right but also on the left. There was equinus posturing of his
right lower extremity with a subtalar Charcot joint. He was able
to walk with impaired balance using a walker taking 174 seconds to
walk 20 meters. Joint position, pinprick, vibration and light
touch was intact.
Following written informed consent, 25 mg aqueous etanercept was
administered by perispinal injection without direct intrathecal
injection. More specifically, etanercept was administered by
perispinal injection overlying the posterior cervical spine within
five centimeters of the spinal cord but external to the ligamentum
flavum, in the interspinous space. The injection was extrathecal.
The injection was followed by brief prone positioning for 30
seconds and then the examination table was tilted with the head
below horizontal, in the Trendelenburg position. Repeat
neurological examination was performed 15 minutes after perispinal
etanercept administration.
Results: The patient appeared more relaxed with less anatalgic
shifting. His speech pattern was markedly improved with a decrease
in the dysarthric indistinct quality and an increase in the speed
of production that was apparent to all observers. His ability to
read a simple story and abstract concepts was compared in a pre-
and post-administration form where the speed of reading increased
from 89 seconds before perispinal etanercept to 64 seconds after
perispinal etanercept administration. He was unable to initially
abstract the concept of a short story prior to perispinal
etanercept but after use perispinal etanercept was able to
abstract the concept. His ability to read a list of increasing
complex words was objectively improved, in both clarity and the
time to completion of task was decreased, taking ten seconds to
read the identical word list, a significant improvement. Following
perispinal etanercept his FAS score improved by a total of eight
words, (-1) words beginning with F, (+8) words beginning with A,
and (+3) words beginning with S. He used six identical words in
the pre- and post-test scores.
His ability to move appeared more fluid with a noticeable and
significant decrease of his ataxic spasticity. The clasp knife
tone of his right upper extremity was improved as well as his
ability to perform rapid alternating movements. His gait although
still impaired and slowed appeared more fluid and less patterned.
His posture appeared less ataxic and less anatalgic. His time to
walk 20 meters was significantly faster, 134 seconds.
Laboratory data: A three Tesla MRI examination of the brain was
performed which revealed bilateral lateral ventricular dilatation
more marked posteriorly with cortical atrophy, a dilated right
anterior temporal horn and atrophy of the head of the hippocampus.
There was atrophy of the entire corpus callosum. Hemosiderin
deposition was noted in the left posterior paraventricular white
matter extending to the left posterior centrum semiovale with a
discrete small focus in the left putamen and right posterior limb
of the internal capsule. Diffusion tensor imaging showed white
matter track loss bifrontally and biparietally, more prominent on
the left than the right.
The patient was examined weekly for one month following the single
initial perispinal etanercept dose. He remained significantly
clinically improved for the entire one month period, with improved
balance, clarity of speech, decreased spasticity, more fluid gait,
improved attention, and improved mood. He reported that it was
easier for him to perform motor tasks including walking and
dressing.
Case 5:
A 23 y.o. man sustained a mild traumatic brain injury two years
previously due to immediate proximity to an explosion while in
military combat. Two years earlier in Iraq he was hit by a blast
from an IED (improvised explosive device). The explosion knocked
him down. He could not move or talk for a brief period of time. At
the time his MACE (Military Acute Concussion Evaluation) score was
21/30. Two years after the explosion he exhibited trouble
calculating, spelling, reading; difficulty sleeping; headaches;
light sensitivity, easy arousal and startle responses, and change
in personality (more anger, irritability and frustration). He
demonstrated irritability and outbursts of anger at work and at
home. He reported nightmares, avoidance of situations that would
remind him of his blast injury, being constantly on guard,
watchful, and easily startled. Following the explosion he
developed bilateral upper extremity dysmetria resulting in
bilateral intention tremor, difficulty arising from a sitting
position, impairment in immediate memory and cognition, and
adverse changes in mood and affect all of which persisted and were
found to be present upon his presentation to the clinic.
Examination revealed reduced attention, concentration, reading
abilities, and abnormal scores on standarized cognitive testing.
He seemed irritable and somewhat withdrawn. Mini-mental state
examination score was 22/30; Montreal Cognitive Assessment score
was 20/30. MACE score before treatment was 24/30. The patient
fulfilled the DSM-IV-TR criteria for PTSD.
Magnetic resonance imaging of the brain was read as normal. After
neurologic examination written informed consent for the perispinal
administration of etanercept was obtained. Etanercept in sterile
water as administered by perispinal injection in the interspinous
space superficial to the ligamentum flavum between the sixth and
seventh cervical spinous processes while the patient was sitting
on the examination table. The injection was extrathecal. The
patient was then placed supine on the table, and then turned into
the prone position. While he was turning he reported the onset of
a euphoric-like sensation (which persisted for approximately 18
hours). He was then placed in the Trendelenburg position for five
minutes, with the examination table tilted with the head below
horizontal, and then returned to the sitting position.
Results: The patient had onset of clinical improvement within two
minutes of perispinal etanercept injection, even before assuming
the Trendelenburg position. At ten minutes following injection
there were significant and noticeable improvements in posture,
range of motion, ability to arise from the sitting position,
improvement in bilateral intention tremor, and improvement in
immediate memory and cognition. His mood was improved, and his
personality had changed. He was more affable and the irritability
was gone. MMSE improved by two points to 24/30; there was
improvement in reading and number span. At two weeks after a
single 25 mg perispinal dose of etanercept there were continued
and marked improvements in multiple PTSD symptoms, including those
associated with intrusive recollection and hyper-arousal.
Interactions with co-workers improved. The improvements were
clinically significant and prolonged. There were improvements in
PTSD symptoms and signs, including improvements in mood,
cognition, and behavior as a result of etanercept administration.
The patient was followed as an outpatient. He had persistent
clinical improvement in motor function, cognitive abilities,
irritability, mood, and work performance.
Case 6:
A 46 y.o. man had suffered a head injury secondary to a car
accident in 1988 that left him comatose for six weeks. The
accident has left him with persistent left hemiplegia, dysarthria,
visual disturbances (diplopia and nystagmus), cognitive
weaknesses, and difficulties with memory and attention.
Six days prior to the patient's visit to the clinic
neuropsychological testing was performed documenting a lowered
neurocognitive profile suggestive of diffuse cerebral dysfunction.
Category verbal fluency (animal naming) was borderline to low
average, with a score of 15 (8-10 percentile) (normal mean=21.9
SD=5.4). Visual recognition of the slope of lines (Judgement of
Line Orientation (JLO)) was low average with a score of 22/30 (22
percentile). Six days following neurocognitive testing the patient
presented for examination. This clinic visit was 22 years after
the automobile accident that had caused severe traumatic brain
injury. He came to the clinic in a wheelchair with an obvious left
hemiplegia, slurred speech, diplopia, nystagmus, and inability to
walk without assistance.
Motor skills of his left extremities were examined. Movement of
his left extremities required extreme mental effort. There was
increased tone (spasticity) of left arm, hand, fingers, and left
leg. Movement of the fingers was severely impaired. Movement of
the left wrist was impaired. Movement of the left upper arm was
greatly impaired. Movement of the left heel down the left shin
appeared to require extreme mental effort and was impaired. The
patient was unable to ambulate with a quad cane without
substantial physical assistance. Ambulation required extreme
mental and physical effort. The patient was unable to transfer
into or out of his wheelchair without substantial physical aid.
Reading skills were carefully examined. The patient was given
multiple short stories to read aloud prior to etanercept
administration. The patient exhibited dysarthria, slurred and
indistinct speech, and impairments in reading comprehension,
cadence, content (skipped words and phrases) and intonation.
Reading speed was substantially impaired. While speaking there was
asymmetry of the face.
Following written informed consent, aqueous etanercept 25 mg was
administered by perispinal injection without direct intrathecal
injection. More specifically, etanercept was administered by
perispinal injection overlying the posterior cervical spine within
five centimeters of the spinal cord but external to the ligamentum
flavum. The injection was extrathecal. The injection was followed
by brief prone positioning for 30 seconds and then the examination
table was tilted with the head below horizontal, in the
Trendelenburg position.
There was clinical improvement noted within two minutes of
injection, with his speech being clearer. After resuming the
sitting position there was improvement in the patient's facial
symmetry. The patient was able to transfer to his wheelchair with
much less difficulty. Finger movements on the left hand were
improved. Spasticity of the left upper extremity was decreased.
There were multiple improvements in motor function. One to two
hours after etanercept administration the patient was re-examined.
There were noticeable and significant improvements in distinctness
of speech, motor abilities of the left extremities, including
increased range of motion of the left arm, wrist, hand, and
fingers; decreased spasticity of both left extremities, and the
patient was able to walk with a single quad cane with minimal
assistance, for the first time in twenty two years. Reading
abilities were re-tested. There was improved reading
comprehension; speech was less slurred and more distinct; cadence
and intonation and phrasing were improved; and reading speed was
improved more than 30%. Mood, affect and irritability were
improved. On the day following perispinal etanercept
administration repeat neurocognitive testing was performed.
Category verbal fluency (animal naming) was improved, with a score
of 19 (27-29 percentile), within the normal range. Visual
recognition of the slope of lines (Judgement of Line Orientation
(JLO)) was improved, with a score of 28/30 (72 percentile), within
the normal range. The patient was followed as an outpatient. He
had persistent clinical improvement in motor function, cognitive
abilities, affect, and mood.
Case 7:
An 85 y.o. man developed acute onset of nausea, vomiting,
headache, vertigo, and inability to walk without falling over. He
had polycythemia vera, atrial fibrillation, and a history of a
recent vertebrobasilar transient ischemic attack and a myocardial
infarction twenty years earlier. His medications included
propranolol, aspirin, warfarin, and hydroxyurea. He was taken to
the emergency room where a CAT, MRI and MRI scans revealed a
posterior cerebellar stroke on the left with a congenital absence
of the left posterior inferior cerebellar artery. The patient had
persistent severe vertigo, nystagmus, and inability to ambulate
without assistance. Three days following the stroke, following
written informed consent, etanercept 25 mg was administered by
perispinal injection without direct intrathecal injection. More
specifically, etanercept 25 mg was administered by perispinal
injection overlying the posterior cervical spine within five
centimeters of the spinal cord but external to the ligamentum
flavum. The injection was extrathecal. The injection was followed
by brief prone positioning for 30 seconds and then the head was
tilted down below horizontal with the upper body inclined downward
for five minutes.
The patient resumed the supine position. Within five minutes the
patient was clinically improved. His vertigo largely resolved, his
nystagmus was less marked, and he was able to ambulate without
assistance. He was discharged home the next day. The patient had
lasting clinical improvement, although he had balance difficulties
that lasted for several months.
Additional Clinical Experience
Three of the clinical cases described above have been published by
the inventor (Tobinick E., CNS Drugs. 2011 February;
25(2):145-155). There is now clinical experience utilizing
perispinal etanercept for more than 250 individuals who had
persistent neurological dysfunction following brain injury due to
stroke, cerebral hemorrhage, subarachnoid hemorrhage, anoxia,
cardiac arrest and other forms of brain injury. The majority of
patients treated have exhibited rapid improvement in neurological
function. Rapid and sustained reduction in spasticity, beginning
within minutes of the first dose of perispinal etanercept is
characteristic. Improvements in cognition, attention, speech,
dysarthria, aphasia, motor function, sensation, hearing, taste,
swallowing, vision, gait, depression, anxiety and behavior have
been observed in multiple patients. The patients have been treated
typically months or years following their stroke or other form of
brain injury, with persistent stable neurological deficits for
months or years prior to perispinal etanercept administration.
They therefore typically have had a stable chronic baseline of
neurological disability and dysfunction that facilitated detection
of a treatment effect. Most often these patients had strokes that
were 2 to 10 years earlier, but clinical improvement has been
noted in patients with strokes as much as 35 years earlier.
Discussion of the clinical results: A single dose of perispinal
etanercept led to immediate and sustained clinical improvement in
patients with brain injury, including stroke and traumatic brain
injury. Prior to these clinical results the scientific community
would consider it implausible that these results could be
possible; that they could occur so rapidly; or that they could be
sustained from a single dose.
The most surprising aspect of these clinical results, however, is
the fact that they occurred at a time so remote from the injury.
The scientific community, and a person of ordinary skill in the
art, would not have expected that patients who had brain injury
months earlier would respond to anti-cytokine treatment; and they
certainly would not have expected that patients who had brain
injury years earlier would respond to anti-cytokine treatment.
There is no precedent for this type of result and no clinical or
basic science data of which one of ordinary skill in the art would
be aware to suggest that there should be clinical response two
years or more after a brain injury. The clinical results
documented are scientifically unprecedented and surprising.
Nevertheless they have been reproducible and consistent following
perispinal etanercept administration.
FIG. 1 depicts the anastomoses between the cranial and vertebral
venous systems. Perispinal administration for delivery to the
brain and other structures of the head is preferably performed by
a percutaneous injection into an interspinous space in the
posterior cervical area (12 in FIG. 2). As shown in more detail in
FIG. 2A, hollow needle (26) containing etanercept (or other
therapeutic molecule of this invention) in solution (30) is
injected through the skin 18 into the interspinous space 24. If
the needle were carried further it could penetrate the ligamentum
flavum (22), delivering the therapeutic molecule into the epidural
space (28) surrounding the spinal cord (36), although in this
invention in several preferred embodiments the ligamentum flavum
is not penetrated by the needle, and the therapeutic molecule is
deposited into the interspinous space more superficially, without
penetration of the ligamentum flavum. The therapeutic molecule in
the interspinous space drains into the vertebral venous system,
and is then carried to the brain and other structures of the head;
(34) is a spinal nerve root.
The interspinous space (24) is defined as the space between two
adjacent spinous processes (20). FIG. 3A shows the interspinous
space (24) having veins (38) (FIG. 3A) which collect the
therapeutic molecule, e.g. etanercept, which reaches the
interspinous space after percutaneous interspinous injection and
which veins drain the therapeutic molecule into the VVS, so that
using the physical maneuvers of the present invention, the
therapeutic molecule is transported via retrograde venous flow
into the intracranial veins via the anastomoses shown in FIG. 1,
and then to the brain or other structures of the head.
The vertebral venous system is used in a non-obvious way for the
present inventions because a venous system is routinely
conceptualized as a system that drains blood from a target area or
organ. For example the venous system which drains the kidneys is
widely acknowledged to be a vascular system that drains blood from
the kidneys, not as a way of delivering a therapeutic molecule to
the kidneys. Likewise the venous system of the brain is widely
medically recognized as a system which functions to drain blood
from the brain. It would be counter-intuitive to propose using the
CSVS to deliver a therapeutic molecule to the brain, by
conventional thinking. Likewise the use of the CSVS to achieve
delivery of therapeutic compounds to the brain is not obvious,
because conventional thinking is that this venous system functions
to drain venous blood away from these anatomic sites. Therefore
the inventions of consideration here are in this way
counter-intuitive, because they rely on the vertebral venous
system to deliver therapeutic molecules (including specifically
large molecules) to the brain, cerebrospinal fluid, or the head.
This delivery is accomplished by retrograde venous flow (opposite
from the usual direction), that is facilitated by the proper use
of gravity and positioning of the patient so that venous flow in
the desired direction is accomplished. The rich connections
between the cranial venous system and the vertebral venous system
were beautifully depicted by Breschet (Breschet G. Recherches
anatomiques physiologiques et pathologiques sur le systáeme
veineux (Rouen fráeres, Paris, 1829), but this anatomic route
still remains largely unrecognized by the medical community.
Dosages and Routes of Administration
The therapeutically effective dosage of a biologic used for
perispinal administration superficial to the ligamentum flavum
(such as interspinous injection) will in general be 10% to 100% of
the dosage used as a single dose for systemic administration. The
therapeutically effective dosage of a biologic used for epidural
administration will in general be 2% to 100% of the dosage used as
a single dose for systemic administration The dosage used for
systemic administration is well known by those skilled in the art
as it is specified in the FDA approved literature which
accompanies each of these biologics. For example, if the usual
dose when administered systemically is 50 mg, then the dose used
for interspinous administration will usually be between 5 mg and
50 mg.
Etanercept may be administered to the perispinal area by
interspinous injection at a dose of 5 mg to 100 mg given from once
per week to once per 3 months. It will be appreciated by one of
skill in the art that appropriate dosages of the compounds, and
compositions comprising the compounds, can vary from patient to
patient. The determination of the optimal dosage will generally
involve the balancing of the level of therapeutic benefit against
any risk or deleterious side effects. The selected dosage level
will depend on a variety of factors including, but not limited to,
the activity of the particular compound, the route of
administration, the time of administration, the rate of excretion
of the compound, the duration of the treatment, other drugs,
compounds, and/or materials used in combination, the severity of
the condition, and the species, sex, age, weight, condition,
general health, and prior medical history of the patient. The
amount of compound and route of administration will ultimately be
at the discretion of the physician, veterinarian, or clinician,
although generally the dosage will be selected to achieve local
concentrations at the site of action which achieve the desired
effect without causing substantial harmful or deleterious
side-effects.
Definitions provided herein are not intended to be limiting from
the meaning commonly understood by one of skill in the art unless
indicated otherwise. The inventions illustratively described
herein may suitably be practiced in the absence of any element or
elements, limitation or limitations, not specifically disclosed
herein. Thus, for example, the terms “comprising”, “including,”
containing”, etc. shall be read expansively and without
limitation. Additionally, the terms and expressions employed
herein have been used as terms of description and not of
limitation, and there is no intention in the use of such terms and
expressions of excluding any equivalents of the features shown and
described or portions thereof, but it is recognized that various
modifications are possible within the scope of the invention
claimed. Thus, it should be understood that although the present
invention has been specifically disclosed by preferred embodiments
and optional features, modification and variation of the
inventions embodied therein herein disclosed may be resorted to by
those skilled in the art, and that such modifications and
variations are considered to be within the scope of this
invention.
An advantage of the present invention is that it identifies and
selects the use of biologics as effective therapeutic agents for
treatment of BI. More specifically an advantage of the present
invention is that it identifies and selects the use of TNF
antagonists as effective therapeutic agents for the treatment of a
mammal after BI, even long after the initial BI event, such as
long after completion of a stroke. Accordingly, an advantage of
the present invention is that it provides for the delivery of a
biologic to the CSVS and thenceforth delivery of a therapeutically
effective dose of the biologic to the brain, as a new biologic
treatment of a human with BI; such that the use of the biologic
will result in clinical improvement, or will slow progression of
the underlying pathologic process. Accordingly, an advantage of
the present invention is that it provides for the delivery of
etanercept to the vertebral venous system and thenceforth to the
brain of a human with BI; such that the use of etanercept will
result in clinical improvement, or will slow progression of the
underlying pathologic process. Another advantage of the present
invention is that it provides for a biologic delivered by
perispinal administration, thereby delivering the biologic into
the vertebral venous system and thenceforth the brain of a human
with BI, which, when compared to systemic administration, produces
one or more of the following: greater efficacy; more rapid onset;
longer duration of action; improved delivery to the CNS; or fewer
side effects. Another advantage of the present invention is that
it provides for one of a group of biologics, as specified herein,
which affect neuronal or immune function, delivered by retrograde
venous flow in the CSVS (through the vertebral venous system into
the cranial venous system), thereby facilitating delivery of the
biologic to the brain of a human following BI for therapeutic
purposes.
REFERENCES
1. Batson O V. Annals of Surgery, 112, 138-149 (1940).
2. Groen R J, du Toit D F, Phillips F M et al. Spine, 29(13),
1465-1471 (2004).
3. Groen R J, Groenewegen H J, van Alphen H A, Hoogland P V. Anat
Rec, 249(2), 285-294 (1997).
4. Tobinick E. Expert Review of Neurotherapeutics, 10(6), 985-1002
(2010).
5. Tobinick E L, Chen K, Chen X. BMC Res Notes, 2, 28 (2009).
6. Breschet G. Recherches anatomiques physiologiques et
pathologiques sur le systáeme veineux (Rouen fráeres, Paris,
1829).
7. Cao Q, Cai W, Li Z B et al. Eur J Nucl Med Mol Imaging, 34(11),
1832-1842.
8. Robinson W H, Genovese M C, Moreland L W. Arthritis Rheum,
44(9), 1977-1983.
9. Banks W A, Plotkin S R, Kastin A J. Neuroimmunomodulation,
2(3), 161-165.
10. Anderson R. J Neurosurg, 8(4), 411-422 (1951).
11. Batson O V. American Journal of Roentgenology, 78(2) (1957).
12. Byrod G, Olmarker K, Konno S, Larsson K, Takahashi K, Rydevik
B. Spine, 20(2), 138-143 (1995).
13. Byrod G, Rydevik B, Johansson B R, Olmarker K. J Peripher Nerv
Syst, 5(4), 218-226 (2000).
14. Clemens H J. Die Venensysteme der menschlichen Wirbseáule;
Morphologie und funktionelle Bedeutung (De Gruyter, Berlin, 1961).
15. Eckenhoff J E. Surg Gynecol Obstet, 131(1), 72-78 (1970).
16. Gisolf J, van Lieshout J J, van Heusden K, Pott F, Stok W J,
Karemaker J M. J Physiol, 560(Pt 1), 317-327 (2004).
17. Pardridge W M. NeuroRx, 2(1), 3-14 (2005).
18. San Millan Ruiz D, Gailloud P, Rufenacht D A, Delavelle J,
Henry F, Fasel J H. AJNR Am J Neuroradiol, 23(9), 1500-1508
(2002).
19. Vogelsang H. Intraosseous spinal venography (Excerpta Medica,
Amsterdam, 1970).
20. Ye J, Yang L, Del Bigio M R et al. J Thorac Cardiovasc Surg,
114(4), 660-665.
21. Tobinick E. CNS Drugs. 2011 February; 25(2):145-155.
Methods of inhibiting the action of TNF for neurological
conditions by administering etanercept intrathecally
USRE45976
A method for inhibiting the action of TNF for treating
neurological conditions in a human by administering a TNF
antagonist for reducing damage to neuronal tissue or for
modulating the immune response affecting neuronal tissue of the
human. The TNF antagonist administered is selected from the group
consisting of etanercept and infliximab. The TNF antagonist is
administered subcutaneously, intravenously, intrathecally, or
intramuscularly. Methotrexate or Leflunomide may be administered
concurrently with the TNF antagonist for demyelinating diseases
and certain other neurological disorders.
METHODS FOR TREATMENT OF BRAIN INJURY UTILIZING BIOLOGICS
AU2015224443
CYTOKINE ANTAGONISTS FOR NEUROLOGICAL AND NEUROPSYCHIATRIC
DISORDERS
US2013115211
METHODS TO FACILITATE TRANSMISSION OF LARGE MOLECULES
ACROSS THE BLOOD-BRAIN, BLOOD-EYE, AND BLOOD-NERVE BARRIERS
US2013022540
Methods of perispinal extrathecal administration of large
molecules for diagnostic use in mammals
US2009130019
Cytokine antagonists for the treatment of localized
disorders
US6537549
US6419944
Cytokine antagonists for the treatment of sensorineural
hearing loss
US6423321
TNF inhibitors for the treatment of neurological, retinal
and muscular disorders
US6379666
TNF inhibitors for the treatment of retinal disorders
US6428787
TNF modulators for treating neurological disorders
associated with viral infection
US6419934
Methods to facilitate transmission of large molecules
across the blood-brain, blood-eye, and blood-nerve barriers
US7629311
Interleukin antagonists for the treatment of neurological,
retinal and muscular disorders
US6471961
Cytokine antagonists for the treatment of localized
disorders
US2003185826
TNF inhibition for the treatment of pre-menstrual syndrome
and primary dysmenorrhea
US2003113318
Tumor necrosis factor antagonists for the treatment of
neurological disorders
US6015557
Cytokine antagonists for neurological and neuropsychiatric
disorders
US8119127
Cytokine antagonists and other biologics for the treatment
of bone metastases
Interleukin antagonists for the treatment of neurological,
retinal and muscular disorders
US6623736
https://www.techdirt.com/articles/20170218/13480736744/another-free-speech-win-libel-lawsuit-disguised-as-trademark-complaint.shtml
Another Free Speech Win In Libel Lawsuit
Disguised As A Trademark Complaint
Unless the Supreme Court decides to weigh in on this long-running
SLAPP lawsuit (highly unlikely -- and unlikely to be appealed to
that level), it looks like it's finally the end of the line for
Dr. Edward Tobinick and his quest to silence a critic of his
questionable medical practices.
Quick recap: Dr. Tobinick claimed he could treat Alzheimer's,
strokes, and other neurological maladies by repurposing an
immunosuppressant drug. Dr. Steven Novella disagreed with
Tobinick's unsubstantiated claims and wrote a few blog posts
detailing his problems with Tobinick's treatments.
" Tobinick is not a neurologist, and yet he
feels it is appropriate for him to treat multiple neurological
conditions with an experimental treatment. It is generally
considered unethical for physicians to practice outside of their
area of competence and expertise. He is trained in internal
medicine and dermatology and is certified in those specialties. He
has never completed a neurology residency nor is he board
certified in neurology.
" Despite his lack of formal training and
certification, he feels he has ushered in a “paradigm shift” in
the treatment of Alzheimer’s disease – a disease that has proved
challenging for actual neurologists for decades."
Novella is not alone in his criticism of Tobinick's untested
treatment methods. Early on in the case, Marc Randazza summarized
the general medical community mood.
" Dr. Novella’s critical opinions of the
Plaintiffs are not outlier views. In fact, the prevailing view
seems to be that Dr. Tobnick is, at best, irresponsible. On the
first page of Google alone, there are numerous other articles
written by other authors, entirely unrelated to the article at
hand, that also express critical and unflattering opinions of
Tobinick and Plaintiffs’ “medical” practice."
&c
https://www.bna.com/court-says-alzheimers-n57982065330/
December 18, 2015
Court Says Alzheimer's Doctor's Nerve
Disorder Patent Invalid
By John T. Aquino
Dec. 17 — A physician/inventor's patent application claims for
methods of inhibiting a molecule called TNF-a to achieve
therapeutic results in patients with nerve disorders are invalid,
a federal appeals court affirmed Dec. 16.
Edward Tobinick is known for his promotion of Enbrel (etanercept),
described in his application as a TNF-a inhibitor, for treating
back problems, Alzheimer's disease, stroke and Parkinson's
disease. His Institute for Neurological Recovery in Boca Raton,
Fla., was the focus of an Australia 60 Minutes segment in 2010 for
its approach to treating Alzheimer's.
The Patent and Trademark Office's Patent Trial and Appeals Board
found his claims invalid, and he appealed that decision to the
U.S. Court of Appeals for the Federal Circuit. The appeals court
had previously reversed and remanded the case because, contrary to
the PTAB's holding, the court found that Tobinick's application
included adequate written description support under 35 U.S.C. §112
(8 LSLR 510, 5/30/14).
On remand, the PTAB still found Tobinick's patent claims invalid
as lacking in novelty under 35 U.S.C. §102 and as obvious and
anticipated under 35 U.S.C. §103 because of a prior patent
application by Kjell Olmarker and an article on a research study
Olmarker co-authored.
https://en.wikipedia.org/wiki/Etanercept
Etanercept
Trade names Enbrel
Bioavailability 58–76% (SC)
Metabolism Reticuloendothelial system
(speculative)
Biological half-life 70–132 hours
Identifiers
CAS Number 185243-69-0
PubChem SID 10099
DrugBank DB00005
UNII OP401G7OJC
KEGG D00742
ChEMBL CHEMBL1201572
ECHA InfoCard 100.224.383
Chemical and physical data
Formula C2224H3475N621O698S36
Molar mass 51234.9 g/mol
Etanercept (trade name Enbrel) is a biopharmaceutical that
treats autoimmune diseases by interfering with tumor necrosis
factor (TNF, a soluble inflammatory cytokine) by acting as a TNF
inhibitor. It has U.S. F.D.A. approval to treat rheumatoid
arthritis, juvenile rheumatoid arthritis and psoriatic arthritis,
plaque psoriasis and ankylosing spondylitis. TNF-alpha is the
"master regulator" of the inflammatory (immune) response in many
organ systems. Autoimmune diseases are caused by an overactive
immune response. Etanercept has the potential to treat these
diseases by inhibiting TNF-alpha.[1]
Etanercept is a fusion protein produced by recombinant DNA. It
fuses the TNF receptor to the constant end of the IgG1 antibody.
First, the developers isolated the DNA sequence that codes the
human gene for soluble TNF receptor 2, which is a receptor that
binds to tumor necrosis factor-alpha. Second, they isolated the
DNA sequence that codes the human gene for the Fc end of
immunoglobulin G1 (IgG1). Third, they linked the DNA for TNF
receptor 2 to the DNA for IgG1 Fc. Finally, they expressed the
linked DNA to produce a protein that links the protein for TNF
receptor 2 to the protein for IgG1 Fc. The prototypic fusion
protein was first synthesized and shown to be highly active and
unusually stable as a modality for blockade of TNF in vivo in the
early 1990s by Bruce A. Beutler, an academic researcher then at
the University of Texas Southwestern Medical Center at Dallas, and
his colleagues.[2][3]
These investigators also patented the protein,[4] selling all
rights to its use to Immunex, a biotechnology company that was
acquired by Amgen in 2002.[5]
It is a large molecule, with a molecular weight of 150 kDa., that
binds to TNFα and decreases its role in disorders involving excess
inflammation in humans and other animals, including autoimmune
diseases such as ankylosing spondylitis,[6] juvenile rheumatoid
arthritis, psoriasis, psoriatic arthritis, rheumatoid arthritis,
and, potentially, in a variety of other disorders mediated by
excess TNFα.
Medical uses
In the U.S. the FDA has licensed Enbrel for :
Moderate to Severe Rheumatoid Arthritis (RA) (Nov 1998)[7]
Moderate to Severe Polyarticular Juvenile Rheumatoid Arthritis
(May 1999)[8]
Psoriatic Arthritis (Jan 2002)[9]
Ankylosing Spondylitis (AS) (July 2003)[10][11]
Moderate to Severe Plaque Psoriasis (April 2004)[12]
Safety
On May 2, 2008, the FDA placed a black box warning on etanercept
due to a number of serious infections associated with the
drug.[13] Serious infections and sepsis, including fatalities,
have been reported with the use of etanercept including
reactivation of latent tuberculosis and hepatitis B
infections.[14][15]
There has also been a report of strongyloides hyperinfection after
use of etanercept.[16]
Mechanism of action
It reduces the effect of naturally present TNF, and hence is a TNF
inhibitor, functioning as a decoy receptor that binds to TNF.[17]
Tumor necrosis factor-alpha (TNFα) is a cytokine produced by
lymphocytes and macrophages, two types of white blood cells. It
mediates the immune response by attracting additional white blood
cells to sites of inflammation, and through additional molecular
mechanisms which initiate and amplify inflammation. Inhibition of
its action by etanercept reduces the inflammatory response which
is especially useful for treating autoimmune diseases.
There are two types of TNF receptors: those found embedded in
white blood cells that respond to TNF by releasing other
cytokines, and soluble TNF receptors which are used to deactivate
TNF and blunt the immune response. In addition, TNF receptors are
found on the surface of virtually all nucleated cells (red blood
cells, which are not nucleated, do not contain TNF receptors on
their surface). Etanercept mimics the inhibitory effects of
naturally occurring soluble TNF receptors, the difference being
that etanercept, because it is a fusion protein rather than a
simple TNF receptor, has a greatly extended half-life in the
bloodstream, and therefore a more profound and long-lasting
biologic effect than a naturally occurring soluble TNF
receptor.[18]
Structure
Etanercept is made from the combination of two naturally occurring
soluble human 75-kilodalton TNF receptors linked to an Fc portion
of an IgG1.[19] The effect is an artificially engineered dimeric
fusion protein.[19] Etanercept is a complex molecules containing 6
N-glycans, up to 14 O-glycans and 29 disulfide bridge
structures.[20][21][22]
History
Etanercept was developed by researchers at Immunex, and was
released for commercial use in late 1998, soon after the release
of infliximab (Remicade), which was the first chimeric monoclonal
antibody against TNFα to be marketed for clinical use.
Etanercept is a dimeric molecule,[23] and this dimeric structure
is necessary for its proper therapeutic activity. During its
development at Immunex Corporation an earlier monomeric version
did not have sufficient biologic activity.
Marketing
In North America, etanercept is marketed by Amgen under the trade
name Enbrel in two separate formulations, one in powder form, the
other as a pre-mixed liquid. Wyeth (now part of Pfizer) was the
sole marketer of Enbrel outside North America excluding Japan
where Takeda Pharmaceuticals markets the drug...
Structure
https://doi.org/10.1126%2Fscisignal.2000954
Mukai Y, Nakamura T, Yoshikawa M, Yoshioka Y, Tsunoda S, Nakagawa
S, Yamagata Y, Tsutsumi Y (November 2010). "Solution of the
structure of the TNF-TNFR2 complex". Science Signaling. 3 (148):
ra83. doi:10.1126/scisignal.2000954. PMID 21081755.
https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5479810
Lamanna WC, Mayer RE, Rupprechter A, Fuchs M, Higel F, Fritsch C,
Vogelsang C, Seidl A, Toll H, Schiestl M, Holzmann J (June 2017).
"The structure-function relationship of disulfide bonds in
etanercept". Scientific Reports. 7 (1): 3951.
doi:10.1038/s41598-017-04320-5. PMC 5479810. PMID 28638112.